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WESTERN ASSET INTERMEDIATE MUNI FUND INC.

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6725
SEC CIK
0000882300
Parsed reports
52

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 16:22 UTC
UBS Group AG10% owner
OtherAuction Preferred Stock 20 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-006859 · doc4.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 0

F4 · security: CUSIP Nos. 958435208

F3 · price: 95% of par

F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

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November 16, 2022 Filed Nov 21, 2022 21:55 UTC
BANK OF AMERICA NA10% owner · Former 10% Owner
SaleAuction Rate Preferred 4 $23,750.00 $95,000.00
Disclosure

SEC source: 0001567619-22-020705 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Former 10% Owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") disposed of in Table 1 were beneficially owned by Bank of America, N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation ("BAC").

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April 03, 2020 Filed Apr 7, 2020 20:05 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 200 $25,000.00 $5,000,000.00
Disclosure

SEC source: 0001209191-20-023754 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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December 19, 2019 Filed Dec 23, 2019 16:40 UTC SaleCommon Stock 1,900 $9.16 $17,404.00
Disclosure

SEC source: 0000914851-19-000297 · wf-form4_157711923093116.xml · nonDerivative · entry 1

Agdern Robert D · CIK 0001364241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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January 09, 2019 Filed Jan 10, 2019 16:21 UTC SaleCommon Stock 1,000 $8.54 $8,542.20
Disclosure

SEC source: 0000914851-19-000064 · wf-form4_154713724267338.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 17, 2017 Filed Aug 21, 2017 20:02 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 728 $25,000.00 $18,200,000.00
Disclosure

SEC source: 0001209191-17-049697 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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August 02, 2017 Filed Aug 4, 2017 20:02 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 44 $25,000.00 $1,100,000.00
Disclosure

SEC source: 0001209191-17-047691 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 728

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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July 25, 2017 Filed Jul 27, 2017 20:44 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 240 $25,000.00 $6,000,000.00
Disclosure

SEC source: 0001209191-17-046456 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 772

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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July 12, 2017 Filed Jul 14, 2017 20:08 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 200 $25,000.00 $5,000,000.00
Disclosure

SEC source: 0001209191-17-045203 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,012

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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March 16, 2017 Filed Mar 20, 2017 20:43 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 280 $25,000.00 $7,000,000.00
Disclosure

SEC source: 0001209191-17-021751 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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January 04, 2017 Filed Jan 5, 2017 16:11 UTC SaleCommon Stock 2,000 $9.49 $18,972.00
Disclosure

SEC source: 0000914851-17-000004 · wf-form4_148363266544846.xml · nonDerivative · entry 1

CRONIN DANIEL P · CIK 0001240480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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October 05, 2016 Filed Oct 7, 2016 20:46 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 1,212 $25,000.00 $30,300,000.00
Disclosure

SEC source: 0001209191-16-145407 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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September 23, 2016 Filed Sep 27, 2016 21:03 UTC
CITIGROUP INC10% owner
PurchaseVariable Rate Demand Preferred Shares 808 $25,000.00 $20,200,000.00
Disclosure

SEC source: 0001209191-16-142909 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,212

F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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July 22, 2015 Filed Jul 23, 2015 19:04 UTC
CITIGROUP INC10% owner
SaleVariable Rate Demand Preferred Shares 380 $25,000.00 $9,500,000.00
Disclosure

SEC source: 0001209191-15-062129 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · ownership.nature: These Variable Rate Demand Preferred Shares are beneficially owned by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

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February 25, 2015 Filed Feb 27, 2015 20:50 UTC
CITIGROUP INC10% owner
OtherAuction Rate Preferred 1,849 $90.00 $166,410.00
Disclosure

SEC source: 0001209191-15-019511 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The Auction Rate Preferred Shares ("Shares") reported in Table I were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on February 20, 2015.

F2 · ownership.nature: These Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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November 15, 2011 Filed Feb 3, 2012 20:00 UTC
CITIGROUP INC10% owner
PurchaseAuction Rate Preferred 2 $24,083.33 $48,166.66
Disclosure

SEC source: 0001181431-12-005663 · rrd332347.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,849

F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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March 21, 2011 Filed Mar 22, 2011 20:11 UTC
CITIGROUP INC10% owner
PurchaseAuction Rate Preferred 120 $23,260.75 $2,791,290.00
Disclosure

SEC source: 0001181431-11-019461 · rrd306176.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,847

F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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January 20, 2011 Filed Jan 24, 2011 22:09 UTC
CITIGROUP INC10% owner
PurchaseAuction Rate Preferred 132 $19,763.50 $2,608,782.00
Disclosure

SEC source: 0001181431-11-004844 · rrd298368.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,595

F1 · kind: The Reporting Person purchased these Auction Preferred Shares ("Shares") pursuant to a portfolio liquidation agreement in exchange for the share price noted in Box 4 of Table I and certain other rights and affirmative covenants.

F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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January 20, 2011 Filed Feb 7, 2011 22:48 UTC Amendment
CITIGROUP INC10% owner
PurchaseAuction Rate Preferred 132 $19,763.50 $2,608,782.00
Disclosure

SEC source: 0001181431-11-007912 · rrd300315.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,727

F1 · kind: The Reporting Person purchased these Auction Preferred Shares ("Shares") pursuant to a portfolio liquidation agreement in exchange for the share price noted in Box 4 of Table I and certain other rights and affirmative covenants.

F2 · balance_after: The aggregate number of Shares beneficially owned following the reported transaction was reported incorrectly in Box 5 of the Original Form 4.

F3 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.