Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMIS HOLDINGS INCAMIS · Entity 17316 | 10% owner | October 27, 2003 | October 29, 2003 |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INCFCS · Entity 17743 | Director | September 05, 2003 | September 08, 2003 |
| INTERSIL CORP/DEISIL · Entity 17486 | Director | July 28, 2003 | July 31, 2003 |
| MACDERMID INCMRD · Entity 17738 | Director | September 22, 2003 | September 23, 2003 |
| STRATOS INTERNATIONAL INCSTLW · Entity 17491 | 10% owner | April 30, 2005 | May 31, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMIS HOLDINGS INC
Report date October 27, 2003 · Filed October 29, 2003
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citicorp Banking Corp, COURT SQUARE CAPITAL LTD, CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP, CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD, CVC PARTNERS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 20,340,299 |
Last balance in matching sequence
After 2003-10-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2003-10-27 · Other · Acquired 4,400,041 · Balance 20,347,017 F1: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. Row 2 · 2003-10-27 · Other · Disposed 6,718 · Balance 20,340,299 F2: Pursuant to the terms of the warrant, the exercise price of the warrants was paid for by the warrant holders by surrendering 6,718 shares of Common Stock having the Fair Market Value equal to the exercise price. The Fair Market Value of the shares surrendered was determined under the warrant to be $19.65 which was based on the average of the closing price for the last 21 trading days. F1: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2012-06-26 | IndirectSee footnote | 0 |
Reported balance
After 2003-10-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2003-10-27 · Other · Disposed 4,400,041 · Balance 0 F1: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. F3: Immediately |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein.
F2: Pursuant to the terms of the warrant, the exercise price of the warrants was paid for by the warrant holders by surrendering 6,718 shares of Common Stock having the Fair Market Value equal to the exercise price. The Fair Market Value of the shares surrendered was determined under the warrant to be $19.65 which was based on the average of the closing price for the last 21 trading days.
F3: Immediately
FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC
Report date September 05, 2003 · Filed September 08, 2003
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citicorp Banking Corp, COURT SQUARE CAPITAL LTD
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2003-09-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-09-05 · Sale · Disposed 100,000 · Balance 0 F1: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
INTERSIL CORP/DE
Report date July 28, 2003 · Filed July 31, 2003
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citibank, N.A., CITICORP VENTURE CAPITAL LTD
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Subsidiary | 1,050,118 |
Reported balance
After 2003-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-07-28 · Gift · Disposed 1,000,000 · Balance 1,050,118 F1: N/A F2: The reported securities represent 1,050,118 shares of Class A Common Stock ("Class A Common") held by an affiliate of CVC. F3: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. ("Citibank"), which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company ("Citigroup Holdings"), which a wholly owned subsidiary of Citigroup, Inc. ("Citigroup"). Each of Citigroup, Citigroup Holdings, Citicorp, and Citibank disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: N/A
F2: The reported securities represent 1,050,118 shares of Class A Common Stock ("Class A Common") held by an affiliate of CVC.
F3: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. ("Citibank"), which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company ("Citigroup Holdings"), which a wholly owned subsidiary of Citigroup, Inc. ("Citigroup"). Each of Citigroup, Citigroup Holdings, Citicorp, and Citibank disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
MACDERMID INC
Report date September 22, 2003 · Filed September 23, 2003
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citibank, N.A., CITICORP VENTURE CAPITAL LTD
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2003-09-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-09-22 · Disposition to issuer · Disposed 851,720 · Balance 0 F1: The disposition of 851,720 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Citicorp Venture Capital ("CVC"). F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition of 851,720 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Citicorp Venture Capital ("CVC").
F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
STRATOS INTERNATIONAL INC
Report date April 30, 2005 · Filed May 31, 2005
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citibank, N.A., CITICORP VENTURE CAPITAL LTD
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Subsidiary | 2,474,849 |
Reported balance
After 2005-04-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-04-04 · Gift · Disposed 1,200,000 · Balance 2,474,849 F1: not applicable F2: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp. Citicorp is a wholly owned subsidiary of Citigroup Holdings Company ("CHC"). CHC is a wholly owned subsidiary of Citigroup. Citigroup, CHC, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
| Series B Preferred Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Subsidiary | 30,210 |
Reported balance
Holding disclosure · report date 2005-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,210 F2: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp. Citicorp is a wholly owned subsidiary of Citigroup Holdings Company ("CHC"). CHC is a wholly owned subsidiary of Citigroup. Citigroup, CHC, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: not applicable
F2: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp. Citicorp is a wholly owned subsidiary of Citigroup Holdings Company ("CHC"). CHC is a wholly owned subsidiary of Citigroup. Citigroup, CHC, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CHIPPAC INC
Report date August 04, 2004 · Filed August 23, 2004
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citibank, N.A., CITICORP VENTURE CAPITAL LTD, Citicorp Capital Investors, LTD, CITICORP MEZZANINE III L P
Section 16 reporting ended · disclosed 2004-08-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Citicorp Venture Capital Ltd. | 0 |
Reported balance
After 2004-08-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-08-04 · Other · Disposed 9,153,995 · Balance 0 F1: See General Remarks. F2: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
| 8% Convertible Subordinated Notes Due 2001SEC Table II · derivative / convertible security | IndirectBy Citicorp Mezzanine III, L.P. | Not disclosed |
Reported balance
After 2004-08-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-08-04 · Other · Disposed Not disclosed · Balance Not disclosed F3: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F4: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: See General Remarks.
F2: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
F3: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.
F4: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
EBS BUILDING LLC
Report date December 31, 2004 · Filed March 08, 2005 · Amendment
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP NORTH AMERICA INC, Citibank, N.A.
Section 16 reporting ended · disclosed 2005-02-14. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Membership UnitsSEC Table I · non-derivative | IndirectBy Subsidiary | 1,597,450 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 1,597,450 F1: The Class A Membership Units ("Class A") reported herein represent (i) 841,524 Class A directly beneficially owned by Citibank, N.A. and (ii) 755,926 Class A directly beneficially owned by Citicorp North America, Inc. ("CNA"). F2: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class A Membership Units ("Class A") reported herein represent (i) 841,524 Class A directly beneficially owned by Citibank, N.A. and (ii) 755,926 Class A directly beneficially owned by Citicorp North America, Inc. ("CNA").
F2: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
ERGO SCIENCE CORP /DE/
Report date August 04, 2003 · Filed August 20, 2003 · Amendment
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citicorp Banking Corp, COURT SQUARE CAPITAL LTD
Section 16 reporting ended · disclosed 2003-08-20. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 304,233 |
Reported balance
After 2003-08-04 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2003-08-04 · Disposition to issuer · Disposed 1,335,722 · Balance 304,233 F1: Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
KEMET CORP
Report date August 11, 2003 · Filed September 12, 2003 · Amendment
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citibank, N.A., CITICORP VENTURE CAPITAL LTD
Section 16 reporting ended · disclosed 2003-09-12. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 5,285,820 |
Reported balance
After 2003-08-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2003-08-11 · Sale · Disposed 35,000 · Balance 5,285,820 F1: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
TITAN INTERNATIONAL INC
Report date April 21, 2004 · Filed April 23, 2004
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, Citicorp Banking Corp, COURT SQUARE CAPITAL LTD
Section 16 reporting ended · disclosed 2004-04-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2004-04-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-04-21 · Disposition to issuer · Disposed 4,894,464 · Balance 0 F1: The disposition of 4,894,464 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Court Square Capital Limited ("Court Square"). F2: Court Square may receive an additional $5 million in consideration pending the outcome of certain litigation between the Issuer and a third party. F3: Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition of 4,894,464 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Court Square Capital Limited ("Court Square").
F2: Court Square may receive an additional $5 million in consideration pending the outcome of certain litigation between the Issuer and a third party.
F3: Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2005 Filed May 31, 2005 17:21 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | GiftCommon Stock, par value $0.01 | 1,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-05-031817 · rrd78914.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,474,849 F1 · price: not applicable F2 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp. Citicorp is a wholly owned subsidiary of Citigroup Holdings Company ("CHC"). CHC is a wholly owned subsidiary of Citigroup. Citigroup, CHC, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 04, 2004 Filed Feb 14, 2005 14:59 UTC | EBS BUILDING LLC XXEBB · Entity 17554 | SaleClass A Membership Units | 1,597,450 | $1.16 | $1,853,042.00 |
DisclosureSEC source: 0001181431-05-009470 · rrd67751.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITICORP NORTH AMERICA INC · CIK 0000839424 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · shares: On November 4, 2004, Citibank, N.A. sold 755,926 Class A Membership Units and Citicorp North America, Inc. ("CNA") sold 804,024 Class A Membership Units in a privately negotiated transaction. F2 · ownership.nature: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 04, 2004 Filed Aug 23, 2004 16:55 UTC | CHIPPAC INC CHPC · Entity 17624 | Other8% Convertible Subordinated Notes Due 2001 · Derivative | Not disclosed | Not disclosed | $50,000,000.00 |
DisclosureSEC source: 0001181431-04-041298 · rrd50430.xml · derivative · entry 2 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks. Citicorp Capital Investors, LTD · CIK 0001300330 · See General Remarks. CITICORP MEZZANINE III L P · CIK 0001098417 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Citicorp Mezzanine III, L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock, $0.01 par value · 5,020,081 shares Expires not disclosed F3 · derivative.exercise_price: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · kind: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · price: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · derivative.exercise_date: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · derivative.expiration_date: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F4 · ownership.nature: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 04, 2004 Filed Aug 23, 2004 16:55 UTC | CHIPPAC INC CHPC · Entity 17624 | OtherClass A Common Stock, $0.01 par value | 9,153,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-041298 · rrd50430.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks. Citicorp Capital Investors, LTD · CIK 0001300330 · See General Remarks. CITICORP MEZZANINE III L P · CIK 0001098417 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Citicorp Venture Capital Ltd. Disclosed balance after: 0 F1 · kind: See General Remarks. F1 · price: See General Remarks. F2 · ownership.nature: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| April 21, 2004 Filed Apr 23, 2004 16:25 UTC | TITAN INTERNATIONAL INC TWI · Entity 5516 | Disposition to issuerCommon Stock | 4,894,464 | $3.06 | $14,977,059.84 |
DisclosureSEC source: 0001181431-04-022006 · rrd40170.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITICORP BANKING CORP · CIK 0001080104 · See General Remarks. COURT SQUARE CAPITAL LTD · CIK 0001167013 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · shares: The disposition of 4,894,464 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Court Square Capital Limited ("Court Square"). F2 · price: Court Square may receive an additional $5 million in consideration pending the outcome of certain litigation between the Issuer and a third party. F3 · ownership.nature: Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 04, 2003 Filed Dec 8, 2003 16:06 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 21,250 | $8.02 | $170,425.00 |
DisclosureSEC source: 0001181431-03-034543 · rrd24947.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 9,153,995 F1 · ownership.nature: Represents (i) 9,153,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 10:12 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 850,000 | $8.03 | $6,825,500.00 |
DisclosureSEC source: 0001181431-03-034239 · rrd24662.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 9,175,245 F1 · ownership.nature: Represents (i) 9,175,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 02, 2003 Filed Dec 4, 2003 10:32 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 850,000 | $7.95 | $6,757,500.00 |
DisclosureSEC source: 0001181431-03-034040 · rrd24443.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 10,025,245 F1 · ownership.nature: Represents (i) 10,025,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 01, 2003 Filed Dec 3, 2003 10:48 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 800,700 | $7.80 | $6,245,460.00 |
DisclosureSEC source: 0001181431-03-033832 · rrd24367.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 10,875,245 F1 · ownership.nature: Represents (i) 10,875,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 10:46 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 28,050 | $7.75 | $217,387.50 |
DisclosureSEC source: 0001181431-03-033557 · rrd24292.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,675,945 F1 · ownership.nature: Represents (i) 11,675,945 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 20, 2003 Filed Nov 24, 2003 15:27 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 66,250 | $7.77 | $514,762.50 |
DisclosureSEC source: 0001181431-03-032625 · rrd23734.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,703,995 F1 · ownership.nature: Represents (i) 11,703,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 18, 2003 Filed Nov 19, 2003 16:00 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 186,250 | $7.43 | $1,383,837.50 |
DisclosureSEC source: 0001181431-03-031798 · rrd23303.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,770,245 F1 · ownership.nature: Represents (i) 11,770,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 17, 2003 Filed Nov 18, 2003 15:26 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 40,000 | $7.32 | $292,800.00 |
DisclosureSEC source: 0001181431-03-031587 · rrd23187.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,956,495 F1 · ownership.nature: Represents (i) 11,956,495 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 14, 2003 Filed Nov 17, 2003 16:20 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 38,750 | $7.53 | $291,787.50 |
DisclosureSEC source: 0001181431-03-031388 · rrd23040.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,996,495 F1 · ownership.nature: Represents (i) 11,996,495 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 12, 2003 Filed Nov 14, 2003 12:50 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 100,750 | $7.86 | $791,895.00 |
DisclosureSEC source: 0001181431-03-031016 · rrd22745.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 12,035,245 F1 · ownership.nature: Represents (i) 12,035,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 06, 2003 Filed Nov 12, 2003 09:17 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 399,500 | $7.70 | $3,076,150.00 |
DisclosureSEC source: 0001181431-03-030192 · rrd22072.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 12,287,745 F1 · ownership.nature: Represents (i) 12,287,745 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 06, 2003 Filed Nov 14, 2003 12:49 UTC Amendment | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 364,250 | $7.70 | $2,804,725.00 |
DisclosureSEC source: 0001181431-03-031015 · rrd22789.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 12,135,995 F1 · ownership.nature: The securities held upon the completion of the transactions reported herein represent (i) 12,135,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 06, 2003 Filed Nov 14, 2003 12:49 UTC Amendment | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 187,000 | $7.82 | $1,462,340.00 |
DisclosureSEC source: 0001181431-03-031015 · rrd22789.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 12,500,245 F1 · ownership.nature: The securities held upon the completion of the transactions reported herein represent (i) 12,135,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 15:49 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 313,000 | $7.86 | $2,460,180.00 |
DisclosureSEC source: 0001181431-03-029774 · rrd22071.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 12,687,245 F1 · ownership.nature: Represents (i) 12,687,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 11:29 UTC | CHIPPAC INC CHPC · Entity 17624 | GiftClass A Common Stock, $0.01 par value | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-03-029085 · rrd21653.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 13,000,245 F1 · price: N/A F2 · ownership.nature: Represents (i) 13,000,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 19:00 UTC | AMIS HOLDINGS INC AMIS · Entity 17316 | OtherCommon Stock Warrants (right to buy) · Derivative | 4,400,041 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0000950103-03-002094 · citigroup_ex.xml · derivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITICORP BANKING CORP · CIK 0001080104 · 10% owner COURT SQUARE CAPITAL LTD · CIK 0001167013 · 10% owner CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP · CIK 0001171228 · 10% owner CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD · CIK 0001264888 · 10% owner CVC PARTNERS LLC · CIK 0001264887 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,400,041 shares Expires 2012-06-26 F1 · shares: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. F3 · derivative.exercise_date: Immediately F1 · ownership.nature: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 19:00 UTC | AMIS HOLDINGS INC AMIS · Entity 17316 | OtherCommon Stock | 6,718 | $19.65 | $132,008.70 |
DisclosureSEC source: 0000950103-03-002094 · citigroup_ex.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITICORP BANKING CORP · CIK 0001080104 · 10% owner COURT SQUARE CAPITAL LTD · CIK 0001167013 · 10% owner CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP · CIK 0001171228 · 10% owner CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD · CIK 0001264888 · 10% owner CVC PARTNERS LLC · CIK 0001264887 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,340,299 F2 · kind: Pursuant to the terms of the warrant, the exercise price of the warrants was paid for by the warrant holders by surrendering 6,718 shares of Common Stock having the Fair Market Value equal to the exercise price. The Fair Market Value of the shares surrendered was determined under the warrant to be $19.65 which was based on the average of the closing price for the last 21 trading days. F2 · price: Pursuant to the terms of the warrant, the exercise price of the warrants was paid for by the warrant holders by surrendering 6,718 shares of Common Stock having the Fair Market Value equal to the exercise price. The Fair Market Value of the shares surrendered was determined under the warrant to be $19.65 which was based on the average of the closing price for the last 21 trading days. F1 · ownership.nature: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 19:00 UTC | AMIS HOLDINGS INC AMIS · Entity 17316 | OtherCommon Stock | 4,400,041 | $0.03 | $132,001.23 |
DisclosureSEC source: 0000950103-03-002094 · citigroup_ex.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITICORP BANKING CORP · CIK 0001080104 · 10% owner COURT SQUARE CAPITAL LTD · CIK 0001167013 · 10% owner CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP · CIK 0001171228 · 10% owner CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD · CIK 0001264888 · 10% owner CVC PARTNERS LLC · CIK 0001264887 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,347,017 F1 · ownership.nature: The securities reported herein include 4,315,849 shares of Common Stock Warrants exercised held by Citigroup Venture Capital Equity Partners, L.P. as the record holder and 84,192 shares of Common Stock Warrants exercised held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 26, 2003 Filed Sep 30, 2003 18:11 UTC | AMIS HOLDINGS INC AMIS · Entity 17316 | OtherSeries B Preferred Stock | 5,540,000 | $14.83 | $82,158,200.00 |
DisclosureSEC source: 0000950103-03-001968 · sep2903_form4-citigroupex.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITICORP BANKING CORP · CIK 0001080104 · 10% owner COURT SQUARE CAPITAL LTD · CIK 0001167013 · 10% owner CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP · CIK 0001171228 · 10% owner CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD · CIK 0001264888 · 10% owner CVC PARTNERS LLC · CIK 0001264887 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By affiliate Disclosed balance after: 0 F1 · kind: The preferred stock was exchanged for cash pursuant to a merger exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-7 thereof. F2 · shares: Citigroup Venture Capital Equity Partners, L.P. is the record holder of 1,855,706 shares of Common Stock sold, 6,797,046.77 shares of Series A Preferred Stock and 5,437,637.42 shares of Series B Preferred Stock. The shares disposed of as reported herein also include 34,933 shares of Common Stock, 127,953.23 shares of Series A Preferred Stock and 102,362.58 shares of Series B Preferred Stock held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Citigroup Venture Capital Equity Partners, L.P. is the record holder of 1,855,706 shares of Common Stock sold, 6,797,046.77 shares of Series A Preferred Stock and 5,437,637.42 shares of Series B Preferred Stock. The shares disposed of as reported herein also include 34,933 shares of Common Stock, 127,953.23 shares of Series A Preferred Stock and 102,362.58 shares of Series B Preferred Stock held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 26, 2003 Filed Sep 30, 2003 18:11 UTC | AMIS HOLDINGS INC AMIS · Entity 17316 | OtherSeries A Preferred Stock | 6,925,000 | $14.43 | $99,927,750.00 |
DisclosureSEC source: 0000950103-03-001968 · sep2903_form4-citigroupex.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITICORP BANKING CORP · CIK 0001080104 · 10% owner COURT SQUARE CAPITAL LTD · CIK 0001167013 · 10% owner CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP · CIK 0001171228 · 10% owner CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD · CIK 0001264888 · 10% owner CVC PARTNERS LLC · CIK 0001264887 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By affiliate Disclosed balance after: 0 F1 · kind: The preferred stock was exchanged for cash pursuant to a merger exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-7 thereof. F2 · shares: Citigroup Venture Capital Equity Partners, L.P. is the record holder of 1,855,706 shares of Common Stock sold, 6,797,046.77 shares of Series A Preferred Stock and 5,437,637.42 shares of Series B Preferred Stock. The shares disposed of as reported herein also include 34,933 shares of Common Stock, 127,953.23 shares of Series A Preferred Stock and 102,362.58 shares of Series B Preferred Stock held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Citigroup Venture Capital Equity Partners, L.P. is the record holder of 1,855,706 shares of Common Stock sold, 6,797,046.77 shares of Series A Preferred Stock and 5,437,637.42 shares of Series B Preferred Stock. The shares disposed of as reported herein also include 34,933 shares of Common Stock, 127,953.23 shares of Series A Preferred Stock and 102,362.58 shares of Series B Preferred Stock held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 26, 2003 Filed Sep 30, 2003 18:11 UTC | AMIS HOLDINGS INC AMIS · Entity 17316 | SaleCommon Stock | 1,890,639 | $20.00 | $37,812,780.00 |
DisclosureSEC source: 0000950103-03-001968 · sep2903_form4-citigroupex.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITICORP BANKING CORP · CIK 0001080104 · 10% owner COURT SQUARE CAPITAL LTD · CIK 0001167013 · 10% owner CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP · CIK 0001171228 · 10% owner CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD · CIK 0001264888 · 10% owner CVC PARTNERS LLC · CIK 0001264887 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By affiliate Disclosed balance after: 15,946,976 F2 · shares: Citigroup Venture Capital Equity Partners, L.P. is the record holder of 1,855,706 shares of Common Stock sold, 6,797,046.77 shares of Series A Preferred Stock and 5,437,637.42 shares of Series B Preferred Stock. The shares disposed of as reported herein also include 34,933 shares of Common Stock, 127,953.23 shares of Series A Preferred Stock and 102,362.58 shares of Series B Preferred Stock held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Citigroup Venture Capital Equity Partners, L.P. is the record holder of 1,855,706 shares of Common Stock sold, 6,797,046.77 shares of Series A Preferred Stock and 5,437,637.42 shares of Series B Preferred Stock. The shares disposed of as reported herein also include 34,933 shares of Common Stock, 127,953.23 shares of Series A Preferred Stock and 102,362.58 shares of Series B Preferred Stock held by affiliates of the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 22, 2003 Filed Sep 23, 2003 16:42 UTC | MACDERMID INC MRD · Entity 17738 | Disposition to issuerCommon Stock | 851,720 | $25.00 | $21,293,000.00 |
DisclosureSEC source: 0001181431-03-024105 · rrd19025.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · shares: The disposition of 851,720 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Citicorp Venture Capital ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 05, 2003 Filed Sep 8, 2003 16:01 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 100,000 | $18.32 | $1,832,000.00 |
DisclosureSEC source: 0001181431-03-022237 · rrd17964.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 16:34 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 1,132,400 | $17.77 | $20,122,748.00 |
DisclosureSEC source: 0001181431-03-022093 · rrd17869.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 100,000 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 26, 2003 Filed Aug 27, 2003 17:03 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 623,200 | $14.87 | $9,266,984.00 |
DisclosureSEC source: 0001181431-03-020742 · rrd17187.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,232,400 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 25, 2003 Filed Aug 26, 2003 14:50 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 274,000 | $15.03 | $4,118,220.00 |
DisclosureSEC source: 0001181431-03-020431 · rrd17049.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,855,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 22, 2003 Filed Aug 25, 2003 16:46 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 370,000 | $15.93 | $5,894,100.00 |
DisclosureSEC source: 0001181431-03-020300 · rrd16940.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,129,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 21, 2003 Filed Aug 22, 2003 16:40 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 500,000 | $15.65 | $7,825,000.00 |
DisclosureSEC source: 0001181431-03-020077 · rrd16846.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,499,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 16:02 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 500,000 | $14.91 | $7,455,000.00 |
DisclosureSEC source: 0001181431-03-019806 · rrd16646.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,999,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 12:53 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 550,000 | $14.61 | $8,035,500.00 |
DisclosureSEC source: 0001181431-03-019498 · rrd16520.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,499,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 17:11 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 500,000 | $14.15 | $7,075,000.00 |
DisclosureSEC source: 0001181431-03-019377 · rrd16299.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,049,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 17:11 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 200,000 | $13.19 | $2,638,000.00 |
DisclosureSEC source: 0001181431-03-019376 · rrd16256.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,549,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 14, 2003 Filed Aug 19, 2003 17:11 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 225,000 | $13.15 | $2,958,750.00 |
DisclosureSEC source: 0001181431-03-019375 · rrd16254.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,749,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 13, 2003 Filed Aug 18, 2003 12:40 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 400,000 | $13.10 | $5,240,000.00 |
DisclosureSEC source: 0001181431-03-019080 · rrd16067.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,974,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 12, 2003 Filed Aug 14, 2003 11:01 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 140,000 | $12.72 | $1,780,800.00 |
DisclosureSEC source: 0001181431-03-018668 · rrd15969.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,374,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 16:03 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 300,000 | $12.66 | $3,798,000.00 |
DisclosureSEC source: 0001181431-03-018383 · rrd15873.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,514,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 16:04 UTC | KEMET CORP KEM · Entity 17740 | SaleCommon Stock | 35,000 | $10.15 | $355,250.00 |
DisclosureSEC source: 0001181431-03-018384 · rrd15876.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,285,820 F1 · ownership.nature: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. The common stock reported herein is directly beneficially owned by CVC. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 11, 2003 Filed Sep 12, 2003 10:41 UTC Amendment | KEMET CORP KEM · Entity 17740 | SaleCommon Stock | 35,000 | $10.15 | $355,250.00 |
DisclosureSEC source: 0001181431-03-022947 · rrd18071.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,285,820 F1 · ownership.nature: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 08, 2003 Filed Aug 12, 2003 11:05 UTC | KEMET CORP KEM · Entity 17740 | SaleCommon Stock | 35,500 | $10.21 | $362,455.00 |
DisclosureSEC source: 0001181431-03-018343 · rrd15765.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,320,820 F1 · ownership.nature: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. The common stock reported herein is directly beneficially owned by CVC. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 08, 2003 Filed Aug 12, 2003 11:06 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 132,000 | $12.03 | $1,587,960.00 |
DisclosureSEC source: 0001181431-03-018344 · rrd15761.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,814,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 07, 2003 Filed Aug 8, 2003 10:15 UTC | KEMET CORP KEM · Entity 17740 | SaleCommon Stock | 27,000 | $10.14 | $273,780.00 |
DisclosureSEC source: 0001181431-03-017962 · rrd15625.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,356,820 F1 · ownership.nature: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. The common stock reported herein is directly beneficially owned by CVC. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 07, 2003 Filed Aug 8, 2003 11:31 UTC | FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC FCS · Entity 17743 | SaleCommon Stock | 130,000 | $12.23 | $1,589,900.00 |
DisclosureSEC source: 0001181431-03-017975 · rrd15582.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITICORP BANKING CORP · CIK 0001080104 · Director COURT SQUARE CAPITAL LTD · CIK 0001167013 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,946,600 F1 · ownership.nature: An employee of Court Square Capital Limited ("Court Square") serves on the Issuer's Board of Directors. Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 07, 2003 Filed Aug 13, 2003 11:02 UTC Amendment | KEMET CORP KEM · Entity 17740 | SaleCommon Stock | 500 | $10.17 | $5,085.00 |
DisclosureSEC source: 0001181431-03-018468 · rrd15869.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,356,320 F1 · ownership.nature: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. The common stock reported herein is directly beneficially owned by CVC. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 07, 2003 Filed Aug 13, 2003 11:02 UTC Amendment | KEMET CORP KEM · Entity 17740 | SaleCommon Stock | 27,000 | $10.14 | $273,780.00 |
DisclosureSEC source: 0001181431-03-018468 · rrd15869.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,356,820 F1 · ownership.nature: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. The common stock reported herein is directly beneficially owned by CVC. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 06, 2003 Filed Aug 7, 2003 17:02 UTC | KEMET CORP KEM · Entity 17740 | SaleCommon Stock | 15,800 | $10.18 | $160,844.00 |
DisclosureSEC source: 0001181431-03-017903 · rrd15565.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director CITIGROUP HOLDINGS CO · CIK 0001105742 · Director CITICORP · CIK 0000020405 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,383,820 F1 · ownership.nature: An employee of Citicorp Venture Capital Ltd. ("CVC") serves on the Issuer's Board of Directors. The common stock reported herein is directly beneficially owned by CVC. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.