Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2026 Filed Aug 12, 2026 17:58 UTC |
BRENNAN PAUL LPortfolio Manager
|
SaleCommon Stock | 2,000 | $12.44 | $24,880.00 |
DisclosureSEC source: 0001225208-26-007078 · doc4.xml · nonDerivative · entry 3 BRENNAN PAUL L · CIK 0001189639 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,050 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 17:58 UTC |
BRENNAN PAUL LPortfolio Manager
|
SaleCommon Stock | 2,000 | $12.46 | $24,920.00 |
DisclosureSEC source: 0001225208-26-007078 · doc4.xml · nonDerivative · entry 2 BRENNAN PAUL L · CIK 0001189639 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,050 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 17:58 UTC |
BRENNAN PAUL LPortfolio Manager
|
SaleCommon Stock | 1,000 | $12.45 | $12,450.00 |
DisclosureSEC source: 0001225208-26-007078 · doc4.xml · nonDerivative · entry 1 BRENNAN PAUL L · CIK 0001189639 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,050 Read SEC document |
| November 06, 2024 Filed Nov 7, 2024 13:54 UTC |
LAMB DAVID JVice President
|
PurchaseCommon Stock | 3,000 | $12.44 | $37,320.00 |
DisclosureSEC source: 0001225208-24-009701 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · Joint Account Disclosed balance after: 3,000 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 13:36 UTC |
Jones Nathaniel T.Vice President and Treasurer
|
PurchaseCommon Stock | 1,000 | $10.76 | $10,758.80 |
DisclosureSEC source: 0001225208-23-010170 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 21:53 UTC |
Jones Nathaniel T.Vice President and Treasurer
|
PurchaseCommon Stock | 1,500 | $9.82 | $14,722.50 |
DisclosureSEC source: 0001225208-23-009745 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| September 21, 2023 Filed Sep 21, 2023 19:27 UTC |
TOTH TERENCE JTrustee
|
SaleCommon Stock | 844 | $10.75 | $9,073.00 |
DisclosureSEC source: 0001225208-23-009005 · doc4.xml · nonDerivative · entry 2 TOTH TERENCE J · CIK 0001277392 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 21, 2023 Filed Sep 21, 2023 19:27 UTC |
TOTH TERENCE JTrustee
|
SaleCommon Stock | 433 | $10.75 | $4,654.75 |
DisclosureSEC source: 0001225208-23-009005 · doc4.xml · nonDerivative · entry 1 TOTH TERENCE J · CIK 0001277392 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 844 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:00 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 1,935 | $100,000.00 | $193,500,000.00 |
DisclosureSEC source: 0001209191-20-023752 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:26 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 656 | $100,000.00 | $65,600,000.00 |
DisclosureSEC source: 0001209191-20-021715 · doc4.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,935 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 20:26 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 500 | $100,000.00 | $50,000,000.00 |
DisclosureSEC source: 0001209191-20-021715 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,591 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 17:31 UTC |
WELLS FARGO & COMPANY/MN10% owner
WELLS FARGO BANK N A10% owner
|
OtherAdjustable Rate MuniFund Term Preferred Shares | 1,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-027666 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,120 F1 · kind: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares ("AMTP Shares"), Series 2028, of the Issuer in a cashless transaction. The 1,120 AMTP Shares reported as acquired in Table I represent AMTP Shares beneficially owned by Capital Strategies. F1 · price: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares ("AMTP Shares"), Series 2028, of the Issuer in a cashless transaction. The 1,120 AMTP Shares reported as acquired in Table I represent AMTP Shares beneficially owned by Capital Strategies. F3 · ownership.nature: This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 19:17 UTC |
ZIMMERMAN GIFFORD RSecretary
|
SaleCommon Stock | 1,957 | $16.79 | $32,850.20 |
DisclosureSEC source: 0001225208-19-012022 · doc4.xml · nonDerivative · entry 1 ZIMMERMAN GIFFORD R · CIK 0001189654 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:07 UTC |
CITIGROUP INC10% owner
|
SaleSeries 1 Variable Rate Demand Preferred Shares | 1,790 | $100,000.00 | $179,000,000.00 |
DisclosureSEC source: 0001209191-19-038696 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| March 12, 2019 Filed Apr 5, 2019 19:49 UTC |
WELLS FARGO & COMPANY/MN10% owner
WELLS FARGO BANK N A10% owner
|
OtherMuniFund Preferred Shares | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-010117 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,054 F1 · kind: The 2,000 preferred shares reported as disposed of in Table I represent MuniFund Preferred Shares ("MFP Shares") that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,078.45062 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of 78.45062 per share). WFBNA is an indirect wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA. F1 · price: The 2,000 preferred shares reported as disposed of in Table I represent MuniFund Preferred Shares ("MFP Shares") that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,078.45062 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of 78.45062 per share). WFBNA is an indirect wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · ownership.nature: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:54 UTC |
BRENNAN PAUL LPortfolio Manager
|
PurchaseCommon Stock | 10,300 | $13.58 | $139,874.00 |
DisclosureSEC source: 0001225208-18-016932 · doc4.xml · nonDerivative · entry 1 BRENNAN PAUL L · CIK 0001189639 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,050 Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 20:09 UTC |
CITIGROUP INC10% owner
|
SaleSeries 4 Variable Rate Demand Preferred Shares | 1,800 | $100,000.00 | $180,000,000.00 |
DisclosureSEC source: 0001209191-18-039160 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:50 UTC |
WELLS FARGO & COMPANY/MN10% owner
WELLS FARGO BANK N A10% owner
|
OtherMuniFund Preferred Shares | 4,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002424 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,054 F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank. F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · ownership.nature: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:50 UTC |
WELLS FARGO & COMPANY/MN10% owner
WELLS FARGO BANK N A10% owner
|
OtherVariable Rate MuniFund Term Preferred Shares, Series 2018 | 2,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002424 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank. F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · ownership.nature: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 06, 2017 Filed Sep 11, 2017 17:16 UTC |
TOTH TERENCE JTrustee
|
PurchaseCommon Stock | 1,277 | $15.66 | $19,992.33 |
DisclosureSEC source: 0001225208-17-014785 · doc4.xml · nonDerivative · entry 1 TOTH TERENCE J · CIK 0001277392 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 02:01 UTC |
BRENNAN PAUL LPortfolio Manager
|
PurchaseCommon Stock | 1,800 | $14.35 | $25,828.20 |
DisclosureSEC source: 0001225208-17-003639 · doc4.xml · nonDerivative · entry 1 BRENNAN PAUL L · CIK 0001189639 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Read SEC document |
| June 16, 2016 Filed Jun 17, 2016 18:20 UTC |
CITIGROUP INC10% owner
|
PurchaseSeries 4 Variable Rate Demand Preferred Shares | 1,800 | $100,000.00 | $180,000,000.00 |
DisclosureSEC source: 0001209191-16-128428 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,800 F1 · ownership.nature: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| October 21, 2014 Filed Oct 21, 2014 20:41 UTC |
CITIGROUP INC10% owner
|
OtherVariable Rate Demand Preferred Shares | 220 | $100,000.00 | $22,000,000.00 |
DisclosureSEC source: 0001181431-14-034598 · rrd417830.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,790 F1 · kind: These Variable Rate Demand Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| October 05, 2011 Filed Oct 5, 2011 20:10 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 179 | $25,000.00 | $4,475,000.00 |
DisclosureSEC source: 0001181431-11-051852 · rrd323376.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 05, 2011 Filed Oct 5, 2011 20:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
OtherAuction Rate Preferred | 102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-001084 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| October 03, 2011 Filed Oct 3, 2011 21:01 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 172 | $25,000.00 | $4,300,000.00 |
DisclosureSEC source: 0001181431-11-051129 · rrd323048.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 179 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 03, 2011 Filed Oct 4, 2011 14:44 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
OtherAuction Rate Preferred | 87 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-001072 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| September 30, 2011 Filed Oct 3, 2011 21:01 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 298 | $25,000.00 | $7,450,000.00 |
DisclosureSEC source: 0001181431-11-051129 · rrd323048.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 351 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 14:44 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
OtherAuction Rate Preferred | 112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-001072 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1,200 | $14.37 | $17,244.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 14 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1,100 | $14.36 | $15,796.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 13 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,200 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1,000 | $14.33 | $14,330.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 12 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,300 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 3,568 | $14.32 | $51,093.76 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 11 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,300 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 100 | $14.30 | $1,430.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 10 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 6,868 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 2,100 | $14.47 | $30,387.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 9 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 6,968 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 605 | $14.46 | $8,748.30 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 8 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,868 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 700 | $14.45 | $10,115.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 7 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,263 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 700 | $14.44 | $10,108.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 6 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,563 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 600 | $14.42 | $8,652.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 5 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,863 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 400 | $14.41 | $5,764.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 4 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,263 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 300 | $14.40 | $4,320.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,863 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1,263 | $14.38 | $18,161.94 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,563 Read SEC document |
| June 21, 2010 Filed Mar 18, 2011 22:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 300 | $14.37 | $4,311.00 |
DisclosureSEC source: 0000932440-11-000329 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 300 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.