XEL

SEC source: 0001140361-17-008948 · doc1.xml · derivative · entry 5

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,987.272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,389 units.

F6 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F6 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,389 units.

SEC source: 0001140361-17-008948 · doc1.xml · nonDerivative · entry 3

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,301.823

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

SEC source: 0001140361-17-008948 · doc1.xml · nonDerivative · entry 2

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,858.476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001140361-17-008948 · doc1.xml · nonDerivative · entry 1

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,871.204

F1 · balance_after: This amount also includes 226.670 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001140361-17-008947 · doc1.xml · derivative · entry 6

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,110.512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,400 units.

F8 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F8 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,400 units.

SEC source: 0001140361-17-008947 · doc1.xml · derivative · entry 5

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,583.059

Underlying: Common Stock · 7,438 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

SEC source: 0001140361-17-008947 · doc1.xml · nonDerivative · entry 3

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,604.446

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

SEC source: 0001140361-17-008947 · doc1.xml · nonDerivative · entry 2

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,439.885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

SEC source: 0001140361-17-008947 · doc1.xml · nonDerivative · entry 1

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,329.373

F1 · balance_after: This amount also includes 173.508 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001140361-17-008946 · doc1.xml · derivative · entry 6

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,123.24 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,011 units.

F8 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F8 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,011 units.

SEC source: 0001140361-17-008946 · doc1.xml · derivative · entry 5

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,144.87

Underlying: Common Stock · 5,646 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

F6 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan").

F6 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan").

F9 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

SEC source: 0001140361-17-008946 · doc1.xml · nonDerivative · entry 3

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700.9

F4 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

SEC source: 0001140361-17-008946 · doc1.xml · nonDerivative · entry 2

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143.705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.

SEC source: 0001140361-17-008946 · doc1.xml · nonDerivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,020.465

F1 · price: Of the 1,041.565 shares, 762 were issued at a price of $42.00 per share in connection with the reporting person's election to receive a portion of his annual incentive award in restricted shares, and the rest were issued at no cost as a 20% premium on the annual incentive received in shares and in settlement of performance share units.

F2 · balance_after: This amount also includes 119.13 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001140361-17-008945 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,620

F1 · price: Of the 7,620 shares, 6,350 were issued at a price of $42.00 per share in connection with the reporting person's election to receive a portion of his annual incentive award in restricted shares, and 1,270 were issued at no cost as a 20% premium on the annual incentive amount received in shares.

SEC source: 0001140361-17-008944 · doc1.xml · derivative · entry 5

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,421.286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 33,682 units.

F6 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F6 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 33,682 units.

SEC source: 0001140361-17-008944 · doc1.xml · nonDerivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,271.392

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

SEC source: 0001140361-17-008944 · doc1.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,826.741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001140361-17-008944 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,405.455

F1 · balance_after: This amount also includes 895.758 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001140361-17-008943 · doc1.xml · derivative · entry 5

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,619.779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,358 units.

F5 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F5 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.

F4 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,358 units.

SEC source: 0001140361-17-008943 · doc1.xml · nonDerivative · entry 3

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,994.861

F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

SEC source: 0001140361-17-008943 · doc1.xml · nonDerivative · entry 2

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,853.881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001140361-17-008943 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,234.102

SEC source: 0001140361-17-008942 · doc1.xml · derivative · entry 5

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,725.103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: The number of shares and units reported reflects the maximum number of shares issuable in settlement based on the issuers performance over the performance period as well as the reinvestment of dividend equivalents during the term of the award. The award was previously reported as involving 2,102 units.

F6 · derivative.exercise_date: Award vests and is settled in shares of common stock upon certification of performance following the close of the performance period on December 31, 2016.

F6 · derivative.expiration_date: Award vests and is settled in shares of common stock upon certification of performance following the close of the performance period on December 31, 2016.

F5 · derivative.underlying_shares: The number of shares and units reported reflects the maximum number of shares issuable in settlement based on the issuers performance over the performance period as well as the reinvestment of dividend equivalents during the term of the award. The award was previously reported as involving 2,102 units.

SEC source: 0001140361-17-008942 · doc1.xml · nonDerivative · entry 3

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,739.131

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.

SEC source: 0001140361-17-008942 · doc1.xml · nonDerivative · entry 2

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,649.234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001140361-17-008942 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,924.131

F1 · balance_after: This amount also includes 1.177 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001140361-17-008177 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,124.623

Underlying: Common Stock · 6.008 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-008175 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30.986

Underlying: Common Stock · 10.214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-005263 · doc1.xml · nonDerivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0001140361-17-004420 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,119.405

Underlying: Common Stock · 6.153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-004419 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20.777

Underlying: Common Stock · 10.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-002309 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,931.52

Underlying: Common Stock · 6.068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-002307 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10.316

Underlying: Common Stock · 10.316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-000803 · doc1.xml · derivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 1,084 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000797 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock · 4,309 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000793 · doc1.xml · derivative · entry 1

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,155

Underlying: Common Stock · 6,155 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2019.

SEC source: 0001140361-17-000782 · doc1.xml · derivative · entry 1

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921

Underlying: Common Stock · 1,921 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000807 · doc1.xml · derivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000801 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428

Underlying: Common Stock · 1,428 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2019.

SEC source: 0001140361-17-000799 · doc1.xml · derivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Sec & Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Underlying: Common Stock · 1,724 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000795 · doc1.xml · derivative · entry 1

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Group Pres, & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,155

Underlying: Common Stock · 6,155 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2019.

SEC source: 0001140361-17-000791 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 1,084 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000789 · doc1.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,278

Underlying: Common Stock · 6,278 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000787 · doc1.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,004

Underlying: Common Stock · 32,004 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000779 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626

Underlying: Common Stock · 1,626 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2019.

SEC source: 0001140361-17-000302 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,924.964

Underlying: Common Stock · 5.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-000295 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,446.237

Underlying: Common Stock · 14.332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-17-000297 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,555.807

Underlying: Common Stock · 17.557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-16-091193 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,408.11

Underlying: Common Stock · 699.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 699.730 stock equivalent units, 583.108 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.622 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 699.730 stock equivalent units, 583.108 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.622 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 836.701 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.