XEL

SEC source: 0001567619-20-012671 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,282.191

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 553.683 stock equivalent units, 461.402 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 92.281 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

SEC source: 0001567619-20-012677 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,501.015

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 276.842 stock equivalent units, 230.702 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 46.140 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

SEC source: 0001567619-20-012669 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,461.083

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 649.976 stock equivalent units, 541.647 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 108.329 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

SEC source: 0001567619-20-012667 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,161.13

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 42.591 stock equivalent units, 35.493 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 7.098 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

SEC source: 0001567619-20-012665 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,901.686

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 625.903 stock equivalent units, 521.586 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 104.317 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

SEC source: 0001567619-20-012663 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,411.261

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 505.537 stock equivalent units, 421.281 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 84.256 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

SEC source: 0001567619-20-012628 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118.539

F1 · shares: Equity award granted in the form of shares of common stock or stock equivalent units payable in shares of common stock following termination of the reporting person's service as a director in accordance with the director's election. Includes 0.539 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

SEC source: 0001567619-20-011685 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,531

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.65 to $65.98, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-011593 · doc1.xml · nonDerivative · entry 1

Sheppard James J. · CIK 0001500804 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by family trust

Disclosed balance after: 0

SEC source: 0001567619-20-011576 · doc1.xml · derivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,969 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-20-011234 · doc1.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,927.83

F1 · shares: Includes 1242.678 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: The amount reported includes a balance increase of 6,387.126, which reflects stock equivalent units previously reported on Table II. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

F3 · balance_after: Includes 165.026 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011230 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,678.427

F1 · shares: Includes 0.678 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: The amount reported includes a balance increase of 85,512.344, which reflects stock equivalent units previously reported on Table II. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

F3 · balance_after: Includes 2,209.405 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011232 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,224.173

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 416.422 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011226 · doc1.xml · nonDerivative · entry 2

Sheppard James J. · CIK 0001500804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,827.491

F1 · security: Includes 0.678 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · kind: On May 20, 2020, the reporting person directed the issuance of 2,484 shares received as compensation for service as a director of the issuer to a family trust of which the reporting person and his wife are trustees. The reporting person and members of his immediately family are the sole beneficiaries of the trust.

SEC source: 0001567619-20-011226 · doc1.xml · nonDerivative · entry 1

Sheppard James J. · CIK 0001500804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,311.491

F1 · shares: Includes 0.678 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: On May 20, 2020, the reporting person directed the issuance of 2,484 shares received as compensation for service as a director of the issuer to a family trust of which the reporting person and his wife are trustees. The reporting person and members of his immediately family are the sole beneficiaries of the trust.

F3 · balance_after: The amount reported includes a balance increase of 45,647.409, which reflects stock equivalent units previously reported on Table II. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

F4 · balance_after: Includes 1,179.404 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011228 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,728.508

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 826.575 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011224 · doc1.xml · nonDerivative · entry 1

SAMPSON A PATRICIA · CIK 0001159194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,369.986

F1 · shares: Includes 0.678 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: The amount reported includes a balance increase of 141,568.615, which reflects stock equivalent units previously reported on Table II. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

F3 · balance_after: Includes 3,657.743 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 214.697 shares of stock acquired since the person's last report pursuant pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011222 · doc1.xml · nonDerivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,360.031

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: The amount reported includes a balance increase of 17,425.135, which reflects stock equivalent units previously reported on Table II. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

F3 · balance_after: Includes 450.218 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011220 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,811.107

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 901.457 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011218 · doc1.xml · nonDerivative · entry 1

Owens David K · CIK 0001713778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,783.436

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: The amount reported includes a balance increase of 8,089.741, which reflects stock equivalent units previously reported on Table II. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

F3 · balance_after: Includes 209.017 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011214 · doc1.xml · nonDerivative · entry 1

Kehl George J · CIK 0001805017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,015.909

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 0.001 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011216 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,275.783

F1 · shares: Includes 0.678 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 359.541 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011212 · doc1.xml · nonDerivative · entry 1

Johnson Netha N. · CIK 0001594784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,015.909

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 0.001 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-011209 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,905.724

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 49.383 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 0.781 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-007368 · doc1.xml · derivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855

Underlying: Common Stock · 1,855 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-20-007366 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Underlying: Common Stock · 384 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-20-007359 · doc1.xml · derivative · entry 1

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-20-007357 · doc1.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1,599 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-20-007185 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,424.972

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 689.127 stock equivalent units, 574.273 were granted at a price of $58.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 114.854 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 275.740 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001567619-20-007187 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,417.255

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 587.034 stock equivalent units, 489.195 were granted at a price of $58.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 97.839 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 791.410 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001567619-20-007183 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,431.564

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 663.604 stock equivalent units, 553.003 were granted at a price of $58.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 110.601 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 341.893 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001567619-20-007181 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,370.882

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 535.988 stock equivalent units, 446.657 were granted at a price of $58.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 89.331 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 48.486 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001567619-20-007178 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,323.073

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 293.517 stock equivalent units, 244.597 were granted at a price of $58.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 48.920 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: The amount reported includes a balance increase of 65,029.556, which reflects 1,231.934 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents between July 2019 and January 2020 and 63,797.622 stock equivalent units previously reported on Table II. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following the termination of a reporting person's service as director and fractional units are payable at such time in cash. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

SEC source: 0001567619-20-006004 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,142

SEC source: 0001567619-20-005922 · doc1.xml · nonDerivative · entry 1

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,796.855

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.11 to $69.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-005914 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,065.861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.38 to $69.995, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-005736 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,872.994

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.505 to $67.695, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-005734 · doc1.xml · nonDerivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,057.282

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-005663 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock · 273 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-20-005656 · doc1.xml · nonDerivative · entry 1

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,796.855

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.7802 to $64.8400, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-005638 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,043

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

SEC source: 0001567619-20-005635 · doc1.xml · nonDerivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527.591

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

SEC source: 0001567619-20-005631 · doc1.xml · nonDerivative · entry 1

Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,555.832

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

SEC source: 0001567619-20-005629 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,306.577

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

SEC source: 0001567619-20-005627 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,872.944

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

SEC source: 0001567619-20-005590 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,065.861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.19 to $64.61, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-20-005587 · doc1.xml · nonDerivative · entry 1

Johnson Netha N. · CIK 0001594784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531.23

F1 · shares: Annual equity grant granted in the form of common stock or stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

SEC source: 0001567619-20-005573 · doc1.xml · nonDerivative · entry 1

Kehl George J · CIK 0001805017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531.23

F1 · shares: Annual equity grant granted in the form of common stock or stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

SEC source: 0001567619-20-005098 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,305.418

Underlying: Common Stock · 26,703.112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Issuer stock account due to the unitized nature of the Plan's Issuer stock fund.

SEC source: 0001567619-20-004976 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · EVP and Group President Utilit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,065.861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.95 to $69.14, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.