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Prager Frank P

Disclosed activity across 1 company

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88211
SEC CIK
0001805007

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
XCEL ENERGY INCXEL · Entity 3042SVP, Strategy and External AffAugust 16, 2024August 20, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

XCEL ENERGY INC

Report date August 16, 2024 · Filed August 20, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,705 Reported balance After 2024-08-16 transaction · row 1
1 source row

Row 1 · 2024-08-16 · Sale · Disposed 2,041 · Balance 28,705

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2024 Filed Aug 20, 2024 20:30 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 2,041 $59.50 $121,439.50
Disclosure

SEC source: 0000072903-24-000175 · form4.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy and External Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,705

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC XCEL ENERGY INC XEL · Entity 3042 GrantPhantom Stock · Derivative 320 $59.07 $18,902.40
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · derivative · entry 5

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,035.091

Underlying: Common Stock · 320 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionRestricted Stock Units · Derivative 1,097.824 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,097.824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects the reinvestment of 92.824 dividend equivalents since the original grant of 1,005 units on January 4, 2021.

F5 · derivative.exercise_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

F5 · derivative.expiration_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC XCEL ENERGY INC XEL · Entity 3042 Tax withholdingCommon Stock 672.415 $59.07 $39,719.55
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,746

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionCommon Stock 1,097.824 Not disclosed Not disclosed
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,418.415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 980.591 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,320.591

F1 · shares: Represents the settlement of performance share unit awards for the 2021-2023 performance period.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:16 UTC XCEL ENERGY INC XEL · Entity 3042 GrantRestricted Stock Units · Derivative 5,634 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000024 · form4.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,634

Underlying: Common Stock · 5,634 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:09 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 737 $65.00 $47,905.00
Disclosure

SEC source: 0001567619-23-004923 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,340

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:19 UTC XCEL ENERGY INC XEL · Entity 3042 GrantPhantom Stock · Derivative 606 $68.01 $41,214.06
Disclosure

SEC source: 0001567619-23-003645 · doc1.xml · derivative · entry 5

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659.358

Underlying: Common Stock · 606 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:19 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionRestricted Stock Units · Derivative 1,130.94 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003645 · doc1.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,130.94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 770 units granted on March 2, 2020 and (b) 273 units granted on March 2, 2020.

F5 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

F5 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:19 UTC XCEL ENERGY INC XEL · Entity 3042 Tax withholdingCommon Stock 1,589.331 $68.01 $108,090.40
Disclosure

SEC source: 0001567619-23-003645 · doc1.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,077

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:19 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionCommon Stock 1,130.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-003645 · doc1.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:19 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 2,499.391 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003645 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,535.391

F1 · shares: Represents the settlement of performance share unit awards for the 2020-2022 performance period.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:46 UTC XCEL ENERGY INC XEL · Entity 3042 GrantRestricted Stock Units · Derivative 1,427 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000560 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427

Underlying: Common Stock · 1,427 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:38 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 1,138 $68.48 $77,931.83
Disclosure

SEC source: 0001567619-22-020634 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,036

Read SEC document
April 29, 2022 Filed May 3, 2022 21:12 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 1,000 $73.58 $73,584.00
Disclosure

SEC source: 0001567619-22-009438 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,174

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.58 to 73.585, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC XCEL ENERGY INC XEL · Entity 3042 GrantPhantom Stock · Derivative 476 $66.00 $31,416.00
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · derivative · entry 5

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023.419

Underlying: Common Stock · 476 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionRestricted Stock Units · Derivative 942.36 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942.36

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects 48.012 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F5 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F5 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC XCEL ENERGY INC XEL · Entity 3042 Tax withholdingCommon Stock 1,552.337 $66.00 $102,454.24
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,174

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionCommon Stock 942.36 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,726.337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 1,961.977 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,783.977

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:17 UTC XCEL ENERGY INC XEL · Entity 3042 GrantRestricted Stock Units · Derivative 1,193 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000529 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193

Underlying: Common Stock · 1,193 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:21 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 3,150 $64.60 $203,492.84
Disclosure

SEC source: 0001567619-21-019203 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,822

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.60 to 64.605, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:19 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 1,734 $68.58 $118,924.14
Disclosure

SEC source: 0001567619-21-014342 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,972

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.58 to 68.59, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 04, 2021 Filed May 4, 2021 21:30 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 1,500 $71.71 $107,562.00
Disclosure

SEC source: 0001567619-21-009001 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.70 to 71.735, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC XCEL ENERGY INC XEL · Entity 3042 GrantPhantom Stock · Derivative 533 $61.54 $32,800.82
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · derivative · entry 5

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

Underlying: Common Stock · 533 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F6 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F6 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionRestricted Stock Units · Derivative 910.148 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 910.148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F3 · shares: Number of units shown reflects 22.919 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F4 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F4 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC XCEL ENERGY INC XEL · Entity 3042 Tax withholdingCommon Stock 1,372.004 $61.54 $84,433.13
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,206

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC XCEL ENERGY INC XEL · Entity 3042 Exercise / conversionCommon Stock 910.148 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,578.004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:12 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 2,195.856 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004444 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,667.856

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:22 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 3,711 $63.45 $235,462.95
Disclosure

SEC source: 0001567619-21-002026 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,472

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.33 to $63.62, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:53 UTC XCEL ENERGY INC XEL · Entity 3042 GrantRestricted Stock Units · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000598 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,005 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
October 29, 2020 Filed Nov 2, 2020 22:05 UTC XCEL ENERGY INC XEL · Entity 3042 SaleCommon Stock 5,959 $69.66 $415,116.45
Disclosure

SEC source: 0001567619-20-018553 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,183

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.78, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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March 06, 2020 Filed Mar 10, 2020 20:10 UTC XCEL ENERGY INC XEL · Entity 3042 PurchaseCommon Stock 7,150 $67.99 $486,128.50
Disclosure

SEC source: 0001567619-20-006004 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,142

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March 02, 2020 Filed Mar 5, 2020 00:45 UTC XCEL ENERGY INC XEL · Entity 3042 GrantRestricted Stock Units · Derivative 273 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005663 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock · 273 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.