TPB

SEC source: 0001567619-23-003361 · doc1.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,378

F1 · kind: This transaction involved a gift of securities by the reporting person to a Donor Advised Fund.

SEC source: 0001567619-22-014751 · doc1.xml · nonDerivative · entry 2

Efremov Yavor · CIK 0001843574 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,313

F4 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 7/29/2022. The total report in Column 5 includes 3,478 restricted stock units and 9,835 shares of common stock.

SEC source: 0001567619-22-014751 · doc1.xml · nonDerivative · entry 1

Efremov Yavor · CIK 0001843574 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,302

F3 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 7/29/2022. The total reported in Column 5 includes 3,478 restricted stock units and 9,824 shares of common stock.

SEC source: 0001567619-22-010936 · doc1.xml · nonDerivative · entry 2

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,672

F3 · price: Weighted average sale price. On 5/16/2022, the reporting person sold the shares within a range of $28.80 to $29.00. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The total reported in Column 5 includes the 1,195 restricted stock units and 6,477 shares of common stock.

SEC source: 0001567619-22-010936 · doc1.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,878

F1 · balance_after: The total reported in Column 5 includes the 1,195 restricted stock units and 23,683 shares of common stock.

SEC source: 0001567619-22-009620 · doc1.xml · nonDerivative · entry 2

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776

F2 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 1,545 shares of common stock.

SEC source: 0001567619-22-009620 · doc1.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

F1 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 1,534 shares of common stock.

SEC source: 0001567619-22-009624 · doc1.xml · nonDerivative · entry 3

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

F3 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,014 shares of common stock.

SEC source: 0001567619-22-009624 · doc1.xml · nonDerivative · entry 2

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

F2 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,004 shares of common stock.

SEC source: 0001567619-22-009618 · doc1.xml · nonDerivative · entry 2

Grazioli-Venier Assia · CIK 0001835249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

F2 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 638 shares of common stock.

SEC source: 0001567619-22-009618 · doc1.xml · nonDerivative · entry 1

Grazioli-Venier Assia · CIK 0001835249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

F1 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 628 shares of common stock.

SEC source: 0001567619-22-009616 · doc1.xml · nonDerivative · entry 2

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,976

F2 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,064 shares of common stock.

SEC source: 0001567619-22-009616 · doc1.xml · nonDerivative · entry 1

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

F1 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,054 shares of common stock.

SEC source: 0001567619-22-009614 · doc1.xml · nonDerivative · entry 2

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,878

F2 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,195 restricted stock units and 34,683 shares of common stock.

SEC source: 0001567619-22-009614 · doc1.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,872

F1 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,195 restricted stock units and 34,677 shares of common stock.

SEC source: 0001567619-22-009613 · doc1.xml · nonDerivative · entry 2

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,384

F4 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 35,153 shares of common stock.

SEC source: 0001567619-22-009613 · doc1.xml · nonDerivative · entry 1

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,373

F3 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 35,142 shares of common stock.

SEC source: 0001567619-22-009449 · doc1.xml · nonDerivative · entry 5

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,186

F5 · price: Weighted average sale price. On 5/3/2022, the reporting person sold the shares within a range of $31.51 to $31.53. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001567619-22-009449 · doc1.xml · nonDerivative · entry 4

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,428

F4 · price: Weighted average sale price. On 5/3/2022, the reporting person sold the shares within a range of $30.335 to $31.17. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001567619-22-009434 · doc1.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,306

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,231 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 2,231 awarded restricted stock units, 1,464 restricted stock units previously reported in Table II and 611 shares of common stock.

SEC source: 0001567619-22-009428 · doc1.xml · nonDerivative · entry 2

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,912 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 1,912 awarded restricted stock units and 1,255 restricted stock units previously reported in Table II.

SEC source: 0001567619-22-009449 · doc1.xml · derivative · entry 6

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,432 shares

Expires 2024-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.

SEC source: 0001567619-22-009449 · doc1.xml · nonDerivative · entry 3

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,681

SEC source: 0001567619-22-009449 · doc1.xml · nonDerivative · entry 2

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-22-009449 · doc1.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,186

F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,195 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 1,195 awarded restricted stock units, 785 restricted stock units previously reported in Table II and 34,206 shares of common stock.

SEC source: 0001567619-22-009442 · doc1.xml · derivative · entry 10

Purdy Graham · CIK 0001794878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213 shares

Expires not disclosed

F12 · derivative.exercise_price: Each dividend equivalent right was the economic equivalent of one share of the Company's common stock.

F14 · shares: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85.

F14 · price: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85.

F14 · derivative.exercise_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85.

F14 · derivative.expiration_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85.

SEC source: 0001567619-22-009439 · doc1.xml · derivative · entry 11

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107 shares

Expires not disclosed

F11 · derivative.exercise_price: Each dividend equivalent right was the economic equivalent of one share of the Company's common stock.

F13 · shares: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $3,610.42

F13 · price: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $3,610.42

F13 · derivative.exercise_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $3,610.42

F13 · derivative.expiration_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $3,610.42

SEC source: 0001567619-22-009437 · doc1.xml · derivative · entry 9

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 671 shares

Expires not disclosed

F10 · derivative.exercise_price: Each dividend equivalent right was the economic equivalent of one share of the Company's common stock.

F12 · shares: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08.

F12 · price: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08.

F12 · derivative.exercise_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08.

F12 · derivative.expiration_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08.

SEC source: 0001567619-22-009432 · doc1.xml · nonDerivative · entry 1

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,958

F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,231 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 2,231 awarded restricted stock units, 1,464 restricted stock units previously reported in Table II and 34,263 shares of common stock.

SEC source: 0001567619-22-009430 · doc1.xml · nonDerivative · entry 1

Grazioli-Venier Assia · CIK 0001835249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,912 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 1,912 awarded restricted stock units and 1,255 restricted stock units previously reported in Table II.

SEC source: 0001567619-22-009429 · doc1.xml · nonDerivative · entry 1

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,912 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 1,912 awarded restricted stock units, 1,255 restricted stock units previously reported in Table II and 263 shares of common stock.

SEC source: 0001567619-22-007171 · doc1.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,973

F1 · ownership.direct: The Reporting Person is a partner of Standard General L.P. ("Standard General") but does not exercise investment or voting discretion over securities of the Issuer held by the private investment funds for which Standard General serves as investment manager. Section 16 reports relating to such shares are filed separately by Standard General.

SEC source: 0001567619-22-007145 · doc1.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,973

F1 · kind: Represents shares of Common Stock of the Issuer granted by Standard General L.P. ("Standard General") to the Reporting Person, which for purposes of the grant were valued at $28.65.

F1 · price: Represents shares of Common Stock of the Issuer granted by Standard General L.P. ("Standard General") to the Reporting Person, which for purposes of the grant were valued at $28.65.

F2 · ownership.direct: The Reporting Person is a partner of Standard General but does not exercise investment or voting discretion over securities of the Issuer held by the private investment funds for which Standard General serves as investment manager. Section 16 reports relating to such shares are filed separately by Standard General.

SEC source: 0001567619-22-007148 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · Former 10% Owner

Kim Soohyung · CIK 0001418202 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,346

F3 · kind: Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at $28.65 per share.

F3 · price: Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at $28.65 per share.

F4 · ownership.direct: Shares held directly by Standard General. Does not include shares held by Mr. Glazek. Mr. Glazek is also a director of the Issuer and, in that capacity, separately files reports under Section 16. This Form 4 does not report any pecuniary interest of Mr. Glazek in securities of the Issuer.

SEC source: 0001567619-22-007148 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · Former 10% Owner

Kim Soohyung · CIK 0001418202 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,569,056

F1 · ownership.nature: The securities reported herein may be deemed to be beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001567619-22-007052 · doc1.xml · derivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

F7 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

SEC source: 0001567619-22-007052 · doc1.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,250 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 1,250 awarded restricted stock units.

SEC source: 0001567619-22-007054 · doc1.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,378

F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,475 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,475 awarded restricted stock units and 373,903 shares of common stock.

SEC source: 0001567619-22-007051 · doc1.xml · derivative · entry 3

Efremov Yavor · CIK 0001843574 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,810

Underlying: Common Stock · 22,810 shares

Expires 2032-03-14

F1 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F2 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

SEC source: 0001567619-22-007051 · doc1.xml · nonDerivative · entry 2

Efremov Yavor · CIK 0001843574 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,637

F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,478 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 3,478 awarded restricted stock units, 1,159 restricted stock units previously reported in Table II and 9,000 shares of common stock.

SEC source: 0001567619-22-007051 · doc1.xml · nonDerivative · entry 1

Efremov Yavor · CIK 0001843574 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

SEC source: 0001567619-22-007049 · doc1.xml · derivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2032-03-14

F9 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

SEC source: 0001567619-22-007049 · doc1.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,015

F10 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,500 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,500 awarded restricted stock units and 3,515 shares of common stock.

SEC source: 0001567619-22-007046 · doc1.xml · derivative · entry 2

Purdy Graham · CIK 0001794878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-03-14

F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F10 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025.

SEC source: 0001567619-22-007046 · doc1.xml · nonDerivative · entry 1

Purdy Graham · CIK 0001794878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,984

F11 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,500 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,500 awarded restricted stock units and 136,484 shares of common stock.

SEC source: 0001567619-22-007045 · doc1.xml · derivative · entry 2

Reformina Luis · CIK 0001858265 · Sr VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2032-03-14

F5 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025.

SEC source: 0001567619-22-007045 · doc1.xml · nonDerivative · entry 1

Reformina Luis · CIK 0001858265 · Sr VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

F7 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,000 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,000 awarded restricted stock units and 650 shares of common stock.

SEC source: 0001567619-22-014751 · doc1.xml · derivative · entry 3

Efremov Yavor · CIK 0001843574 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,810

Underlying: Common Stock · 22,810 shares

Expires 2032-03-14

F1 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F2 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

SEC source: 0001567619-22-002685 · doc1.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515

SEC source: 0001567619-22-002685 · doc1.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,082

F8 · shares: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2017. The compensation committee of the Board of Directors determined that the performance criteria were met on February 3, 2021.