Glazek David Edward

SEC source: 0001193125-26-355436 · ownership.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,720

F1 · price: . This represents the average price at which these shares of common stock were purchased in multiple trades. The prices ranged from $2.744 to $2.87. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices.

SEC source: 0001616437-26-000002 · ownership.xml · derivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,346

Underlying: Common Stock · 32,346 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on May 7, 2027, provided the reporting person continues to be a director of the Issuer on that date. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on May 7, 2027, provided the reporting person continues to be a director of the Issuer on that date. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

SEC source: 0001437749-26-006969 · rdgdoc.xml · nonDerivative · entry 5

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,539

F5 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 4,535 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 40,491 restricted stock units and 124,048 shares of common stock (this includes 60,364 shares of common stock deferred into the Company Non-Qualified Deferred Plan, which will be settled in accordance with the terms thereof).

SEC source: 0001437749-26-006969 · rdgdoc.xml · nonDerivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,004

F4 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 124,048 shares of common stock.

SEC source: 0001437749-26-006969 · rdgdoc.xml · nonDerivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,079

F3 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 126,123 shares of common stock.

SEC source: 0001437749-26-006969 · rdgdoc.xml · nonDerivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,416

F2 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 124,460 shares of common stock.

SEC source: 0001437749-26-006969 · rdgdoc.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,004

F1 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 35,956 restricted stock units and 120,048 shares of common stock.

SEC source: 0001193125-26-088118 · ownership.xml · derivative · entry 2

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,210 shares

Expires 2026-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001193125-26-088118 · ownership.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

SEC source: 0001437749-25-038754 · rdgdoc.xml · derivative · entry 5

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires not disclosed

F4 · derivative.exercise_price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · derivative.exercise_price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F4 · price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F4 · derivative.exercise_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · derivative.exercise_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F4 · derivative.expiration_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · derivative.expiration_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

SEC source: 0001437749-25-038754 · rdgdoc.xml · derivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reported transaction involved the reporting person's exercise of 30,000 options granted under 2021 Equity Incentive Plan. The total reported in Column 5 includes 35,956 restricted stock units and 91,127 shares of common stock.

SEC source: 0001437749-25-038754 · rdgdoc.xml · nonDerivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,083

F2 · shares: The reported transaction involves the sale of 30,000 shares of common stock received upon exercise of the options described in footnote 1.

SEC source: 0001437749-25-038754 · rdgdoc.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involved the reporting person's exercise of 30,000 options granted under 2021 Equity Incentive Plan. The total reported in Column 5 includes 35,956 restricted stock units and 91,127 shares of common stock.

SEC source: 0001437749-26-006969 · rdgdoc.xml · derivative · entry 8

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires not disclosed

F7 · derivative.exercise_price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · derivative.exercise_price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F7 · price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F7 · derivative.exercise_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · derivative.exercise_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F7 · derivative.expiration_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · derivative.expiration_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

SEC source: 0001140361-25-021444 · form4.xml · derivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · price: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · derivative.exercise_date: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · derivative.expiration_date: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

SEC source: 0000950170-25-063576 · ownership.xml · derivative · entry 2

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,576 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0000950170-25-063576 · ownership.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

SEC source: 0000950170-25-040398 · ownership.xml · derivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,756

Underlying: Common Stock · 6,756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on May 1, 2025. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on May 1, 2025. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

SEC source: 0001437749-25-006738 · rdgdoc.xml · nonDerivative · entry 6

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,083

F8 · balance_after: The original Form 4, filed on March 5, 2025, is being amended solely to correct an administrative error that incorrectly reported the reporting person's receipt of restricted stock units under the Turning Point Brand Inc.'s 2021 Equity Incentive Plan as being granted on March 3, 2025 rather than March 5, 2025 and the related number of restricted stock units. The reported transaction involved the reporting person's receipt of a grant of 14,921 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 35,956 restricted stock units and 91,127 common stock.

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 5

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,379

F7 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 91,127 shares of common stock (which includes a total of 13,368 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof).

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,406

F6 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 93,154 shares of common stock.

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,995

F5 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 88,743 shares of common stock.

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,736

F4 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 83,484 shares of common stock.

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,011

F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 19,761 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 46,036 restricted stock units and 73,975 shares of common stock.

SEC source: 0001437749-25-006738 · rdgdoc.xml · nonDerivative · entry 5

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,162

F7 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 91,127 shares of common stock (which includes a total of 13,368 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof).

SEC source: 0001437749-25-006738 · rdgdoc.xml · nonDerivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,189

F6 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 93,154 shares of common stock.

SEC source: 0001437749-25-006738 · rdgdoc.xml · nonDerivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,778

F5 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 88,743 shares of common stock.

SEC source: 0001437749-25-006738 · rdgdoc.xml · nonDerivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,519

F4 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 21,035 restricted stock units and 83,484 shares of common stock.

SEC source: 0001437749-25-006738 · rdgdoc.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,794

F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 5,544 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 31,819 restricted stock units and 73,975 shares of common stock.

SEC source: 0000950170-25-030933 · ownership.xml · derivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,210

Underlying: Common Stock · 18,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 27, 2026, provided the reporting person continues to be a director of the Issuer on that date. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 27, 2026, provided the reporting person continues to be a director of the Issuer on that date. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

SEC source: 0001437749-25-000337 · rdgdoc.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,250

F3 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 12/31/2024.

F4 · balance_after: The total reported in Column 5 includes 26,275 RSUs and 73,975 shares of Common Stock

SEC source: 0000950170-24-127651 · ownership.xml · derivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,820

Underlying: Common Stock · 5,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on May 1, 2025, provided the reporting person continues to be a director of the Issuer on that date. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on May 1, 2025, provided the reporting person continues to be a director of the Issuer on that date. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

SEC source: 0000950170-24-097587 · ownership.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through a Limited Liability Company

Disclosed balance after: 30,934

F1 · price: Represents the average closing share price of the Issuer's common stock for the ten business days preceding the grant date.

SEC source: 0001377630-24-000087 · wk-form4_1715803603.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through a Limited Liability Company

Disclosed balance after: 24,165

F1 · price: Represents the average closing share price of the Issuer's common stock for the ten business days preceding the grant date.

SEC source: 0001290677-24-000037 · form4.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,792

F3 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 4/1/2024.

F4 · balance_after: The total reported in Column 5 includes 40,067 RSUs and 62,725 shares of Common Stock

SEC source: 0001377630-24-000062 · wk-form4_1711658548.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through a Limited Liability Company

Disclosed balance after: 15,391

F1 · price: Represents the average closing share price of the Issuer's common stock for the ten business days preceding the grant date.

SEC source: 0001290677-24-000027 · form4.xml · derivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,289

Underlying: Common Stock · 54,289 shares

Expires 2034-03-11

F2 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.

SEC source: 0001290677-24-000027 · form4.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,193

F3 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. The RSUs vest 25% on the last day of each calendar quarter of 2024.

F4 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F5 · balance_after: The total reported in Column 5 includes 50,623 RSUs and 54,570 shares of Common Stock

SEC source: 0001290677-24-000037 · form4.xml · derivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,289

Underlying: Common Stock · 54,289 shares

Expires 2034-03-11

F2 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.

SEC source: 0001437749-25-000337 · rdgdoc.xml · derivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,289

Underlying: Common Stock · 54,289 shares

Expires 2034-03-11

F2 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.

SEC source: 0001437749-25-006363 · rdgdoc.xml · derivative · entry 6

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,289

Underlying: Common Stock · 54,289 shares

Expires 2034-03-11

F2 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.

SEC source: 0001437749-25-006738 · rdgdoc.xml · derivative · entry 7

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,289

Underlying: Common Stock · 54,289 shares

Expires 2034-03-11

F2 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.

SEC source: 0001290677-24-000022 · form4.xml · nonDerivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,804

F4 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 14,706 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 32,234 restricted stock units and 54,570 shares of common stock.

SEC source: 0001290677-24-000022 · form4.xml · nonDerivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,098

F3 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 17,528 restricted stock units and 54,570 shares of common stock.

SEC source: 0001290677-24-000022 · form4.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,232

F2 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 17,528 restricted stock units and 56,704 shares of common stock.

SEC source: 0001377630-23-000201 · wk-form4_1700168892.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through a Limited Liability Company

Disclosed balance after: 6,889

F1 · price: Represents the average closing share price of the Issuer's common stock for the ten business days preceding the grant date.

SEC source: 0001377630-23-000151 · wk-form4_1692739100.xml · derivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,450

Underlying: Common Stock · 28,450 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on August 18, 2027, provided the reporting person continues to be a director of the Issuer on that date, except that if the reporting person leaves prior to the vesting date, for any reason other than if removed by the Issuer's stockholders, the Restricted Stock Units will vest on a pro rata basis on the date of departure. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on August 18, 2027, provided the reporting person continues to be a director of the Issuer on that date, except that if the reporting person leaves prior to the vesting date, for any reason other than if removed by the Issuer's stockholders, the Restricted Stock Units will vest on a pro rata basis on the date of departure. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date.

SEC source: 0001290677-23-000038 · form4.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,973

F1 · balance_after: The total reported in Column 5 includes 40,000 RSUs and 28,973 shares of Common Stock.

SEC source: 0001290677-23-000038 · form4.xml · derivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F2 · derivative.exercise_date: 2. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

SEC source: 0001290677-24-000022 · form4.xml · derivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F1 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.