Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Director | May 08, 2023 | May 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date May 08, 2023 · Filed May 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,130 |
Reported balance
After 2023-05-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-05-08 · Grant · Acquired 2,757 · Balance 5,130 F2: The reported transaction involved the reporting person's receipt of a grant of 2,757 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,757 awarded restricted stock units and 2,373 shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy the Arnold Zimmerman Revocable Trust | 59,857 |
Reported balance
Holding disclosure · report date 2023-05-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 59,857 F1: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.
F2: The reported transaction involved the reporting person's receipt of a grant of 2,757 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,757 awarded restricted stock units and 2,373 shares of common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STANDARD DIVERSIFIED INC.
Report date July 16, 2020 · Filed July 16, 2020
Section 16 reporting ended · disclosed 2020-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 1
1 source rowRow 1 · 2020-07-16 · Disposition to issuer · Disposed 4,346 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement.
F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2023 Filed May 10, 2023 21:15 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,757 | $21.77 | $60,019.89 |
DisclosureSEC source: 0001290677-23-000033 · form4.xml · nonDerivative · entry 2 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,130 F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,757 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,757 awarded restricted stock units and 2,373 shares of common stock. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:50 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 20 | $23.65 | $473.00 |
DisclosureSEC source: 0001290677-23-000015 · form4.xml · nonDerivative · entry 3 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,373 F3 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:50 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 573 | $23.65 | $13,551.45 |
DisclosureSEC source: 0001290677-23-000015 · form4.xml · nonDerivative · entry 2 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,353 F2 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023. Read SEC document |
| May 04, 2022 Filed May 5, 2022 16:28 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 10 | $31.09 | $310.90 |
DisclosureSEC source: 0001567619-22-009624 · doc1.xml · nonDerivative · entry 3 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926 F3 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,014 shares of common stock. Read SEC document |
| May 04, 2022 Filed May 5, 2022 16:28 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 251 | $31.09 | $7,803.59 |
DisclosureSEC source: 0001567619-22-009624 · doc1.xml · nonDerivative · entry 2 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,916 F2 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,004 shares of common stock. Read SEC document |
| April 29, 2022 Filed May 3, 2022 17:03 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-009428 · doc1.xml · nonDerivative · entry 2 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,167 F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,912 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 1,912 awarded restricted stock units and 1,255 restricted stock units previously reported in Table II. Read SEC document |
| May 04, 2021 Filed May 6, 2021 06:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantRestricted Stock Units (2021) · Derivative | 1,255 | $0.00 Strike: $47.86 | $0.00 |
DisclosureSEC source: 0001567619-21-009168 · doc1.xml · derivative · entry 2 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 Underlying: Common Stock · 1,255 shares Expires 2022-05-04 F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 2,735 | $51.76 | $141,560.32 |
DisclosureSEC source: 0001567619-21-004586 · doc1.xml · nonDerivative · entry 2 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Arnold Zimmerman Revocable Trust Disclosed balance after: 59,857 F1 · ownership.nature: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 2,265 | $51.76 | $117,233.68 |
DisclosureSEC source: 0001567619-21-004586 · doc1.xml · nonDerivative · entry 1 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 10:17 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Disposition to issuerClass A Common Stock, par value $0.01 | 4,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-016157 · form4.xml · nonDerivative · entry 1 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2 · price: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 16:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-013486 · doc1.xml · nonDerivative · entry 1 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,265 F1 · date: On April 8, 2020, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Standard Diversified, Inc ("SDI"). Only July 16, 2020 (the "Effective Time"), SDI merged with and into the Issuer. F2 · price: These shares were received in exchange for 4,346 shares of SDI's Class A Common Stock. Read SEC document |
| August 17, 2019 Filed Aug 19, 2019 20:28 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-015329 · form4.xml · nonDerivative · entry 1 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,346 F1 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
| May 22, 2019 Filed May 23, 2019 15:36 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2013) · Derivative | 31,296 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-19-011957 · doc1.xml · derivative · entry 3 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Arnold Zimmerman Revocable Trust Disclosed balance after: 0 Underlying: Common Stock · 31,296 shares Expires 2023-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F2 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on April 5, 2013, 16.66% of the underlying shares on December 31, 2013, 16.66% of the underlying shares on December 31, 2014 and the remaining 16.68% of the underlying shares on December 31, 2015. F4 · ownership.nature: Mr. Zimmerman as Trustee for the Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust. Read SEC document |
| May 22, 2019 Filed May 23, 2019 15:36 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2014) · Derivative | 10,432 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-19-011957 · doc1.xml · derivative · entry 2 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Arnold Zimmerman Revocable Trust Disclosed balance after: 0 Underlying: Common Stock · 10,432 shares Expires 2024-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. F4 · ownership.nature: Mr. Zimmerman as Trustee for the Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust. Read SEC document |
| May 22, 2019 Filed May 23, 2019 15:36 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 41,728 | $3.83 | $159,818.24 |
DisclosureSEC source: 0001567619-19-011957 · doc1.xml · nonDerivative · entry 1 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Arnold Zimmerman Revocable Trust Disclosed balance after: 62,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: Mr. Zimmerman as Trustee for the Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:17 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036756 · form4.xml · nonDerivative · entry 1 Arnold Zimmerman · CIK 0001673331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,097 F1 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.