Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Director · President and CEO | March 24, 2026 | March 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date March 24, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 265,983 |
Reported balance
After 2026-03-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-24 · Grant · Acquired 8,638 · Balance 265,983 F1: The reported transaction involved the reporting person's receipt of a grant of 8,638 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 27,094 restricted stock units and 238,889 shares of common stock. |
| Forward contractSEC Table II · derivative / convertible security | Direct | 140,140 |
Reported balance
Holding disclosure · report date 2026-03-24 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 140,140 F2: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involved the reporting person's receipt of a grant of 8,638 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 27,094 restricted stock units and 238,889 shares of common stock.
F2: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2026 Filed Mar 26, 2026 22:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 8,638 | $86.83 | $750,037.54 |
DisclosureSEC source: 0001437749-26-009980 · rdgdoc.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,983 F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 8,638 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 27,094 restricted stock units and 238,889 shares of common stock. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 4,535 | $107.57 | $487,829.95 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 8 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,345 F9 · balance_after: The reported transaction involved the person's receipt of a grant of 4,535 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 29,431 restricted stock units and 227,914 shares of common stock Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 8,290 | $99.28 | $823,031.20 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 7 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,810 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.98 to $102.94. F8 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 24,896 restricted stock units and 227,914 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 25,686 | $99.28 | $2,550,106.08 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 6 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,100 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.98 to $102.94. F7 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 227,914 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,559 | $108.51 | $277,677.09 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 5 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,786 F5 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 253,600 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 6,787 | $108.51 | $736,457.37 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 4 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,227 F4 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 251,041 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 44,494 | $108.51 | $4,828,043.94 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 3 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,440 F3 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 244,254 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 667 | $108.51 | $72,376.17 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,946 F2 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 199,760 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 11:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 5,181 | $108.51 | $562,190.31 |
DisclosureSEC source: 0001437749-26-006978 · rdgdoc.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,279 F1 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 199,093 shares of common stock. Read SEC document |
| January 02, 2026 Filed Jan 7, 2026 01:50 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 368 | $110.24 | $40,568.32 |
DisclosureSEC source: 0001437749-26-000678 · rdgdoc.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,098 F1 · price: The reported transaction involves shares withheld for the payment of taxes related to the restricted units that have vested on 1/2/2026. F2 · balance_after: The total reported in Column 5 includes 33,186 restricted stock units and 193,912 shares of common stock. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 22:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | OtherForward contract · Derivative | 140,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-037422 · rdgdoc.xml · derivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,140 Underlying: Common Stock · 140,140 shares Expires not disclosed F1 · derivative.exercise_price: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. F1 · price: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. F1 · derivative.exercise_date: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. F1 · derivative.expiration_date: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 11,000 | $14.85 Strike: $14.85 | $163,350.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 10 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2030-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 5,000 | $15.41 Strike: $15.41 | $77,050.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 9 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 21,400 | $74.89 | $1,602,646.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 4 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,466 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.72 to $75.79. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 21,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 3 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · price: The reported transaction involved the reporting person's exercise of 21,400 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan, as detailed in Table II. F14 · balance_after: The reported transaction involved the reporting person's exercise of 21,400 options for stock units granted under Turning Point Brands, Inc,'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 34,011 restricted stock units and 214,855 shares of common stock. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 12,000 | $30.46 Strike: $30.46 | $365,520.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 8 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2032-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan. F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 9,000 | $51.75 Strike: $51.75 | $465,750.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 7 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2031-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 5,500 | $47.58 Strike: $47.58 | $261,690.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 6 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2029-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 8,900 | $21.21 Strike: $21.21 | $188,769.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 5 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,900 shares Expires 2028-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan F9 · date: The reported transaction involved the reporting person's 8,900 options for stock units granted under Turning Point Brand's, Inc.'s 2015 Equity Incentive Plan, which exercise was completed over June 11, 2025 and June 12, 2025. F3 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 30,000 | $75.03 | $2,250,900.00 |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,466 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $75.82. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:26 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II. F11 · balance_after: The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans. The total reported in Column 5 includes 34,011 restricted stock units and 223,455 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 00:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 6,440 | $70.34 | $452,989.60 |
DisclosureSEC source: 0001437749-25-006346 · rdgdoc.xml · nonDerivative · entry 7 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,466 F15 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 193,455 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 00:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 6,787 | $70.34 | $477,397.58 |
DisclosureSEC source: 0001437749-25-006346 · rdgdoc.xml · nonDerivative · entry 6 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,906 F14 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 199,895 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 00:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 8,090 | $70.34 | $569,050.60 |
DisclosureSEC source: 0001437749-25-006346 · rdgdoc.xml · nonDerivative · entry 5 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,119 F13 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 193,108 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 00:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 702 | $70.34 | $49,378.68 |
DisclosureSEC source: 0001437749-25-006346 · rdgdoc.xml · nonDerivative · entry 4 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,029 F12 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 185,018 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 00:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 5,922 | $70.34 | $416,553.48 |
DisclosureSEC source: 0001437749-25-006346 · rdgdoc.xml · nonDerivative · entry 3 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,327 F11 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 34,011 restricted stock units and 184,316 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 00:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 6,527 | $70.34 | $459,109.18 |
DisclosureSEC source: 0001437749-25-006346 · rdgdoc.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,405 F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 34,011 RSUs and 178,394 shares of Common Stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 00:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 8,530 | $70.34 | $600,000.20 |
DisclosureSEC source: 0001437749-25-006346 · rdgdoc.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,932 F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 8,530 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 50,602 restricted stock units and 168,330 shares of common stock. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:29 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 252 | $60.65 | $15,283.80 |
DisclosureSEC source: 0001437749-25-000532 · rdgdoc.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,402 F9 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 1/2/2025. F10 · balance_after: The total reported in Column 5 includes 42,072 RSUs and 168,330 shares of Common Stock Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 23:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 5,216 | $3.83 Strike: $3.83 | $19,977.28 |
DisclosureSEC source: 0001290677-24-000073 · form4.xml · derivative · entry 9 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,216 shares Expires 2024-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the issuer's 2006 Equity Plan F3 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 23:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 2,394 | $35.46 | $84,891.24 |
DisclosureSEC source: 0001290677-24-000073 · form4.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,654 F12 · shares: The reported transaction involves shares withheld for the payment of taxes and exercise costs related to the options exercised 8/5/2024. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 23:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 5,216 | $3.83 | $19,977.28 |
DisclosureSEC source: 0001290677-24-000073 · form4.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · shares: The reported transaction involved the reporting person's exercise of 5,216 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 42,922 restricted stock units and 170,126 shares of common stock. F11 · balance_after: The reported transaction involved the reporting person's exercise of 5,216 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 42,922 restricted stock units and 170,126 shares of common stock. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:12 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 2,232 | $29.12 | $64,995.84 |
DisclosureSEC source: 0001290677-24-000041 · form4.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,832 F11 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 4/1/2024. F12 · balance_after: The total reported in Column 5 includes 42,922 restricted stock units and 164,910 shares of common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:25 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 22,624 | $26.52 | $599,988.48 |
DisclosureSEC source: 0001290677-24-000023 · form4.xml · nonDerivative · entry 3 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,064 F13 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 22,624 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 52,090 restricted stock units and 157,974 shares of common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:25 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 1,969 | $26.52 | $52,217.88 |
DisclosureSEC source: 0001290677-24-000023 · form4.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,440 F12 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 29,466 restricted stock units and 157,974 shares of common stock. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:25 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 8,090 | $26.52 | $214,546.80 |
DisclosureSEC source: 0001290677-24-000023 · form4.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,409 F11 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 29,466 restricted stock units and 159,943 shares of common stock. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:20 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 378 | $24.84 | $9,389.52 |
DisclosureSEC source: 0001290677-24-000007 · form4.xml · nonDerivative · entry 3 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,319 F13 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 29,466 restricted stock units and 151,853 shares of common stock Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:20 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 2,393 | $24.84 | $59,442.12 |
DisclosureSEC source: 0001290677-24-000007 · form4.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,941 F12 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 29,466 restricted stock units and 151,475 shares of common stock. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:20 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 8,522 | $24.84 | $211,686.48 |
DisclosureSEC source: 0001290677-24-000007 · form4.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,334 F11 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2019. The compensation committee of the Board of Directors determined that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 29,466 restricted stock units and 153,868 shares of common stock. Read SEC document |
| May 15, 2023 Filed May 16, 2023 01:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 1,000 | $20.78 | $20,780.70 |
DisclosureSEC source: 0001290677-23-000039 · form4.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,812 F12 · price: Weighted average sale price. On 05/15/2023, the reporting person purchased the shares within a range of $20.74 to $20.79. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price F11 · balance_after: The total reported in Column 5 includes 29,466 restricted stock units and 145,346 shares of common stock. Read SEC document |
| May 05, 2023 Filed May 10, 2023 01:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 26,966 | $22.25 | $599,993.50 |
DisclosureSEC source: 0001140361-23-023760 · form4.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,812 F11 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. These RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023. F12 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis. F13 · balance_after: The total reported in Column 5 includes 29,466 restricted stock units and 144,346 shares of common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 442 | $22.71 | $10,037.82 |
DisclosureSEC source: 0001567619-23-003012 · doc1.xml · nonDerivative · entry 3 Purdy Graham · CIK 0001794878 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,846 F13 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 2,500 restricted stock units and 146,846 shares of common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 2,580 | $22.71 | $58,591.80 |
DisclosureSEC source: 0001567619-23-003012 · doc1.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,404 F12 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 146,404 restricted stock units and 1,592 shares of common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 10,000 | $22.71 | $227,100.00 |
DisclosureSEC source: 0001567619-23-003012 · doc1.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,984 F11 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 2,500 restricted stock units and 148,984 shares of common stock. Read SEC document |
| April 29, 2022 Filed May 3, 2022 21:14 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Disposition to issuerDividend Equivalent Right · Derivative | 213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-009442 · doc1.xml · derivative · entry 10 Purdy Graham · CIK 0001794878 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 213 shares Expires not disclosed F12 · derivative.exercise_price: Each dividend equivalent right was the economic equivalent of one share of the Company's common stock. F14 · shares: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85. F14 · price: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85. F14 · derivative.exercise_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85. F14 · derivative.expiration_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $7,220.85. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:04 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2022) · Derivative | 12,000 | $0.00 Strike: $30.46 | $0.00 |
DisclosureSEC source: 0001567619-22-007046 · doc1.xml · derivative · entry 2 Purdy Graham · CIK 0001794878 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2032-03-14 F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan. F10 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:04 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007046 · doc1.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,984 F11 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,500 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,500 awarded restricted stock units and 136,484 shares of common stock. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:59 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 2,878 | $33.92 | $97,621.76 |
DisclosureSEC source: 0001567619-22-002682 · doc1.xml · nonDerivative · entry 2 Purdy Graham · CIK 0001794878 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,484 Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:59 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 8,970 | $33.92 | $304,262.40 |
DisclosureSEC source: 0001567619-22-002682 · doc1.xml · nonDerivative · entry 1 Purdy Graham · CIK 0001794878 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,362 F9 · shares: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2017. The compensation committee of the Board of Directors determined that the performance criteria were met on February 3, 2021. Read SEC document |
| February 03, 2022 Filed May 3, 2022 21:14 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantDividend Equivalent Right · Derivative | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-009442 · doc1.xml · derivative · entry 9 Purdy Graham · CIK 0001794878 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213 Underlying: Common Stock · 213 shares Expires not disclosed F12 · derivative.exercise_price: Each dividend equivalent right was the economic equivalent of one share of the Company's common stock. F13 · shares: In connection with the vesting and settlement of previously-granted performance-based restricted stock units, which settled in shares of the Company's common stock on February 3, 2022, the reporting person acquired 213 fully-vested dividend equivalent rights pursuant to the terms of the applicable award agreement. F13 · derivative.exercise_date: In connection with the vesting and settlement of previously-granted performance-based restricted stock units, which settled in shares of the Company's common stock on February 3, 2022, the reporting person acquired 213 fully-vested dividend equivalent rights pursuant to the terms of the applicable award agreement. F13 · derivative.expiration_date: In connection with the vesting and settlement of previously-granted performance-based restricted stock units, which settled in shares of the Company's common stock on February 3, 2022, the reporting person acquired 213 fully-vested dividend equivalent rights pursuant to the terms of the applicable award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.