Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Director | May 11, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date May 11, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,214 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 1,295 · Balance 40,214 F1: The reported transaction involved the reporting person's receipt of a grant of 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,295 restricted stock units and 38,919 shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involved the reporting person's receipt of a grant of 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,295 restricted stock units and 38,919 shares of common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STANDARD DIVERSIFIED INC.
Report date July 16, 2020 · Filed July 16, 2020
Section 16 reporting ended · disclosed 2020-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 1
1 source rowRow 1 · 2020-07-16 · Disposition to issuer · Disposed 24,552 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement.
F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2026 Filed May 14, 2026 00:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,295 | $92.71 | $120,059.45 |
DisclosureSEC source: 0001437749-26-016825 · rdgdoc.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,214 F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,295 restricted stock units and 38,919 shares of common stock. Read SEC document |
| November 21, 2025 Filed Nov 21, 2025 23:30 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,500 | $98.23 | $147,345.00 |
DisclosureSEC source: 0001437749-25-036063 · rdgdoc.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,919 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.64 to $98.95. F2 · balance_after: The total reported in Column 5 includes 1,058 restricted stock units and 37,681 shares of common stock Read SEC document |
| May 09, 2025 Filed May 9, 2025 23:38 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,500 | $73.64 | $110,460.00 |
DisclosureSEC source: 0001437749-25-015895 · rdgdoc.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,419 F2 · balance_after: The total reported in Column 5 includes 1,058 restricted stock units and 39,361 shares of common stock Read SEC document |
| May 08, 2025 Filed May 9, 2025 23:38 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,058 | $75.66 | $80,048.28 |
DisclosureSEC source: 0001437749-25-015895 · rdgdoc.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,919 F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 1,058 restricted stock units and 40,861 shares of common stock. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 20:54 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 5,683 | $39.59 | $224,989.97 |
DisclosureSEC source: 0001290677-24-000079 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,861 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.68. F2 · balance_after: The total reported in Column 5 includes 2,415 restricted stock units and 38,446 shares of common stock. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 21:15 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 2,000 | $39.42 | $78,840.00 |
DisclosureSEC source: 0001290677-24-000077 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,544 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.35 to $39.51. F2 · balance_after: The total reported in Column 5 includes 2,415 restricted stock units and 44,129 shares of common stock. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 01:01 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2014) · Derivative | 14,344 | $3.83 Strike: $3.83 | $54,937.52 |
DisclosureSEC source: 0001290677-24-000075 · form4.xml · derivative · entry 3 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,344 shares Expires 2024-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant pursuant to the Issuer's 2006 Equity Incentive Plan. F2 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 01:01 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 6,661 | $35.70 | $237,797.70 |
DisclosureSEC source: 0001290677-24-000075 · form4.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,544 F4 · shares: The reported transaction involves shares withheld for the payment of taxes and exercise costs related to the options exercised 8/6/2024. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 01:01 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 14,344 | $3.83 | $54,937.52 |
DisclosureSEC source: 0001290677-24-000075 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The reported transaction involved the reporting person's exercise of 14,344 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 2,415 restricted stock units and 52,790 shares of common stock. F3 · balance_after: The reported transaction involved the reporting person's exercise of 14,344 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 2,415 restricted stock units and 52,790 shares of common stock. Read SEC document |
| May 08, 2024 Filed May 10, 2024 22:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 1,286 | $33.13 | $42,605.18 |
DisclosureSEC source: 0001290677-24-000057 · form4.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,861 F4 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/8/2024. Read SEC document |
| May 08, 2024 Filed May 10, 2024 22:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,415 | $33.13 | $80,008.95 |
DisclosureSEC source: 0001290677-24-000057 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,147 F3 · shares: The reported transaction involved the reporting person's receipt of a grant of 2,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 2,415 restricted stock units and 39,732 shares of common stock. Read SEC document |
| May 08, 2023 Filed May 11, 2023 01:10 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 3,216 | $21.77 | $70,012.32 |
DisclosureSEC source: 0001290677-23-000028 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,732 F3 · shares: The reported transaction involved the reporting person's receipt of a grant of 3,216 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,216 awarded restricted stock units and 36,516 shares of common stock. Read SEC document |
| May 01, 2023 Filed May 4, 2023 00:43 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 24 | $23.65 | $567.60 |
DisclosureSEC source: 0001290677-23-000009 · form4.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,516 F4 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023. Read SEC document |
| May 01, 2023 Filed May 4, 2023 00:43 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 892 | $23.65 | $21,095.80 |
DisclosureSEC source: 0001290677-23-000009 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,492 F3 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023. Read SEC document |
| May 04, 2022 Filed May 5, 2022 20:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 11 | $31.09 | $341.99 |
DisclosureSEC source: 0001567619-22-009613 · doc1.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,384 F4 · balance_after: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 35,153 shares of common stock. Read SEC document |
| May 04, 2022 Filed May 5, 2022 20:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 585 | $31.09 | $18,187.65 |
DisclosureSEC source: 0001567619-22-009613 · doc1.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,373 F3 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 35,142 shares of common stock. Read SEC document |
| April 29, 2022 Filed May 3, 2022 21:07 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-009432 · doc1.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,958 F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,231 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 2,231 awarded restricted stock units, 1,464 restricted stock units previously reported in Table II and 34,263 shares of common stock. Read SEC document |
| May 04, 2021 Filed May 6, 2021 10:46 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantRestricted Stock Units (2021) · Derivative | 1,464 | $0.00 Strike: $47.86 | $0.00 |
DisclosureSEC source: 0001567619-21-009166 · doc1.xml · derivative · entry 3 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464 Underlying: Common Stock · 1,464 shares Expires 2022-05-04 F3 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:30 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOption (2011) · Derivative | 31,296 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-20-017875 · doc1.xml · derivative · entry 3 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,296 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant pursuant to the Issuer's 2006 Equity Incentive Plan. F3 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on February 15, 2011, 16.68% of the underlying shares on December 31, 2011, 16.66% of the underlying shares on December 31, 2012 and the remaining 16.66% of the underlying shares on December 31, 2013. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:30 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 12,117 | $30.75 | $372,597.75 |
DisclosureSEC source: 0001567619-20-017875 · doc1.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,263 Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:30 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 31,296 | $3.83 | $119,863.68 |
DisclosureSEC source: 0001567619-20-017875 · doc1.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 09:58 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Disposition to issuerClass A Common Stock, par value $0.01 | 24,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-016142 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Exec. Chairman & Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2 · price: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 12,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-013484 · doc1.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,084 F1 · date: On April 8, 2020, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Standard Diversified, Inc ("SDI"). On July 16, 2020 (the "Effective Time"), SDI merged with and into the Issuer. F2 · price: These shares were received in exchange for 4,346 shares of SDI's Class A Common Stock. Read SEC document |
| June 09, 2020 Filed Jun 17, 2020 18:37 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Tax withholdingClass A Common Stock, par value $0.01 | 4,273 | $13.15 | $56,189.95 |
DisclosureSEC source: 0001140361-20-014097 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Exec. Chairman & Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,552 F1 · kind: These shares were withheld by the issuer in payment by the reporting person of taxes due upon the vesting of restricted shares, the grant of which was previously reported. Read SEC document |
| June 09, 2019 Filed Jun 17, 2019 06:09 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Tax withholdingClass A Common Stock, par value $0.01 | 3,951 | $22.00 | $86,922.00 |
DisclosureSEC source: 0001140361-19-011106 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,825 F1 · kind: These shares were withheld by the issuer in payment by the reporting person of taxes due upon the vesting of restricted shares, the grant of which was previously reported. F2 · balance_after: Reflects the conversion by the reporting person, in accordance with the issuer's governing documents, of 4,000 shares of the issuer's Class B Common Stock into 4,000 shares of the Class A Common Stock. The shares of Class B Common Stock were previously reported as owned by the reporting person. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 16:05 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | PurchaseClass A Common Stock, par value $0.01 | 100 | $13.13 | $1,312.87 |
DisclosureSEC source: 0001140361-18-045315 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,776 Read SEC document |
| June 09, 2018 Filed Jul 19, 2018 06:59 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Tax withholdingClass A Common Stock, par value $0.01 | 4,186 | $13.16 | $55,087.76 |
DisclosureSEC source: 0001140361-18-032840 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,676 F1 · kind: These shares were withheld by the issuer in payment by the reporting person of taxes due upon the vesting of restricted shares, the grant of which was previously reported. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 16:05 UTC | STANDARD DIVERSIFIED INC. SDOIA · Entity 147791 | PurchaseClass A Common Stock, par value $0.01 | 500 | $9.70 | $4,850.00 |
DisclosureSEC source: 0001144204-17-061699 · tv480523_4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,862 Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:16 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2007) · Derivative | 2,450 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-032626 · form4.xml · derivative · entry 5 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,450 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F3 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:16 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 157 | $16.52 | $2,593.64 |
DisclosureSEC source: 0001140361-17-032626 · form4.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,293 Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:16 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 2,450 | $1.06 | $2,597.00 |
DisclosureSEC source: 0001140361-17-032626 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:06 UTC | STANDARD DIVERSIFIED INC. SDOPA · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 28,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-005928 · t1701832_f4-baxter.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,362 F1 · price: Represents restricted shares granted as employee compensation. These shares will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:03 UTC | STANDARD DIVERSIFIED INC. SDOPA · Entity 147791 | OtherClass B Common Stock, par value $0.01 | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-005698 · t1701768_f4-x2.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F2 · price: On June 1, 2017, the Issuer declared a stock dividend, payable to all holders of record of Class A Common Stock on June 2, 2017, of one share of Class B Common Stock for each share of Class A Common Stock outstanding. The Class B Common Stock is convertible into shares of Class A Common Stock on a one-for-one basis. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:03 UTC | STANDARD DIVERSIFIED INC. SDOPA · Entity 147791 | OtherClass A Common Stock, par value $0.01 | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-005698 · t1701768_f4-x2.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: Represents compensation paid for service on Board of Directors. These shares were granted in May 2016, subject to vesting upon certain events, which vesting requirements were satisfied on June 1, 2017 upon the consummation of certain transactions by the Issuer. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:09 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Disposition to issuerOption (right to buy) · Derivative | 23,630 | $11.99 Strike: $1.06 | $283,323.70 |
DisclosureSEC source: 0001140361-17-005406 · form4.xml · derivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 23,630 shares Expires 2017-09-18 F2 · price: The options were canceled by mutual agreement of the reporting person and Turning Point Brands, Inc. The reporting person received $283,323.70 as consideration for the cancellation. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.68% of the underlying shares on January 10, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.