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Wigginton Brian

Disclosed activity across 1 company

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47689
SEC CIK
0001734429

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Turning Point Brands, Inc.TPB · Entity 4660Sr VP Finance & CAOMay 12, 2026May 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Turning Point Brands, Inc.

Report date May 12, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,230 Reported balance After 2026-05-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-12 · Sale · Disposed 4,000 · Balance 9,230

F1: The price reported in Column 4 is a weighted average price.

F2: The total reported in Column 5 includes 4,627 restricted stock units and 4,603 shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price.

F2: The total reported in Column 5 includes 4,627 restricted stock units and 4,603 shares of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 14, 2026 00:43 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 4,000 $91.67 $366,680.00
Disclosure

SEC source: 0001437749-26-016848 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,230

F1 · price: The price reported in Column 4 is a weighted average price.

F2 · balance_after: The total reported in Column 5 includes 4,627 restricted stock units and 4,603 shares of common stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 2,041 $107.57 $219,550.37
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 9

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,230

F10 · balance_after: The reported transaction involved the person's receipt of a grant of 2,041 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 6,392 restricted stock units and 6,838 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 1,398 $100.65 $140,708.70
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 8

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,189

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.53 to $102.04.

F9 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 4,351 restricted stock units and 6,838 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 2,309 $100.65 $232,400.85
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 7

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,587

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.53 to $102.04.

F8 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 5,749 restricted stock units and 6,838 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 121 $108.51 $13,129.71
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 6

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,896

F6 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 9,147 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 322 $108.51 $34,940.22
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 5

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,775

F5 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 9,026 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,757 $108.51 $190,652.07
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 4

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,453

F4 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 8,704 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 333 $108.51 $36,133.83
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,696

F3 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 6,947 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 2,391 $108.51 $259,447.41
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,363

F2 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 6,614 shares of common stock.

Read SEC document
January 02, 2026 Filed Mar 5, 2026 12:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 199 $110.24 $21,937.76
Disclosure

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,972

F1 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan that vested on January 2, 2026, and not previously reported. The total reported in Column 5 includes 5,749 restricted stock units, and 4,223 shares of common stock.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 2,500 $30.46 Strike: $30.46 $76,150.00
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 9

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 2,500 $45.05 Strike: $45.05 $112,625.00
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 8

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2031-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 1,750 $51.75 Strike: $51.75 $90,562.50
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 7

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires 2031-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 2,500 $14.85 Strike: $14.85 $37,125.00
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 6

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2030-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 400 $47.58 Strike: $47.58 $19,032.00
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 5

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2029-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 400 $21.21 Strike: $21.21 $8,484.00
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 4

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 750 $15.41 Strike: $15.41 $11,557.50
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F3 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 10,800 $75.67 $817,236.00
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,171

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $75.35.

F12 · balance_after: The total reported in Column 5 includes the reporting person's 5,948 restricted stock units, and 4,223 shares of common stock.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-020794 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: The reported transaction involved the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.

F10 · balance_after: The total reported in Column 5 includes the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, 5,948 restricted stock units, and 4,223 shares of common stock.

Read SEC document
May 08, 2025 Filed May 9, 2025 22:29 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 3,500 $75.75 $265,125.00
Disclosure

SEC source: 0001437749-25-015885 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,171

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.71 to $75.94.

F10 · balance_after: The total reported in Column 5 includes 5,948 restricted stock units and 4,223 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 00:50 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 1,081 $70.34 $76,037.54
Disclosure

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 7

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,671

F15 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,723 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 00:50 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 321 $70.34 $22,579.14
Disclosure

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 6

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,752

F14 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,804 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 00:50 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 320 $70.34 $22,508.80
Disclosure

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 5

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,431

F13 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,483 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 00:50 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 351 $70.34 $24,689.34
Disclosure

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 4

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,111

F12 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,163 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 00:50 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 2,278 $70.34 $160,234.52
Disclosure

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,760

F11 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,812 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 00:50 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 764 $70.34 $53,739.76
Disclosure

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,482

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,948 RSUs and 5,534 of Common Stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 00:50 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,415 $70.34 $99,531.10
Disclosure

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,246

F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,454 restricted stock units and 3,792 shares of common stock.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 00:05 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 152 $60.65 $9,218.80
Disclosure

SEC source: 0001437749-25-000524 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,831

F9 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 1/2/2025.

F10 · balance_after: The total reported in Column 5 includes 7,039 awarded restricted stock units and 3,792 shares of common stock.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 380 $29.12 $11,065.60
Disclosure

SEC source: 0001290677-24-000039 · form4.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,981

F9 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 4/1/2024.

F10 · balance_after: The total reported in Column 5 includes 7,464 awarded restricted stock units and 3,517 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:27 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 3,753 $26.52 $99,529.56
Disclosure

SEC source: 0001290677-24-000024 · form4.xml · nonDerivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,361

F11 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,753 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,731 awarded restricted stock units and 2,630 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:27 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 114 $26.52 $3,023.28
Disclosure

SEC source: 0001290677-24-000024 · form4.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,608

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 4,978 restricted stock units and 2,630 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:27 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 320 $26.52 $8,486.40
Disclosure

SEC source: 0001290677-24-000024 · form4.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,722

F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 4,978 restricted stock units and 2,744 shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:18 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 48 $24.84 $1,192.32
Disclosure

SEC source: 0001290677-24-000005 · form4.xml · nonDerivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,402

F11 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 4,978 restricted stock units and 2,424 shares of common stock

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:18 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 403 $24.84 $10,010.52
Disclosure

SEC source: 0001290677-24-000005 · form4.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,354

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 4,978 restricted stock units and 2,376 shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:18 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,077 $24.84 $26,752.68
Disclosure

SEC source: 0001290677-24-000005 · form4.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,757

F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2019. The compensation committee of the Board of Directors determined that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 4,978 restricted stock units and 2,779 shares of common stock.

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May 05, 2023 Filed May 10, 2023 01:20 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 3,728 $22.25 $82,948.00
Disclosure

SEC source: 0001140361-23-023764 · form4.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,680

F9 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. These RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.

F10 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F11 · balance_after: The total reported in Column 5 includes 4,978 restricted stock units and 1,702 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantComoon Stock 110 $22.71 $2,498.10
Disclosure

SEC source: 0001567619-23-003014 · doc1.xml · nonDerivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,952

F11 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 1,250 restricted stock units and 1,702 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingComoon Stock 908 $22.71 $20,620.68
Disclosure

SEC source: 0001567619-23-003014 · doc1.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 1,250 restricted stock units and 1,592 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:23 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantComoon Stock 2,500 $22.71 $56,775.00
Disclosure

SEC source: 0001567619-23-003014 · doc1.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 1,250 restricted stock units and 2,500 shares of common stock.

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March 14, 2022 Filed Mar 16, 2022 20:10 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantOptions (2022) · Derivative 2,500 $0.00 Strike: $30.46 $0.00
Disclosure

SEC source: 0001567619-22-007052 · doc1.xml · derivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

F7 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

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March 14, 2022 Filed Mar 16, 2022 20:10 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007052 · doc1.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,250 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 1,250 awarded restricted stock units.

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May 17, 2021 Filed May 18, 2021 21:06 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantOptions (2021) · Derivative 2,500 $0.00 Strike: $45.05 $0.00
Disclosure

SEC source: 0001567619-21-010640 · doc1.xml · derivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2031-05-17

F7 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

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February 18, 2021 Filed Feb 22, 2021 21:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantOptions (2021) · Derivative 1,750 $0.00 Strike: $51.75 $0.00
Disclosure

SEC source: 0001567619-21-004594 · doc1.xml · derivative · entry 1

Wigginton Brian · CIK 0001734429 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2031-02-18

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

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March 18, 2020 Filed Mar 20, 2020 21:49 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantOptions (2020) · Derivative 2,500 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001567619-20-006859 · doc1.xml · derivative · entry 1

Wigginton Brian · CIK 0001734429 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-03-18

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

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March 20, 2019 Filed Mar 22, 2019 20:07 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantOptions (2019) · Derivative 400 $0.00 Strike: $47.58 $0.00
Disclosure

SEC source: 0001567619-19-007472 · doc1.xml · derivative · entry 1

Wigginton Brian · CIK 0001734429 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2029-03-20

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F2 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.