Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Director | May 11, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date May 11, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 287,689 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 1,295 · Balance 287,689 F1: The total reported in Column 5 includes 2,442 restricted stock units and 285,247 shares of common stock. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $51.75 · Expires 2031-02-18 | Direct | 15,900 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 15,900 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F5: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2030-03-18 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 20,000 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $47.58 · Expires 2029-03-20 | Direct | 35,500 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 35,500 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F6: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $21.21 · Expires 2028-03-07 | Direct | 26,500 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 26,500 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F7: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.41 · Expires 2027-05-17 | Direct | 16,819 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 16,819 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F3: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The total reported in Column 5 includes 2,442 restricted stock units and 285,247 shares of common stock.
F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan.
F3: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
F4: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
F5: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
F6: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
F7: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2026 Filed May 14, 2026 00:42 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,295 | $92.71 | $120,059.45 |
DisclosureSEC source: 0001437749-26-016846 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,689 F1 · balance_after: The total reported in Column 5 includes 2,442 restricted stock units and 285,247 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:56 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 3,393 | $100.14 | $339,775.02 |
DisclosureSEC source: 0001437749-26-006967 · rdgdoc.xml · nonDerivative · entry 4 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,394 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.87 - $101.97. F6 · balance_after: The total reported in Column 5 includes 2,205 restricted stock units and 284,189 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:56 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 927 | $108.51 | $100,588.77 |
DisclosureSEC source: 0001437749-26-006967 · rdgdoc.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,787 F4 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 2,205 restricted stock units and 287,582 shares of common stock. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:56 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 8,369 | $108.51 | $908,120.19 |
DisclosureSEC source: 0001437749-26-006967 · rdgdoc.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,860 F3 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 2,205 restricted stock units and 286,655 shares of common stock. Read SEC document |
| January 02, 2026 Filed Jan 7, 2026 01:54 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 425 | $110.24 | $46,852.00 |
DisclosureSEC source: 0001437749-26-000680 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,291 F7 · price: The reported transaction involves shares withheld for payment of taxes related to the restricted stock units that have vested on 1/2/2026. F8 · balance_after: The total reported in Column 5 includes 2,205 restricted stock units and 281,086 shares of common stock. Read SEC document |
| December 26, 2025 Filed Mar 5, 2026 02:56 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GiftCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-006967 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,491 F1 · price: Reports the donation of 2,800 shares of common stock to a donor advised fund. F2 · balance_after: The total reported in Column 5 includes 2,205 restricted stock units and 278,286 shares of common stock. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 01:03 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 10,401 | $99.03 | $1,030,011.03 |
DisclosureSEC source: 0001437749-25-034941 · rdgdoc.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,368 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.25 to $100.05. F12 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 280,364 shares of common stock. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 01:03 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 21,069 | $100.02 | $2,107,321.38 |
DisclosureSEC source: 0001437749-25-034941 · rdgdoc.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,765 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.05 to $101.27. F10 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 290,765 shares of common stock. Read SEC document |
| November 11, 2025 Filed Nov 14, 2025 01:03 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 15,000 | $99.89 | $1,498,350.00 |
DisclosureSEC source: 0001437749-25-034941 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,186 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.43 to $101.33. F8 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 311,834 shares of common stock. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:27 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 25,000 | $75.94 | $1,898,500.00 |
DisclosureSEC source: 0001437749-25-020796 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,186 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.68 to $76.38. F8 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 326,834 shares of common stock Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 21:56 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 15,000 | $74.61 | $1,119,150.00 |
DisclosureSEC source: 0001437749-25-019589 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,186 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.21 to $75.00. F8 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 351,834 shares of common stock Read SEC document |
| May 08, 2025 Filed May 9, 2025 22:27 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 1,119 | $75.66 | $84,663.54 |
DisclosureSEC source: 0001437749-25-015882 · rdgdoc.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,186 F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/8/2025. The total reported in Column 5 includes 3,352 restricted stock units and 366,834 shares of common stock Read SEC document |
| May 08, 2025 Filed May 9, 2025 22:27 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,058 | $75.66 | $80,048.28 |
DisclosureSEC source: 0001437749-25-015882 · rdgdoc.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,305 F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 5,767 restricted stock units and 365,538 shares of common stock. Read SEC document |
| May 08, 2025 Filed May 9, 2025 22:27 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 10,000 | $76.56 | $765,600.00 |
DisclosureSEC source: 0001437749-25-015882 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,247 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.02 to $78.24. F8 · balance_after: The total reported in Column 5 includes 4,709 restricted stock units and 365,538 shares of common stock Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 02:33 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 4,675 | $70.34 | $328,839.50 |
DisclosureSEC source: 0001437749-25-006361 · rdgdoc.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,538 F9 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 4,709 restricted stock units and 375,538 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 02:33 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 975 | $70.34 | $68,581.50 |
DisclosureSEC source: 0001437749-25-006361 · rdgdoc.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,213 F8 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 4,709 restricted stock units and 380,213 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 02:33 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 13,210 | $70.34 | $929,191.40 |
DisclosureSEC source: 0001437749-25-006361 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,238 F7 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 4,709 restricted stock units and 379,238 shares of common stock. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:24 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 439 | $60.65 | $26,625.35 |
DisclosureSEC source: 0001437749-25-000530 · rdgdoc.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,737 F7 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 1/2/2025. F8 · balance_after: The total reported in Column 5 includes 4,709 RSUs and 366,028 shares of Common Stock Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:57 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions · Derivative | 4,695 | $3.83 Strike: $3.83 | $17,981.85 |
DisclosureSEC source: 0001290677-24-000064 · form4.xml · derivative · entry 8 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,695 shares Expires 2024-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:57 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 4,695 | $31.57 | $148,221.15 |
DisclosureSEC source: 0001290677-24-000064 · form4.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,701 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.29 to $31.80. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:57 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 4,695 | $3.83 | $17,981.85 |
DisclosureSEC source: 0001290677-24-000064 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: The reported transaction involved the reporting person's exercise of 4,695 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 2,415 restricted stock units and 369,981 shares of common stock. Read SEC document |
| May 08, 2024 Filed May 10, 2024 22:18 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 2,733 | $33.13 | $90,544.29 |
DisclosureSEC source: 0001290677-24-000056 · form4.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,701 F10 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/8/2024. Read SEC document |
| May 08, 2024 Filed May 10, 2024 22:18 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,415 | $33.13 | $80,008.95 |
DisclosureSEC source: 0001290677-24-000056 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,434 F9 · shares: The reported transaction involved the reporting person's receipt of a grant of 2,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 2,415 restricted stock units and 368,019 shares of common stock. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 934 | $24.84 | $23,200.56 |
DisclosureSEC source: 0001290677-24-000008 · form4.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,494 F11 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 6,691 restricted stock units and 364,803 shares of common stock Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 11,243 | $24.84 | $279,276.12 |
DisclosureSEC source: 0001290677-24-000008 · form4.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,560 F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 6,691 restricted stock units and 363,869 shares of common stock. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 21,080 | $24.84 | $523,627.20 |
DisclosureSEC source: 0001290677-24-000008 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,803 F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2019. The compensation committee of the Board of Directors determined that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 6,691 restricted stock units and 375,112 shares of common stock. Read SEC document |
| May 08, 2023 Filed May 11, 2023 01:16 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 3,216 | $21.77 | $70,012.32 |
DisclosureSEC source: 0001290677-23-000034 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,723 F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,216 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,216 awarded restricted stock units and 357,507 shares of common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:17 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,106 | $22.71 | $25,117.26 |
DisclosureSEC source: 0001567619-23-003011 · doc1.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,507 F11 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 3,475 restricted stock units and 392,032 shares of common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:17 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 7,977 | $22.71 | $181,157.67 |
DisclosureSEC source: 0001567619-23-003011 · doc1.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,401 F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 3,475 restricted stock units and 390,926 shares of common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:17 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 25,000 | $22.71 | $567,750.00 |
DisclosureSEC source: 0001567619-23-003011 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,378 F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 3,475 restricted stock units and 398,903 shares of common stock. Read SEC document |
| December 16, 2022 Filed Feb 18, 2023 01:55 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GiftCommon Stock | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003361 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,378 F1 · kind: This transaction involved a gift of securities by the reporting person to a Donor Advised Fund. Read SEC document |
| April 29, 2022 Filed May 3, 2022 21:11 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Disposition to issuerDividend Equivalent Right · Derivative | 671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-009437 · doc1.xml · derivative · entry 9 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 671 shares Expires not disclosed F10 · derivative.exercise_price: Each dividend equivalent right was the economic equivalent of one share of the Company's common stock. F12 · shares: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08. F12 · price: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08. F12 · derivative.exercise_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08. F12 · derivative.expiration_date: On April 29, 2022, the dividend equivalent rights were disposed of and cancelled in exchange for a cash payment equal to $22,746.08. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:12 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 3,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007054 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,378 F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,475 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,475 awarded restricted stock units and 373,903 shares of common stock. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 8,823 | $33.92 | $299,276.16 |
DisclosureSEC source: 0001567619-22-002681 · doc1.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,903 Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 28,256 | $33.92 | $958,443.52 |
DisclosureSEC source: 0001567619-22-002681 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,726 F9 · shares: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2017. The compensation committee of the Board of Directors determined that the performance criteria were met on February 3, 2021. Read SEC document |
| February 03, 2022 Filed May 3, 2022 21:11 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantDividend Equivalent Right · Derivative | 671 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-009437 · doc1.xml · derivative · entry 8 Wexler Lawrence · CIK 0001660246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671 Underlying: Common Stock · 671 shares Expires not disclosed F10 · derivative.exercise_price: Each dividend equivalent right was the economic equivalent of one share of the Company's common stock. F11 · shares: In connection with the vesting and settlement of previously-granted performance-based restricted stock units, which settled in shares of the Company's common stock on February 3, 2022, the reporting person acquired 671 fully-vested dividend equivalent rights pursuant to the terms of the applicable award agreement. F11 · derivative.exercise_date: In connection with the vesting and settlement of previously-granted performance-based restricted stock units, which settled in shares of the Company's common stock on February 3, 2022, the reporting person acquired 671 fully-vested dividend equivalent rights pursuant to the terms of the applicable award agreement. F11 · derivative.expiration_date: In connection with the vesting and settlement of previously-granted performance-based restricted stock units, which settled in shares of the Company's common stock on February 3, 2022, the reporting person acquired 671 fully-vested dividend equivalent rights pursuant to the terms of the applicable award agreement. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 19:25 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,500 | $37.95 | $56,924.85 |
DisclosureSEC source: 0001567619-21-018866 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,470 Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:18 UTC Amendment | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 1,500 | $37.95 | $56,924.85 |
DisclosureSEC source: 0001567619-21-018972 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,470 Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:23 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2021) · Derivative | 15,900 | $0.00 Strike: $51.75 | $0.00 |
DisclosureSEC source: 0001567619-21-004587 · doc1.xml · derivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 Underlying: Common Stock · 15,900 shares Expires 2031-02-18 F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. Read SEC document |
| May 01, 2020 Filed May 4, 2020 18:01 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 1,500 | $22.83 | $34,245.00 |
DisclosureSEC source: 0001567619-20-008892 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,970 F8 · price: Weighted average sale price. On 05/01/2020, the reporting person purchased the shares within a range of $22.80 to $22.86. The reporting person will provide, upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions 2020 · Derivative | 20,000 | $0.00 Strike: $14.85 | $0.00 |
DisclosureSEC source: 0001567619-20-006858 · doc1.xml · derivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-03-18 F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F7 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2019) · Derivative | 35,500 | $0.00 Strike: $47.58 | $0.00 |
DisclosureSEC source: 0001567619-19-007470 · doc1.xml · derivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,500 Underlying: Common Stock · 35,500 shares Expires 2029-03-20 F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 21:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2008) · Derivative | 20,864 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001567619-18-002897 · doc1.xml · derivative · entry 6 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,864 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 21:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 9,757 | $41.16 | $401,598.12 |
DisclosureSEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 4 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,470 Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 21:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 20,864 | $1.06 | $22,115.84 |
DisclosureSEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2008) · Derivative | 10,432 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001567619-18-002897 · doc1.xml · derivative · entry 5 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,864 Underlying: Common Stock · 10,432 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 4,965 | $39.98 | $198,500.70 |
DisclosureSEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,363 F8 · kind: The shares of common stock were sold by the Reporting Person pursuant to a pre-approved Rule 10b5-1 trading plan to pay the exercise price and tax liability of expiring stock options. F7 · price: Weighted average sale price. On 9/17/2018, the reporting person sold the shares within a range of $39.71 to $40.24. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:21 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 10,432 | $1.06 | $11,057.92 |
DisclosureSEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:40 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2018) · Derivative | 26,500 | $0.00 Strike: $21.21 | $0.00 |
DisclosureSEC source: 0001140361-18-012898 · form4.xml · derivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Underlying: Common Stock · 26,500 shares Expires 2028-03-07 F6 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:17 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2007) · Derivative | 223,897 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-025475 · form4.xml · derivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 223,897 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.