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Turning Point Brands, Inc.

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4660
SEC CIK
0001290677
Parsed reports
289

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202502
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2024 Filed Feb 5, 2024 22:19 UTC
Cushman BrittaniSr VP, General Counsel
GrantCommon Stock 239 $24.84 $5,936.76
Disclosure

SEC source: 0001290677-24-000006 · form4.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,828

F12 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 9,843 shares of common stock

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:19 UTC
Cushman BrittaniSr VP, General Counsel
Tax withholdingCommon Stock 2,169 $24.84 $53,877.96
Disclosure

SEC source: 0001290677-24-000006 · form4.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,589

F11 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 9,604 shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:19 UTC
Cushman BrittaniSr VP, General Counsel
GrantCommon Stock 5,382 $24.84 $133,688.88
Disclosure

SEC source: 0001290677-24-000006 · form4.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,758

F10 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2019. The compensation committee of the Board of Directors determined that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 11,773 shares of common stock.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:23 UTC SaleCommon Stock 1,700 $24.12 $41,004.00
Disclosure

SEC source: 0001290677-23-000041 · form4.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,491

F1 · balance_after: The total reported in Column 5 includes 3,216 restricted stock units and 1,275 shares of common stock.

Read SEC document
May 15, 2023 Filed May 16, 2023 01:20 UTC
Glazek David EdwardDirector · Executive Chairman
PurchaseCommon Stock 5,000 $20.92 $104,579.00
Disclosure

SEC source: 0001290677-23-000038 · form4.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,973

F1 · balance_after: The total reported in Column 5 includes 40,000 RSUs and 28,973 shares of Common Stock.

Read SEC document
May 15, 2023 Filed May 16, 2023 01:21 UTC
Purdy GrahamDirector · President and CEO
PurchaseCommon Stock 1,000 $20.78 $20,780.70
Disclosure

SEC source: 0001290677-23-000039 · form4.xml · nonDerivative · entry 1

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,812

F12 · price: Weighted average sale price. On 05/15/2023, the reporting person purchased the shares within a range of $20.74 to $20.79. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price

F11 · balance_after: The total reported in Column 5 includes 29,466 restricted stock units and 145,346 shares of common stock.

Read SEC document
May 12, 2023 Filed May 16, 2023 01:20 UTC
Glazek David EdwardDirector · Executive Chairman
GrantOptions · Derivative 77,519 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001290677-23-000038 · form4.xml · derivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F2 · derivative.exercise_date: 2. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

Read SEC document
May 12, 2023 Filed Mar 6, 2024 02:23 UTC
Glazek David EdwardDirector · Executive Chairman
GrantOptions · Derivative 77,519 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001290677-24-000022 · form4.xml · derivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F1 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

Read SEC document
May 12, 2023 Filed Mar 13, 2024 22:31 UTC
Glazek David EdwardDirector · Executive Chairman
GrantOptions · Derivative 77,519 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001290677-24-000027 · form4.xml · derivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F1 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

Read SEC document
May 12, 2023 Filed Apr 3, 2024 22:06 UTC
Glazek David EdwardDirector · Executive Chairman
GrantOptions · Derivative 77,519 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001290677-24-000037 · form4.xml · derivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F1 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

Read SEC document
May 12, 2023 Filed Jan 3, 2025 22:45 UTC
Glazek David EdwardDirector · Executive Chairman
GrantOptions · Derivative 77,519 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001437749-25-000337 · rdgdoc.xml · derivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F1 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

Read SEC document
May 12, 2023 Filed Mar 6, 2025 02:35 UTC
Glazek David EdwardDirector · Executive Chairman
GrantOptions · Derivative 77,519 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001437749-25-006363 · rdgdoc.xml · derivative · entry 7

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F1 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

Read SEC document
May 12, 2023 Filed Mar 8, 2025 02:32 UTC Amendment
Glazek David EdwardDirector · Executive Chairman
GrantOptions · Derivative 77,519 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001437749-25-006738 · rdgdoc.xml · derivative · entry 8

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

F1 · derivative.exercise_date: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.

Read SEC document
May 08, 2023 Filed May 11, 2023 01:13 UTC GrantCommon Stock 3,216 $21.77 $70,012.32
Disclosure

SEC source: 0001290677-23-000032 · form4.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,191

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,216 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,216 awarded restricted stock units and 2,975 shares of common stock.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:15 UTC GrantCommon Stock 2,757 $21.77 $60,019.89
Disclosure

SEC source: 0001290677-23-000033 · form4.xml · nonDerivative · entry 2

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,130

F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,757 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,757 awarded restricted stock units and 2,373 shares of common stock.

Read SEC document
May 08, 2023 Filed May 11, 2023 01:16 UTC GrantCommon Stock 3,216 $21.77 $70,012.32
Disclosure

SEC source: 0001290677-23-000034 · form4.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,723

F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,216 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,216 awarded restricted stock units and 357,507 shares of common stock.

Read SEC document
May 08, 2023 Filed May 11, 2023 01:12 UTC
Reddy RohithDirector
GrantCommon Stock 3,216 $21.77 $70,012.32
Disclosure

SEC source: 0001290677-23-000031 · form4.xml · nonDerivative · entry 1

Reddy Rohith · CIK 0001976643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,216

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,216 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,216 awarded restricted stock units..

Read SEC document
May 08, 2023 Filed May 11, 2023 01:11 UTC GrantCommon Stock 1,723 $21.77 $37,509.71
Disclosure

SEC source: 0001290677-23-000029 · form4.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,020

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,723 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 1,723 awarded restricted stock units and 7,297 shares of common stock.

Read SEC document
May 08, 2023 Filed May 11, 2023 01:11 UTC GrantCommon Stokc 2,757 $21.77 $60,019.89
Disclosure

SEC source: 0001290677-23-000030 · form4.xml · nonDerivative · entry 1

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,046

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,757 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,757 awarded restricted stock units and 2,289 shares of common stock.

Read SEC document
May 08, 2023 Filed May 11, 2023 01:10 UTC GrantCommon Stock 3,216 $21.77 $70,012.32
Disclosure

SEC source: 0001290677-23-000028 · form4.xml · nonDerivative · entry 1

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,732

F3 · shares: The reported transaction involved the reporting person's receipt of a grant of 3,216 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,216 awarded restricted stock units and 36,516 shares of common stock.

Read SEC document
May 05, 2023 Filed May 10, 2023 01:20 UTC
Wigginton BrianSr VP Finance & CAO
GrantCommon Stock 3,728 $22.25 $82,948.00
Disclosure

SEC source: 0001140361-23-023764 · form4.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,680

F9 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. These RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.

F10 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F11 · balance_after: The total reported in Column 5 includes 4,978 restricted stock units and 1,702 shares of common stock.

Read SEC document
May 05, 2023 Filed May 10, 2023 01:19 UTC
Glazek David EdwardDirector · Executive Chairman
GrantCommon Stock 40,000 $22.25 $890,000.00
Disclosure

SEC source: 0001140361-23-023763 · form4.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,973

F1 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. 22,472 RSUs vest 25% on the last day of each calendar quarter of 2023 and 17,528 RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.

F2 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F3 · balance_after: The total reported in Column 5 includes 40,000 RSUs and 23,973 shares of Common Stock

Read SEC document
May 05, 2023 Filed May 10, 2023 01:19 UTC
Reformina LuisSr VP, CFO
GrantCommon Stock 5,328 $22.25 $118,548.00
Disclosure

SEC source: 0001140361-23-023762 · form4.xml · nonDerivative · entry 1

Reformina Luis · CIK 0001858265 · Sr VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,978

F7 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. These RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.

F8 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F9 · balance_after: The total reported in Column 5 includes 7,328 RSUs and 650 shares of common stock.

Read SEC document
May 05, 2023 Filed May 10, 2023 01:19 UTC
Cushman BrittaniSr VP, General Counsel
GrantCommon Stock 6,485 $22.25 $144,291.25
Disclosure

SEC source: 0001140361-23-023761 · form4.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,376

F10 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. These RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.

F11 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F12 · balance_after: The total reported in Column 5 includes 8,985 restricted stock units and 6,391 shares of common stock.

Read SEC document
May 05, 2023 Filed May 10, 2023 01:19 UTC
Purdy GrahamPresident & CEO
GrantCommon Stock 26,966 $22.25 $599,993.50
Disclosure

SEC source: 0001140361-23-023760 · form4.xml · nonDerivative · entry 1

Purdy Graham · CIK 0001794878 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,812

F11 · shares: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. These RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.

F12 · price: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F13 · balance_after: The total reported in Column 5 includes 29,466 restricted stock units and 144,346 shares of common stock.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:48 UTC GrantCommon Stock 24 $23.65 $567.60
Disclosure

SEC source: 0001290677-23-000014 · form4.xml · nonDerivative · entry 2

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975

F2 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:48 UTC Tax withholdingCommon Stock 825 $23.65 $19,511.25
Disclosure

SEC source: 0001290677-23-000014 · form4.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,951

F1 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:50 UTC GrantCommon Stock 20 $23.65 $473.00
Disclosure

SEC source: 0001290677-23-000015 · form4.xml · nonDerivative · entry 3

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,373

F3 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:50 UTC Tax withholdingCommon Stock 573 $23.65 $13,551.45
Disclosure

SEC source: 0001290677-23-000015 · form4.xml · nonDerivative · entry 2

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,353

F2 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:47 UTC GrantCommon Stock 20 $23.56 $471.20
Disclosure

SEC source: 0001290677-23-000013 · form4.xml · nonDerivative · entry 2

Grazioli-Venier Assia · CIK 0001835249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,614

F2 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:47 UTC Tax withholdingCommon Stock 956 $23.65 $22,609.40
Disclosure

SEC source: 0001290677-23-000013 · form4.xml · nonDerivative · entry 1

Grazioli-Venier Assia · CIK 0001835249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,594

F1 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:46 UTC GrantCommon Stock 20 $23.65 $473.00
Disclosure

SEC source: 0001290677-23-000011 · form4.xml · nonDerivative · entry 2

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,289

F2 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:46 UTC Tax withholdingCommon Stock 707 $23.65 $16,720.55
Disclosure

SEC source: 0001290677-23-000011 · form4.xml · nonDerivative · entry 1

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,269

F1 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:44 UTC GrantCommon Stock 13 $23.65 $307.45
Disclosure

SEC source: 0001290677-23-000010 · form4.xml · nonDerivative · entry 2

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,207

F2 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:44 UTC Tax withholdingCommon Stock 478 $23.65 $11,304.70
Disclosure

SEC source: 0001290677-23-000010 · form4.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,194

F1 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:43 UTC GrantCommon Stock 24 $23.65 $567.60
Disclosure

SEC source: 0001290677-23-000009 · form4.xml · nonDerivative · entry 2

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,516

F4 · shares: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:43 UTC Tax withholdingCommon Stock 892 $23.65 $21,095.80
Disclosure

SEC source: 0001290677-23-000009 · form4.xml · nonDerivative · entry 1

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,492

F3 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023.

Read SEC document
March 14, 2023 Filed Mar 18, 2024 09:17 UTC
De Plano LorenzoChief Strategy Officer
PurchaseCommon Stock 15,043 $27.97 $420,752.71
Disclosure

SEC source: 0001290677-24-000031 · form4.xml · nonDerivative · entry 1

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,375

F4 · price: Weighted average purchase price. On 03/14/2024, the reporting person purchased the shares within a range of $27.90 to $28.06. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price

F5 · balance_after: The total reported in Column 5 includes 8,523 restricted stock units and 22,852 shares of common stock.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:23 UTC
Wigginton BrianSr VP Finance & CAO
GrantComoon Stock 110 $22.71 $2,498.10
Disclosure

SEC source: 0001567619-23-003014 · doc1.xml · nonDerivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,952

F11 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 1,250 restricted stock units and 1,702 shares of common stock.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:23 UTC
Wigginton BrianSr VP Finance & CAO
Tax withholdingComoon Stock 908 $22.71 $20,620.68
Disclosure

SEC source: 0001567619-23-003014 · doc1.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 1,250 restricted stock units and 1,592 shares of common stock.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:23 UTC
Wigginton BrianSr VP Finance & CAO
GrantComoon Stock 2,500 $22.71 $56,775.00
Disclosure

SEC source: 0001567619-23-003014 · doc1.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 1,250 restricted stock units and 2,500 shares of common stock.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:20 UTC
Cushman BrittaniSr VP, General Counsel
GrantCommon Stock 184 $22.71 $4,178.64
Disclosure

SEC source: 0001567619-23-003013 · doc1.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,891

F12 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 2,500 restricted stock units and 6,391 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:20 UTC
Cushman BrittaniSr VP, General Counsel
Tax withholdingCommon Stock 1,474 $22.71 $33,474.54
Disclosure

SEC source: 0001567619-23-003013 · doc1.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,707

F11 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 2,500 restricted stock units and 6,207 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:20 UTC
Cushman BrittaniSr VP, General Counsel
GrantCommon Stock 4,166 $22.71 $94,609.86
Disclosure

SEC source: 0001567619-23-003013 · doc1.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,181

F10 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 2,500 restricted stock units and 7,681 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:19 UTC
Purdy GrahamPresident and CEO
GrantCommon Stock 442 $22.71 $10,037.82
Disclosure

SEC source: 0001567619-23-003012 · doc1.xml · nonDerivative · entry 3

Purdy Graham · CIK 0001794878 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,846

F13 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 2,500 restricted stock units and 146,846 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:19 UTC
Purdy GrahamPresident and CEO
Tax withholdingCommon Stock 2,580 $22.71 $58,591.80
Disclosure

SEC source: 0001567619-23-003012 · doc1.xml · nonDerivative · entry 2

Purdy Graham · CIK 0001794878 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,404

F12 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 146,404 restricted stock units and 1,592 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:19 UTC
Purdy GrahamPresident and CEO
GrantCommon Stock 10,000 $22.71 $227,100.00
Disclosure

SEC source: 0001567619-23-003012 · doc1.xml · nonDerivative · entry 1

Purdy Graham · CIK 0001794878 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,984

F11 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 2,500 restricted stock units and 148,984 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:17 UTC GrantCommon Stock 1,106 $22.71 $25,117.26
Disclosure

SEC source: 0001567619-23-003011 · doc1.xml · nonDerivative · entry 3

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,507

F11 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 3,475 restricted stock units and 392,032 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:17 UTC Tax withholdingCommon Stock 7,977 $22.71 $181,157.67
Disclosure

SEC source: 0001567619-23-003011 · doc1.xml · nonDerivative · entry 2

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,401

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 3,475 restricted stock units and 390,926 shares of common stock.

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February 10, 2023 Filed Feb 15, 2023 02:17 UTC GrantCommon Stock 25,000 $22.71 $567,750.00
Disclosure

SEC source: 0001567619-23-003011 · doc1.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,378

F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 3,475 restricted stock units and 398,903 shares of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.