Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Turning Point Brands, Inc.
Report date April 01, 2025 · Filed April 01, 2025
Section 16 reporting ended · disclosed 2025-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (2020)SEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2030-03-18 | Direct | 1,386 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 1,386 F1: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |
| Options (2021)SEC Table II · derivative / convertible security · Conversion / exercise price $51.75 · Expires 2031-02-18 | Direct | 2,100 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,100 F2: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
| Options (2022)SEC Table II · derivative / convertible security · Conversion / exercise price $30.46 · Expires 2032-03-14 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,500 F3: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
F2: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
F3: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2025 Filed Mar 5, 2025 21:34 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 2,288 | $70.34 | $160,937.92 |
DisclosureSEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 7 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,175 F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,421 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:34 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 995 | $70.34 | $69,988.30 |
DisclosureSEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 6 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,463 F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 35,709 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:34 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,187 | $70.34 | $83,493.58 |
DisclosureSEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 5 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,468 F8 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 34,714 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:34 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 351 | $70.34 | $24,689.34 |
DisclosureSEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 4 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,281 F7 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,527 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:34 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 3,644 | $70.34 | $256,318.96 |
DisclosureSEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 3 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,930 F6 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,176 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:34 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 869 | $70.34 | $61,125.46 |
DisclosureSEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 2 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,286 F5 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,754 RSUs and 29,532 shares of Common Stock. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:34 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,433 | $70.34 | $100,797.22 |
DisclosureSEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 1 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,155 F4 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,433 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,187 restricted stock units and 27,968 shares of common stock. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 174 | $60.65 | $10,553.10 |
DisclosureSEC source: 0001437749-25-000528 · rdgdoc.xml · nonDerivative · entry 1 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,722 F4 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 1/2/2025. F5 · balance_after: The total reported in Column 5 includes 6,754 restricted stock units and 27,968 shares of common stock. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 17:01 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 4,000 | $31.80 | $127,200.00 |
DisclosureSEC source: 0001290677-24-000069 · form4.xml · nonDerivative · entry 1 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,896 F4 · balance_after: The total reported in Column 5 includes 7,179 restricted stock units and 27,717 shares of common stock. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 18:18 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 479 | $29.12 | $13,948.48 |
DisclosureSEC source: 0001290677-24-000045 · form4.xml · nonDerivative · entry 1 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,896 F4 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 4/1/2024. F5 · balance_after: The total reported in Column 5 includes 7,179 restricted stock units and 23,717 shares of common stock. Read SEC document |
| March 14, 2023 Filed Mar 18, 2024 09:17 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 15,043 | $27.97 | $420,752.71 |
DisclosureSEC source: 0001290677-24-000031 · form4.xml · nonDerivative · entry 1 De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,375 F4 · price: Weighted average purchase price. On 03/14/2024, the reporting person purchased the shares within a range of $27.90 to $28.06. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price F5 · balance_after: The total reported in Column 5 includes 8,523 restricted stock units and 22,852 shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.