TFIN

SEC source: 0001209191-22-041054 · doc4.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,612

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 9,245 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,367 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Brittany Barnes.

SEC source: 0001209191-22-036954 · doc4.xml · nonDerivative · entry 2

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,066

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 8,699 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,367 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Brittany Barnes.

SEC source: 0001209191-22-036954 · doc4.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,566

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-22-041063 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,591

F1 · kind: On June 7, 2022, the reporting person transferred 13,000 shares of common stock to an irrevocable trust for the benefit of reporting person's children. Neither reporting person nor reporting person's children have dispositive control of the shares held by such trust.

SEC source: 0001209191-22-027063 · doc4.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-22-027064 · doc4.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

SEC source: 0001209191-22-027065 · doc4.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,766

F1 · balance_after: Consists of (i) 399 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,367 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Brittany Barnes.

SEC source: 0001209191-22-027061 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,785

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 112,594 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 13,191 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

SEC source: 0001209191-22-027114 · doc4.xml · derivative · entry 4

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 2,187 shares

Expires 2032-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001209191-22-027114 · doc4.xml · nonDerivative · entry 2

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,413

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards.

F3 · balance_after: Consists of (i) 1,698 shares beneficially owned by reporting person, and (ii) 12,715 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027114 · doc4.xml · nonDerivative · entry 1

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,697

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-22-027147 · doc4.xml · derivative · entry 2

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 2,187 shares

Expires 2032-05-01

F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001209191-22-027147 · doc4.xml · nonDerivative · entry 1

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,870

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

F2 · balance_after: Consists of (i) 6,783 shares beneficially owned by reporting person, and (ii) 5,087 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027137 · doc4.xml · derivative · entry 5

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 2,187 shares

Expires 2032-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001209191-22-027137 · doc4.xml · nonDerivative · entry 3

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,184

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock and performance awards.

F4 · balance_after: Consists of (i) 5,314 shares beneficially owned by reporting person, and (ii) 3,870 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027137 · doc4.xml · nonDerivative · entry 2

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,248

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-22-027137 · doc4.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,108

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-22-027120 · doc4.xml · derivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 2,187 shares

Expires 2032-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001209191-22-027120 · doc4.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,052

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

F3 · balance_after: Consists of (i) 12,519 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027120 · doc4.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,188

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-22-027135 · doc4.xml · derivative · entry 4

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,886

Underlying: Common Stock · 10,886 shares

Expires 2032-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001209191-22-027135 · doc4.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,607

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

F3 · balance_after: Consists of (i) 240,869 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027135 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,564

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-22-027116 · doc4.xml · nonDerivative · entry 2

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,879

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards.

F3 · balance_after: Consists of (i) 12,462 shares beneficially owned by reporting person, and (ii) 60,417 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027116 · doc4.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,207

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-22-027109 · doc4.xml · derivative · entry 4

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock · 2,332 shares

Expires 2032-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001209191-22-027109 · doc4.xml · nonDerivative · entry 3

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,224

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock and performance awards.

F4 · balance_after: Consists of (i) 29,444 shares beneficially owned by reporting person, and (ii) 2,780 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027109 · doc4.xml · nonDerivative · entry 2

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,918

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-22-027109 · doc4.xml · nonDerivative · entry 1

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,560

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-22-027100 · doc4.xml · derivative · entry 4

Brenner Geoffrey Paul · CIK 0001918623 · CEO - Triumph Business Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,499

Underlying: Common Stock · 3,499 shares

Expires 2032-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001209191-22-027100 · doc4.xml · nonDerivative · entry 2

Brenner Geoffrey Paul · CIK 0001918623 · CEO - Triumph Business Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,834

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards.

F3 · balance_after: Consists of (i) 5,241 shares beneficially owned by reporting person, and (ii) 17,593 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-027100 · doc4.xml · nonDerivative · entry 1

Brenner Geoffrey Paul · CIK 0001918623 · CEO - Triumph Business Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,311

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-22-009219 · doc4.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

F1 · price: $94.86 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 399 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 8,967 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Brittany Barnes.

SEC source: 0001209191-22-006739 · doc4.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-006744 · doc4.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,229

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-006746 · doc4.xml · nonDerivative · entry 1

Perpall Frederick · CIK 0001686973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,376

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-006747 · doc4.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-006741 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,712

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 190,986 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan S. Sepulveda.

SEC source: 0001209191-22-006745 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,714

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 18,080 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,634 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty.

SEC source: 0001209191-22-006743 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,591

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-006738 · doc4.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,366

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 399 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 7,967 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Brittany Barnes.

SEC source: 0001209191-22-006737 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,860

F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · balance_after: Consists of (i) 112,594 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,266 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

SEC source: 0001209191-22-006737 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,461

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

SEC source: 0001209191-22-006742 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,140

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

SEC source: 0001209191-22-006740 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,524

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

SEC source: 0001209191-21-065771 · doc4.xml · nonDerivative · entry 2

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,895

F2 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Consists of (i) 190,169 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned with spouse Susan S. Sepulveda.

SEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 3

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sheree Davis 2006 Children's Trust

Disclosed balance after: 74,079

F3 · balance_after: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 2

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rick Davis 2006 Family Trust

Disclosed balance after: 74,079

F2 · balance_after: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,189

F1 · balance_after: Consists of (i) 13,512 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

SEC source: 0001209191-21-062184 · doc4.xml · derivative · entry 4

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,434 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.