Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TBK · Entity 4635 | CEO - Triumph Business Capital | May 01, 2022 | May 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 01, 2022 · Filed May 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,311 |
Reported balance
After 2022-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-01 · Grant · Acquired 1,620 · Balance 24,311 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 22,834 |
Reported balance
After 2022-05-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-05-01 · Tax withholding · Disposed 1,477 · Balance 22,834 F2: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards. F3: Consists of (i) 5,241 shares beneficially owned by reporting person, and (ii) 17,593 shares of restricted stock of the reporting person subject to future vesting requirements. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $69.44 · Expires 2032-05-01 | Direct | 3,499 |
Reported balance
After 2022-05-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-01 · Grant · Acquired 3,499 · Balance 3,499 F4: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Depository SharesSEC Table I · non-derivative | Direct | 1,606 |
Reported balance
Holding disclosure · report date 2022-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,606 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
F2: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards.
F3: Consists of (i) 5,241 shares beneficially owned by reporting person, and (ii) 17,593 shares of restricted stock of the reporting person subject to future vesting requirements.
F4: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
F5: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2022 Filed May 4, 2022 20:31 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,499 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0001209191-22-027100 · doc4.xml · derivative · entry 4 Brenner Geoffrey Paul · CIK 0001918623 · CEO - Triumph Business Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,499 Underlying: Common Stock · 3,499 shares Expires 2032-05-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:31 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 1,477 | $69.44 | $102,562.88 |
DisclosureSEC source: 0001209191-22-027100 · doc4.xml · nonDerivative · entry 2 Brenner Geoffrey Paul · CIK 0001918623 · CEO - Triumph Business Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,834 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards. F3 · balance_after: Consists of (i) 5,241 shares beneficially owned by reporting person, and (ii) 17,593 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:31 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027100 · doc4.xml · nonDerivative · entry 1 Brenner Geoffrey Paul · CIK 0001918623 · CEO - Triumph Business Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,311 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.