person · Reporting owner
Forman-Barenblit Melissa
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | EVP, Pres-TriumphPay-TBK Bank | May 06, 2024 | May 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 06, 2024 · Filed May 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,808 |
Reported balance
After 2024-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-06 · Sale · Disposed 2,780 · Balance 9,808 F1: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2: Consists of (i) 5,596 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| Common StockSEC Table I · non-derivative | IndirectOwned By Reporting Person's Spouse | 295 |
Reported balance
Holding disclosure · report date 2024-05-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 295 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2: Consists of (i) 5,596 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2024 Filed May 8, 2024 16:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 2,780 | $73.74 | $204,997.20 |
DisclosureSEC source: 0001628280-24-021646 · wk-form4_1715198437.xml · nonDerivative · entry 1 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,808 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 5,596 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2024 Filed May 3, 2024 16:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,848 | $0.00 Strike: $72.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020274 · wk-form4_1714766678.xml · derivative · entry 4 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,848 Underlying: Common Stock · 2,848 shares Expires 2034-05-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2024 Filed May 3, 2024 16:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 594 | $72.00 | $42,768.00 |
DisclosureSEC source: 0001628280-24-020274 · wk-form4_1714766678.xml · nonDerivative · entry 2 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,588 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards. F3 · balance_after: Consists of (i) 8,376 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2024 Filed May 3, 2024 16:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020274 · wk-form4_1714766678.xml · nonDerivative · entry 1 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,182 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 16:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 2,300 | $65.23 | $150,029.00 |
DisclosureSEC source: 0001628280-23-032361 · wf-form4_169480808153562.xml · nonDerivative · entry 1 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,707 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 7,464 shares beneficially owned by reporting person, and (ii) 4,243 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:38 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,968 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001628280-23-015249 · wf-form4_168314631961251.xml · derivative · entry 4 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,968 Underlying: Common Stock · 3,968 shares Expires 2033-05-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:38 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 3,891 | $51.25 | $199,413.75 |
DisclosureSEC source: 0001628280-23-015249 · wf-form4_168314631961251.xml · nonDerivative · entry 2 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,008 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards. F3 · balance_after: Consists of (i) 9,764 shares beneficially owned by reporting person, and (ii) 13,244 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:38 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015249 · wf-form4_168314631961251.xml · nonDerivative · entry 1 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,899 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 16:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 596 | $64.17 | $38,245.32 |
DisclosureSEC source: 0001209191-23-011119 · doc4.xml · nonDerivative · entry 2 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,947 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards. F3 · balance_after: Consists of (i) 3,232 shares beneficially owned by reporting person, and (ii) 12,715 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 16:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 2,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011119 · doc4.xml · nonDerivative · entry 1 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,543 F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 16:37 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,187 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0001209191-22-027114 · doc4.xml · derivative · entry 4 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 Underlying: Common Stock · 2,187 shares Expires 2032-05-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2022 Filed May 4, 2022 16:37 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 284 | $69.44 | $19,720.96 |
DisclosureSEC source: 0001209191-22-027114 · doc4.xml · nonDerivative · entry 2 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,413 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock awards. F3 · balance_after: Consists of (i) 1,698 shares beneficially owned by reporting person, and (ii) 12,715 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2022 Filed May 4, 2022 16:37 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027114 · doc4.xml · nonDerivative · entry 1 Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,697 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.