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TFIN

Triumph Financial, Inc.

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Tapewire entity
4635
SEC CIK
0001539638
Parsed reports
473

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202610
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2020 Filed Mar 11, 2020 20:12 UTC PurchaseCommon Stock 1,300 $24.57 $31,941.00
Disclosure

SEC source: 0001209191-20-018066 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,785

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:06 UTC PurchaseCommon Stock 3,000 $33.42 $100,260.00
Disclosure

SEC source: 0001209191-20-016894 · doc4.xml · nonDerivative · entry 1

Dobrient Robert · CIK 0001621761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,358

F1 · price: $33.42 represents the weighted average purchase price per share for the 3,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:03 UTC PurchaseCommon Stock 430 $37.76 $16,236.80
Disclosure

SEC source: 0001209191-20-014568 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,730

F1 · price: $37.76 represents the weighted average purchase price per share for the 430 aggregate amount of shares in the transaction reported on this line. The range of price per share in the reported transaction is $37.75 to $37.76. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 17:00 UTC GrantCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006973 · doc4.xml · nonDerivative · entry 1

KRATZ DOUGLAS M · CIK 0001040832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,680

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 17:00 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006964 · doc4.xml · nonDerivative · entry 1

Perpall Frederick · CIK 0001686973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,826

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006965 · doc4.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,080

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 1,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006969 · doc4.xml · nonDerivative · entry 2

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,810

F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F4 · balance_after: Consists of (i) 368,784 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006971 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,485

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006972 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,061

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 20,384 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006970 · doc4.xml · nonDerivative · entry 1

Trail Justin N · CIK 0001623619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,482

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006968 · doc4.xml · nonDerivative · entry 1

Dobrient Robert · CIK 0001621761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,358

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006967 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,337

F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F4 · balance_after: Consists of (i) 150,544 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006966 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,664

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 16,030 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 19,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 15,000 $39.52 $592,800.00
Disclosure

SEC source: 0001209191-20-006963 · doc4.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,977

F3 · shares: 15,000 shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.

F4 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Consists of (i) 299,664 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future vesting requirements.

Read SEC document
December 19, 2019 Filed Feb 5, 2020 22:00 UTC GiftCommon Stock 7,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006967 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,770

F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization.

F2 · balance_after: Consists of (i) 149,977 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
December 13, 2019 Filed Feb 5, 2020 22:00 UTC
Graft Aaron PDirector · President & CEO
GiftCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006963 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,977

F1 · kind: The transaction reported involved a gift by the reporting person to 501(c)3 charitable organizations.

F2 · balance_after: Consists of (i) 314,664 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future vesting requirements.

Read SEC document
December 09, 2019 Filed Feb 5, 2020 22:00 UTC GiftCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006969 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,794

F1 · kind: The transaction reported involved a gift by the reporting person to 501(c)(3) charitable organizations.

F2 · balance_after: Consists of (i) 367,768 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 21:33 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 6,000 $35.68 $214,080.00
Disclosure

SEC source: 0001209191-19-058348 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,039

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. Sale was for 6,000 of the 24,000 total shares subject to the plan, the remainder of which shares may be sold during the next 11 months, subject to certain restrictions and limitations.

F2 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Consists of (i) 316,726 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future vesting requirements.

Read SEC document
October 24, 2019 Filed Oct 25, 2019 20:48 UTC PurchaseCommon Stock 1,500 $32.60 $48,900.00
Disclosure

SEC source: 0001209191-19-054124 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,097

F1 · price: $32.60 represents the weighted average purchase price per share for the 1,500 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $32.54 to $32.63. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 19,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 20:45 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 3,500 $32.51 $113,785.00
Disclosure

SEC source: 0001209191-19-054119 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,039

F1 · price: The reported price in Column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 322,726 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future time vesting requirements.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 21:09 UTC PurchaseCommon Stock 1,000 $27.94 $27,940.00
Disclosure

SEC source: 0001209191-19-047617 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,597

F1 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 18,134 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:26 UTC PurchaseCommon Stock 800 $29.10 $23,280.00
Disclosure

SEC source: 0001209191-19-045970 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,597

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 17,134 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:52 UTC GrantCommon Stock 789 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041012 · doc4.xml · nonDerivative · entry 1

KRATZ DOUGLAS M · CIK 0001040832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,905

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:57 UTC GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041018 · doc4.xml · nonDerivative · entry 1

Perpall Frederick · CIK 0001686973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,259

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:54 UTC GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041015 · doc4.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,513

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:20 UTC GrantCommon Stock 1,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041087 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,904

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 371,878 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:59 UTC GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041023 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,797

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:46 UTC GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040996 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,477

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 149,977 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:23 UTC GrantCommon Stock 789 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041090 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,710

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:25 UTC GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041098 · doc4.xml · nonDerivative · entry 1

Trail Justin N · CIK 0001623619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,915

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:51 UTC GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041006 · doc4.xml · nonDerivative · entry 1

Dobrient Robert · CIK 0001621761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,791

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:49 UTC GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040999 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,494

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 19,817 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:11 UTC PurchaseCommon Stock 1,000 $28.76 $28,760.00
Disclosure

SEC source: 0001209191-19-036746 · doc4.xml · nonDerivative · entry 1

Dobrient Robert · CIK 0001621761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,282

F1 · price: $28.76 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $28.72 to $28.80. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:38 UTC PurchaseCommon Stock 3,500 $27.71 $96,985.00
Disclosure

SEC source: 0001209191-19-035824 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,791

F1 · price: $27.71 represents the weighted average purchase price per share for the 3,500 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $27.69 to $27.715. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 370,765 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:34 UTC PurchaseCommon Stock 1,500 $27.70 $41,550.00
Disclosure

SEC source: 0001209191-19-035813 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,288

F1 · price: $27.70 represents the weighted average purchase price per share for the 1,500 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $27.66 to $27.79. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 14,954 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:04 UTC PurchaseCommon Stock 3,000 $29.43 $88,290.00
Disclosure

SEC source: 0001209191-19-030466 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,291

F1 · balance_after: Consists of (i) 367,265 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda.

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May 15, 2019 Filed May 16, 2019 21:00 UTC PurchaseCommon Stock 1,500 $29.25 $43,875.00
Disclosure

SEC source: 0001209191-19-030456 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,788

F1 · balance_after: Consists of (i) 14,954 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,834 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.

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May 03, 2019 Filed May 7, 2019 20:05 UTC PurchaseCommon Stock 3 $31.66 $94.98
Disclosure

SEC source: 0001209191-19-027948 · doc4.xml · nonDerivative · entry 2

Trail Justin N · CIK 0001623619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By children UTMA/UGMA accounts

Disclosed balance after: 458

F1 · ownership.nature: Consists of (i) 273 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 135 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares.

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May 03, 2019 Filed May 7, 2019 20:05 UTC PurchaseCommon Stock 3,225 $31.11 $100,329.75
Disclosure

SEC source: 0001209191-19-027948 · doc4.xml · nonDerivative · entry 1

Trail Justin N · CIK 0001623619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,406

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May 01, 2019 Filed May 3, 2019 21:31 UTC Amendment
Nelson Adam DEVP and General Counsel
GrantEmployee Stock Options · Derivative 2,529 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-19-027495 · doc4a.xml · derivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,529

Underlying: Common Stock · 2,529 shares

Expires 2029-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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May 01, 2019 Filed May 3, 2019 21:31 UTC Amendment
Nelson Adam DEVP and General Counsel
Tax withholdingCommon Stock 72 $31.00 $2,232.00
Disclosure

SEC source: 0001209191-19-027495 · doc4a.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

F3 · shares: Represents 72 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/19 vesting of 299 shares of restricted stock issued to reporting person.

F4 · balance_after: Consists of (i) 14,949 shares beneficially owned by Reporting Person, and (ii) 3,535 shares of restricted stock of the reporting person subject to future vesting requirements.

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May 01, 2019 Filed May 3, 2019 21:31 UTC Amendment
Nelson Adam DEVP and General Counsel
GrantCommon Stock 818 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027495 · doc4a.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,556

F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant.

F2 · balance_after: Consists of (i) 14,722 shares beneficially owned by reporting person, and (ii) 3,834 shares of restricted stock of the reporting person subject to future vesting requirements.

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May 01, 2019 Filed May 3, 2019 21:29 UTC Amendment
Ritterbusch ToddEVP & CLO - TBK Bank, SSB
GrantEmployee Stock Options · Derivative 1,890 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-19-027491 · doc4a.xml · derivative · entry 2

Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

Underlying: Common Stock · 1,890 shares

Expires 2029-05-01

F2 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F3 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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May 01, 2019 Filed May 3, 2019 21:29 UTC Amendment
Ritterbusch ToddEVP & CLO - TBK Bank, SSB
GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027491 · doc4a.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant.

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May 01, 2019 Filed May 3, 2019 20:21 UTC
Ritterbusch ToddEVP & CLO - TBK Bank, SSB
GrantEmployee Stock Options · Derivative 2,529 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-19-027353 · doc4.xml · derivative · entry 2

Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,529

Underlying: Common Stock · 2,529 shares

Expires 2029-05-01

F2 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F3 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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May 01, 2019 Filed May 3, 2019 20:21 UTC
Ritterbusch ToddEVP & CLO - TBK Bank, SSB
GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027353 · doc4.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant.

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May 01, 2019 Filed May 3, 2019 20:16 UTC
Nelson Adam DEVP and General Counsel
GrantEmployee Stock Options · Derivative 1,890 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-19-027339 · doc4.xml · derivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

Underlying: Common Stock · 1,890 shares

Expires 2029-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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May 01, 2019 Filed May 3, 2019 20:16 UTC
Nelson Adam DEVP and General Counsel
Tax withholdingCommon Stock 72 $31.00 $2,232.00
Disclosure

SEC source: 0001209191-19-027339 · doc4.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

F3 · shares: Represents 72 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/19 vesting of 299 shares of restricted stock issued to reporting person.

F4 · balance_after: Consists of (i) 14,949 shares beneficially owned by Reporting Person, and (ii) 3,535 shares of restricted stock of the reporting person subject to future vesting requirements.

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May 01, 2019 Filed May 3, 2019 20:16 UTC
Nelson Adam DEVP and General Counsel
GrantCommon Stock 818 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027339 · doc4.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,556

F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant.

F2 · balance_after: Consists of (i) 14,722 shares beneficially owned by reporting person, and (ii) 3,834 shares of restricted stock of the reporting person subject to future vesting requirements.

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May 01, 2019 Filed May 3, 2019 20:15 UTC
Lehmann GailEVP and Secretary
GrantEmployee Stock Options · Derivative 2,966 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-19-027332 · doc4.xml · derivative · entry 2

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Underlying: Common Stock · 2,966 shares

Expires 2029-05-01

F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.