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STT

STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2017 Filed Aug 17, 2017 20:05 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 695 $93.82 $65,204.90
Disclosure

SEC source: 0000093751-17-000453 · wf-form4_150300030273882.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,201

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:04 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 1,212 $93.82 $113,709.84
Disclosure

SEC source: 0000093751-17-000451 · wf-form4_150300027021720.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,039

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:05 UTC
Grove Hannah MExecutive Vice President
SaleCommon Stock 3,200 $92.55 $296,160.00
Disclosure

SEC source: 0000093751-17-000440 · wf-form4_150274106949534.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,896

Read SEC document
July 28, 2017 Filed Jul 31, 2017 20:05 UTC SaleCommon Stock 5,000 $93.38 $466,900.00
Disclosure

SEC source: 0000093751-17-000430 · wf-form4_150153152966751.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

F1 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:06 UTC OtherCash only Right · Derivative 7,599 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-17-000431 · wf-form4_150153154832203.xml · derivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,599 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: These rights, which represent the right to receive cash equal to the fair market value of the underlying common stock, were held under State Street's Deferred Compensation Plan for Directors.

F2 · derivative.exercise_date: These rights, which represent the right to receive cash equal to the fair market value of the underlying common stock, were held under State Street's Deferred Compensation Plan for Directors.

F2 · derivative.expiration_date: These rights, which represent the right to receive cash equal to the fair market value of the underlying common stock, were held under State Street's Deferred Compensation Plan for Directors.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:13 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
SaleCommon Stock 5,666 $87.88 $497,928.08
Disclosure

SEC source: 0000093751-17-000407 · wf-form4_149747116690242.xml · nonDerivative · entry 4

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,898

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:12 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 2,656 $87.88 $233,409.28
Disclosure

SEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 4

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,292

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:13 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
Exercise / conversionStock Appreciation Right · Derivative 167,135 $0.00 Strike: $81.71 $0.00
Disclosure

SEC source: 0000093751-17-000407 · wf-form4_149747116690242.xml · derivative · entry 6

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 167,135 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F5 · derivative.exercise_date: The stock appreciation right vested in four (4) annual installments commencing February 28, 2009.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:13 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
Tax withholdingCommon Stock 5,035 $87.30 $439,555.50
Disclosure

SEC source: 0000093751-17-000407 · wf-form4_149747116690242.xml · nonDerivative · entry 3

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,564

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:13 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
Disposition to issuerCommon Stock 156,434 $87.30 $13,656,688.20
Disclosure

SEC source: 0000093751-17-000407 · wf-form4_149747116690242.xml · nonDerivative · entry 2

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,599

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:13 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
Exercise / conversionCommon Stock 167,135 $81.71 $13,656,600.85
Disclosure

SEC source: 0000093751-17-000407 · wf-form4_149747116690242.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:12 UTC
CARP JEFFREY NEVP, CLO and Secretary
Exercise / conversionStock Appreciation Right · Derivative 78,347 $0.00 Strike: $81.71 $0.00
Disclosure

SEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · derivative · entry 5

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,347 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F4 · derivative.exercise_date: The stock appreciation right vested in four (4) annual installments commencing February 28, 2009.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:12 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 2,360 $87.30 $206,028.00
Disclosure

SEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 3

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,948

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:12 UTC
CARP JEFFREY NEVP, CLO and Secretary
Disposition to issuerCommon Stock 73,331 $87.30 $6,401,796.30
Disclosure

SEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 2

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,308

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:12 UTC
CARP JEFFREY NEVP, CLO and Secretary
Exercise / conversionCommon Stock 78,347 $81.71 $6,401,733.37
Disclosure

SEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
June 09, 2017 Filed Jun 27, 2017 20:51 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
OtherCash - Only Right · Derivative 3,659.297 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-17-000409 · wf-form4_149859666470561.xml · derivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,659.297 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: These rights, which represent the right to receive cash in an amount equal to the value of the underlying securities upon retirement, were held under the deferred compensation plan of a previously affiliated company. On June 9, 2017 these rights were automatically converted under the terms of the plan into interests in another investment option. The number of rights converted reflect shares received due to dividend reinvestment.

F2 · price: These rights, which represent the right to receive cash in an amount equal to the value of the underlying securities upon retirement, were held under the deferred compensation plan of a previously affiliated company. On June 9, 2017 these rights were automatically converted under the terms of the plan into interests in another investment option. The number of rights converted reflect shares received due to dividend reinvestment.

F2 · derivative.exercise_date: These rights, which represent the right to receive cash in an amount equal to the value of the underlying securities upon retirement, were held under the deferred compensation plan of a previously affiliated company. On June 9, 2017 these rights were automatically converted under the terms of the plan into interests in another investment option. The number of rights converted reflect shares received due to dividend reinvestment.

F2 · derivative.expiration_date: These rights, which represent the right to receive cash in an amount equal to the value of the underlying securities upon retirement, were held under the deferred compensation plan of a previously affiliated company. On June 9, 2017 these rights were automatically converted under the terms of the plan into interests in another investment option. The number of rights converted reflect shares received due to dividend reinvestment.

F2 · ownership.nature: These rights, which represent the right to receive cash in an amount equal to the value of the underlying securities upon retirement, were held under the deferred compensation plan of a previously affiliated company. On June 9, 2017 these rights were automatically converted under the terms of the plan into interests in another investment option. The number of rights converted reflect shares received due to dividend reinvestment.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:20 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000388 · wf-form4_149522523594838.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,668

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:20 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000387 · wf-form4_149522521780929.xml · nonDerivative · entry 1

SERGEL RICHARD P · CIK 0001095170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,232

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:20 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000386 · wf-form4_149522520114928.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

F1 · shares: Payment of Director's stock award.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC
HILL LINDA ADirector
GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000385 · wf-form4_149522517924750.xml · nonDerivative · entry 1

HILL LINDA A · CIK 0001130483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,385

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000384 · wf-form4_149522515929080.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,137

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000383 · wf-form4_149522513595544.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,003

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:18 UTC
Dugle Lynn ADirector
GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000382 · wf-form4_149522511109154.xml · nonDerivative · entry 1

Dugle Lynn A · CIK 0001453368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,345

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:18 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000381 · wf-form4_149522506872970.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,709

F1 · shares: Payment of Director's stock award.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:17 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000380 · wf-form4_149522504381445.xml · nonDerivative · entry 1

BURNES KENNETT F · CIK 0001201084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,356

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents and shares acquired due to dividend reinvestment through the date of this report.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:15 UTC
Sullivan George EExecutive Vice President
SaleCommon Stock 2,718 $81.81 $222,359.58
Disclosure

SEC source: 0000093751-17-000368 · wf-form4_149505210905723.xml · nonDerivative · entry 2

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,372

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:14 UTC
Newth Sean PSVP, CAO and Controller
SaleCommon Stock 29 $81.81 $2,372.49
Disclosure

SEC source: 0000093751-17-000364 · wf-form4_149505203538185.xml · nonDerivative · entry 2

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,821

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:13 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 693 $82.79 $57,373.47
Disclosure

SEC source: 0000093751-17-000362 · wf-form4_149505199788042.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,241

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:12 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 694 $82.79 $57,456.26
Disclosure

SEC source: 0000093751-17-000360 · wf-form4_149505196041904.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,096

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:15 UTC
Sullivan George EExecutive Vice President
Tax withholdingCommon Stock 2,100 $82.79 $173,859.00
Disclosure

SEC source: 0000093751-17-000368 · wf-form4_149505210905723.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,090

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:15 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 394 $82.79 $32,619.26
Disclosure

SEC source: 0000093751-17-000367 · wf-form4_149505209099678.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,353

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:14 UTC
O HANLEY RONALD PVice Chair; President CEO SSGA
Tax withholdingCommon Stock 3,204 $82.79 $265,259.16
Disclosure

SEC source: 0000093751-17-000365 · wf-form4_149505205366365.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Vice Chair; President CEO SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,592

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:14 UTC
Newth Sean PSVP, CAO and Controller
Tax withholdingCommon Stock 71 $82.79 $5,878.09
Disclosure

SEC source: 0000093751-17-000364 · wf-form4_149505203538185.xml · nonDerivative · entry 1

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,850

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:13 UTC
Maiuri Louis DExecutive Vice President
Tax withholdingCommon Stock 1,158 $82.79 $95,870.82
Disclosure

SEC source: 0000093751-17-000363 · wf-form4_149505201643796.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,109

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:13 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 510 $82.79 $42,222.90
Disclosure

SEC source: 0000093751-17-000361 · wf-form4_149505198053802.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,908

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:12 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 837 $82.79 $69,295.23
Disclosure

SEC source: 0000093751-17-000359 · wf-form4_149505194155705.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,251

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 10, 2017 Filed May 17, 2017 20:14 UTC
ROGERS MICHAEL FPresident and COO
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000366 · wf-form4_149505207223861.xml · nonDerivative · entry 1

ROGERS MICHAEL F · CIK 0001180345 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,060

F1 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:25 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 2,000 $83.28 $166,560.00
Disclosure

SEC source: 0000093751-17-000337 · wf-form4_149392952888562.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,523

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.280 through $83.284, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 20:02 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 1,000 $78.56 $78,560.00
Disclosure

SEC source: 0000093751-17-000331 · wf-form4_149306415479288.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,934

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2016.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:02 UTC
Seck Wai-KwongExecutive Vice President
SaleCommon Stock 10,000 $79.07 $790,700.00
Disclosure

SEC source: 0000093751-17-000290 · wf-form4_148831572276348.xml · nonDerivative · entry 2

Seck Wai-Kwong · CIK 0001628722 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,093

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 through $79.19, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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February 27, 2017 Filed Mar 1, 2017 21:15 UTC
Shagoury AntoineExecutive Vice President
GrantCommon Stock 5,791 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000322 · wf-form4_148840293176759.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,747

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

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February 27, 2017 Filed Mar 1, 2017 21:15 UTC
ROGERS MICHAEL FPresident and COO
GrantCommon Stock 32,526 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000320 · wf-form4_148840288355932.xml · nonDerivative · entry 1

ROGERS MICHAEL F · CIK 0001180345 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,965

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 27, 2017 Filed Mar 1, 2017 21:11 UTC
BELL MICHAEL WExecutive Vice President
GrantCommon Stock 21,358 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000309 · wf-form4_148840265282907.xml · nonDerivative · entry 1

BELL MICHAEL W · CIK 0001193511 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,701

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 27, 2017 Filed Mar 1, 2017 21:16 UTC
Sullivan George EExecutive Vice President
GrantCommon Stock 11,480 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000323 · wf-form4_148840296048611.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,190

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

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February 27, 2017 Filed Mar 1, 2017 21:15 UTC
Seck Wai-KwongExecutive Vice President
GrantCommon Stock 9,612 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000321 · wf-form4_148840290896428.xml · nonDerivative · entry 1

Seck Wai-Kwong · CIK 0001628722 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,705

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

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February 27, 2017 Filed Mar 1, 2017 21:14 UTC
O HANLEY RONALD PVice Chair; President CEO SSGA
GrantCommon Stock 28,300 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000319 · wf-form4_148840286472774.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Vice Chair; President CEO SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,796

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

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February 27, 2017 Filed Mar 1, 2017 21:14 UTC
Newth Sean PSVP, CAO and Controller
GrantCommon Stock 4,355 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000318 · wf-form4_148840284631892.xml · nonDerivative · entry 1

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,921

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

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February 27, 2017 Filed Mar 1, 2017 21:14 UTC
Maiuri Louis DExecutive Vice President
GrantCommon Stock 9,545 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000317 · wf-form4_148840282193904.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,267

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

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February 27, 2017 Filed Mar 1, 2017 21:13 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 14,684 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000316 · wf-form4_148840280365159.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,759

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 27, 2017 Filed Mar 1, 2017 21:13 UTC
Keenan Karen CEVP and Chief Admin. Officer
GrantCommon Stock 12,629 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000315 · wf-form4_148840278631004.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,934

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.