Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | Executive Vice President | August 15, 2020 | August 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date August 15, 2020 · Filed August 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,886 |
Reported balance
After 2020-08-15 transaction · row 1
1 source rowRow 1 · 2020-08-15 · Tax withholding · Disposed 122 · Balance 35,886 F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. |
| Common StockSEC Table I · non-derivative | Indirect401 (k) Plan | 24 |
Reported balance
Holding disclosure · report date 2020-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 24 F2: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of July 31, 2020. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of July 31, 2020. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2020 Filed Aug 18, 2020 20:14 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 122 | $70.53 | $8,604.66 |
DisclosureSEC source: 0000093751-20-000947 · wf-form4_159778165344743.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,886 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:34 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 123 | $54.41 | $6,692.43 |
DisclosureSEC source: 0000093751-20-000827 · wf-form4_158992762758864.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,008 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:16 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000721 · wf-form4_158318375600450.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,131 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:34 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 859 | $77.85 | $66,873.15 |
DisclosureSEC source: 0000093751-20-000670 · wf-form4_158214807483279.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,704 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:08 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 267 | $72.54 | $19,368.18 |
DisclosureSEC source: 0000093751-19-000658 · wf-form4_157419770988724.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,563 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:08 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 268 | $48.81 | $13,081.08 |
DisclosureSEC source: 0000093751-19-000559 · wf-form4_156624531302069.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,830 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:13 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 267 | $61.81 | $16,503.27 |
DisclosureSEC source: 0000093751-19-000455 · wf-form4_155812397172698.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,098 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:59 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 4,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000360 · wf-form4_155174036829553.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,365 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:22 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 880 | $70.66 | $62,180.80 |
DisclosureSEC source: 0000093751-19-000324 · wf-form4_155069774820729.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,298 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:46 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 643 | $71.86 | $46,205.98 |
DisclosureSEC source: 0000093751-18-000495 · wf-form4_154266398779378.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,178 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 425 | $82.92 | $35,241.00 |
DisclosureSEC source: 0000093751-18-000454 · wf-form4_153453651048652.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,821 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 427 | $101.21 | $43,216.67 |
DisclosureSEC source: 0000093751-18-000384 · wf-form4_152658852462857.xml · nonDerivative · entry 2 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,246 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 5,602 | $101.88 | $570,731.76 |
DisclosureSEC source: 0000093751-18-000384 · wf-form4_152658852462857.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,673 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 101.83 through 102.00, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:24 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,901 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000330 · wf-form4_151985300113000.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,275 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 664 | $103.96 | $69,029.44 |
DisclosureSEC source: 0000093751-18-000293 · wf-form4_151916433661179.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,374 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 963 | $91.86 | $88,461.18 |
DisclosureSEC source: 0000093751-17-000501 · wf-form4_151095301195898.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,038 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 20:06 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 784 | $93.00 | $72,912.00 |
DisclosureSEC source: 0000093751-17-000478 · wf-form4_150973959601231.xml · nonDerivative · entry 2 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,001 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2017. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:06 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,416 | $92.52 | $223,528.32 |
DisclosureSEC source: 0000093751-17-000478 · wf-form4_150973959601231.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,785 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2017. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:05 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 695 | $93.82 | $65,204.90 |
DisclosureSEC source: 0000093751-17-000453 · wf-form4_150300030273882.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,201 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:05 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 3,200 | $92.55 | $296,160.00 |
DisclosureSEC source: 0000093751-17-000440 · wf-form4_150274106949534.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,896 Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:12 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 694 | $82.79 | $57,456.26 |
DisclosureSEC source: 0000093751-17-000360 · wf-form4_149505196041904.xml · nonDerivative · entry 1 Grove Hannah M · CIK 0001704679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,096 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.