Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | EVP, CLO and Secretary | February 27, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date February 27, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,659 |
Last balance in matching sequence
After 2020-02-27 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-02-27 · Grant · Acquired 19,676 · Balance 176,775 F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Row 2 · 2020-02-27 · Grant · Acquired 2,883 · Balance 179,658 F3: Restricted stock units granted pursuant to State Street Corporation 2017 Equity Incentive Plan under supplemental retirement plan. F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Row 3 · 2020-02-27 · Grant · Acquired 30,551 · Balance 210,209 F4: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Row 4 · 2020-02-27 · Tax withholding · Disposed 13,550 · Balance 196,659 F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: Restricted stock units granted pursuant to State Street Corporation 2017 Equity Incentive Plan under supplemental retirement plan.
F4: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 13,550 | $69.38 | $940,099.00 |
DisclosureSEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 4 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,659 F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 30,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 3 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,209 F4 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 2 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,658 F3 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Equity Incentive Plan under supplemental retirement plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 19,676 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,775 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:34 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 5,894 | $77.85 | $458,847.90 |
DisclosureSEC source: 0000093751-20-000668 · wf-form4_158214803253187.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,099 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:02 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 25,000 | $72.62 | $1,815,500.00 |
DisclosureSEC source: 0000093751-19-000642 · wf-form4_157385174184632.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,927 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.89 through $72.80, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:02 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 17,876 | $72.00 | $1,287,072.00 |
DisclosureSEC source: 0000093751-19-000606 · wf-form4_157324694958316.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,927 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:03 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 7,124 | $72.00 | $512,928.00 |
DisclosureSEC source: 0000093751-19-000601 · wf-form4_157307419473919.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,803 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:09 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 7,982 | $52.13 | $416,101.66 |
DisclosureSEC source: 0000093751-19-000543 · wf-form4_156581336471219.xml · nonDerivative · entry 2 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,837 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.07 through $52.29, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:09 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 17,018 | $51.53 | $876,937.54 |
DisclosureSEC source: 0000093751-19-000543 · wf-form4_156581336471219.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,819 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.05 through $52.04, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:01 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 25,000 | $63.22 | $1,580,500.00 |
DisclosureSEC source: 0000093751-19-000427 · wf-form4_155803687506779.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,749 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.75 through $63.64, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:09 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 15,180 | $71.51 | $1,085,521.80 |
DisclosureSEC source: 0000093751-19-000375 · wf-form4_155199297875001.xml · nonDerivative · entry 2 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,682 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 through $71.77, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:09 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 9,820 | $70.87 | $695,943.40 |
DisclosureSEC source: 0000093751-19-000375 · wf-form4_155199297875001.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,862 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.29 through $71.28, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:58 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 17,726 | $72.80 | $1,290,452.80 |
DisclosureSEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 4 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,682 F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:58 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 39,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 3 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,408 F4 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:58 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,748 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 2 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,485 F3 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan under the supplemental retirement plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:58 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 14,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,737 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:20 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 6,266 | $70.66 | $442,755.56 |
DisclosureSEC source: 0000093751-19-000321 · wf-form4_155069763473092.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,646 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:22 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 12,922 | $106.82 | $1,380,328.04 |
DisclosureSEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 4 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,758 F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 19, 2015 as part of 2014 compensation. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:22 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 29,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 3 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,680 F4 · shares: Settlement of a performance award granted on February 19, 2015 as part of 2014 compensation. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:22 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 1,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 2 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,610 F3 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan under supplemental retirement plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:22 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 13,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,737 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:04 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 11,320 | $103.96 | $1,176,827.20 |
DisclosureSEC source: 0000093751-18-000290 · wf-form4_151916428067582.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,037 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:12 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,656 | $87.88 | $233,409.28 |
DisclosureSEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 4 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,292 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:12 UTC | STATE STREET CORP STT · Entity 242 | Exercise / conversionStock Appreciation Right · Derivative | 78,347 | $0.00 Strike: $81.71 | $0.00 |
DisclosureSEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · derivative · entry 5 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,347 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015. F4 · derivative.exercise_date: The stock appreciation right vested in four (4) annual installments commencing February 28, 2009. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:12 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,360 | $87.30 | $206,028.00 |
DisclosureSEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 3 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,948 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:12 UTC | STATE STREET CORP STT · Entity 242 | Disposition to issuerCommon Stock | 73,331 | $87.30 | $6,401,796.30 |
DisclosureSEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 2 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,308 F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:12 UTC | STATE STREET CORP STT · Entity 242 | Exercise / conversionCommon Stock | 78,347 | $81.71 | $6,401,733.37 |
DisclosureSEC source: 0000093751-17-000406 · wf-form4_149747114243507.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:11 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 21,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000310 · wf-form4_148840268108675.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,266 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:16 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 19,379 | $81.91 | $1,587,333.89 |
DisclosureSEC source: 0000093751-17-000267 · wf-form4_148736619801822.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,051 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:06 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,926 | $77.38 | $226,413.88 |
DisclosureSEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 4 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,417 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | STATE STREET CORP STT · Entity 242 | Exercise / conversionStock Appreciation Right · Derivative | 74,457 | $70.59 Strike: $70.59 | $5,255,919.63 |
DisclosureSEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · derivative · entry 5 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,457 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015. F4 · derivative.exercise_date: The stock appreciation right vested in four (4) annual installments commencing February 15, 2008. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,600 | $76.25 | $198,250.00 |
DisclosureSEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 3 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,343 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded stock appreciation right. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | STATE STREET CORP STT · Entity 242 | Disposition to issuerCommon Stock | 68,931 | $76.25 | $5,255,988.75 |
DisclosureSEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 2 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,943 F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | STATE STREET CORP STT · Entity 242 | Exercise / conversionCommon Stock | 74,457 | $70.59 | $5,255,919.63 |
DisclosureSEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:05 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 15,000 | $69.26 | $1,038,900.00 |
DisclosureSEC source: 0000093751-16-000673 · wf-form4_147569792243240.xml · nonDerivative · entry 1 CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,402 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2012. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.