Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | Executive Vice President | February 24, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date February 24, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,851 |
Reported balance
After 2023-02-24 transaction · row 1
1 source rowRow 1 · 2023-02-24 · Grant · Acquired 13,410 · Balance 190,851 F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2023 Filed Feb 28, 2023 21:27 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 13,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-23-000528 · wf-form4_167761960119714.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,851 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:12 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,466 | $94.11 | $232,075.26 |
DisclosureSEC source: 0000093751-23-000503 · wf-form4_167666830334947.xml · nonDerivative · entry 2 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,441 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:12 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 34,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-23-000503 · wf-form4_167666830334947.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,907 F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:19 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 4,588 | $88.74 | $407,139.12 |
DisclosureSEC source: 0000093751-22-000467 · wf-form4_164617671871449.xml · nonDerivative · entry 3 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,420 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:19 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 18,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000467 · wf-form4_164617671871449.xml · nonDerivative · entry 2 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,008 F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:19 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 21,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000467 · wf-form4_164617671871449.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,714 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:34 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,162 | $100.32 | $116,571.84 |
DisclosureSEC source: 0000093751-22-000438 · wf-form4_164513723091354.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,702 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 21:09 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 16,000 | $89.00 | $1,424,000.00 |
DisclosureSEC source: 0000093751-22-000015 · wf-form4_164314493155580.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,864 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:35 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 46,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000501 · wf-form4_161472447961368.xml · nonDerivative · entry 3 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,864 F3 · shares: Settlement of performance awards granted on November 30, 2017 and February 26, 2018 as part of 2017 compensation. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:35 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 21,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000501 · wf-form4_161472447961368.xml · nonDerivative · entry 2 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,875 F2 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:35 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 11,000 | $73.30 | $806,300.00 |
DisclosureSEC source: 0000093751-21-000501 · wf-form4_161472447961368.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,997 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.260 through $73.505, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:37 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 630 | $73.99 | $46,613.70 |
DisclosureSEC source: 0000093751-21-000465 · wf-form4_161359781885889.xml · nonDerivative · entry 2 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,997 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:37 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,126 | $73.50 | $156,261.00 |
DisclosureSEC source: 0000093751-21-000465 · wf-form4_161359781885889.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,627 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 12,482 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000720 · wf-form4_158318373621641.xml · nonDerivative · entry 2 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,753 F2 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 22,922 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000720 · wf-form4_158318373621641.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,271 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 763 | $78.17 | $59,643.71 |
DisclosureSEC source: 0000093751-20-000669 · wf-form4_158214805379395.xml · nonDerivative · entry 2 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,349 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.15 through $78.28, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:34 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 987 | $77.85 | $76,837.95 |
DisclosureSEC source: 0000093751-20-000669 · wf-form4_158214805379395.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,112 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:08 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 133 | $72.60 | $9,655.80 |
DisclosureSEC source: 0000093751-19-000657 · wf-form4_157419768985133.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,099 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 20:08 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 133 | $49.02 | $6,519.66 |
DisclosureSEC source: 0000093751-19-000558 · wf-form4_156624529199474.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,232 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:11 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 133 | $61.99 | $8,244.67 |
DisclosureSEC source: 0000093751-19-000451 · wf-form4_155812385707928.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,365 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:59 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 13,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000359 · wf-form4_155174033576195.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,498 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:22 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 861 | $69.45 | $59,796.45 |
DisclosureSEC source: 0000093751-19-000323 · wf-form4_155069771098522.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,978 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:46 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 231 | $71.25 | $16,458.75 |
DisclosureSEC source: 0000093751-18-000494 · wf-form4_154266396433888.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,839 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:08 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 231 | $83.18 | $19,214.58 |
DisclosureSEC source: 0000093751-18-000453 · wf-form4_153453647400270.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,070 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:22 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 231 | $100.78 | $23,280.18 |
DisclosureSEC source: 0000093751-18-000383 · wf-form4_152658850750358.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,301 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:23 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 7,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000329 · wf-form4_151985297477815.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,532 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 22:05 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 1,112 | $103.07 | $114,613.84 |
DisclosureSEC source: 0000093751-18-000292 · wf-form4_151916431915953.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,704 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:10 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 354 | $92.00 | $32,568.00 |
DisclosureSEC source: 0000093751-17-000500 · wf-form4_151095299564944.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,816 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:04 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 353 | $93.01 | $32,832.53 |
DisclosureSEC source: 0000093751-17-000452 · wf-form4_150300028621907.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,170 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:25 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,000 | $83.28 | $166,560.00 |
DisclosureSEC source: 0000093751-17-000337 · wf-form4_149392952888562.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,523 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.280 through $83.284, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:12 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 7,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000312 · wf-form4_148840272431371.xml · nonDerivative · entry 1 Erickson Andrew · CIK 0001676785 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,523 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.