Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | President and COO | May 10, 2017 | May 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date May 10, 2017 · Filed May 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 734,060 |
Reported balance
After 2017-05-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-10 · Gift · Disposed 12,000 · Balance 734,060 F1: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. |
| Common StockSEC Table I · non-derivative | IndirectBy a Trust 1 | 170,140 |
Reported balance
Holding disclosure · report date 2017-05-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 170,140 F2: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy a Trust 2 | 174,568 |
Reported balance
Holding disclosure · report date 2017-05-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 174,568 F2: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F2: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2017 Filed May 17, 2017 20:14 UTC | STATE STREET CORP STT · Entity 242 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000366 · wf-form4_149505207223861.xml · nonDerivative · entry 1 ROGERS MICHAEL F · CIK 0001180345 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,060 F1 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:15 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 32,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000320 · wf-form4_148840288355932.xml · nonDerivative · entry 1 ROGERS MICHAEL F · CIK 0001180345 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,965 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:20 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 27,707 | $81.91 | $2,269,480.37 |
DisclosureSEC source: 0000093751-17-000277 · wf-form4_148736642233151.xml · nonDerivative · entry 1 ROGERS MICHAEL F · CIK 0001180345 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,439 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| December 07, 2016 Filed Jan 23, 2017 21:10 UTC | STATE STREET CORP STT · Entity 242 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000016 · wf-form5_148520579175549.xml · nonDerivative · entry 1 ROGERS MICHAEL F · CIK 0001180345 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,055 F1 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.