Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | Executive Vice President | March 01, 2019 | March 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date March 01, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,656 |
Ending reported balance
After 2019-03-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-03-01 · Grant · Acquired 9,265 · Balance 31,307 F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Row 2 · 2019-03-01 · Grant · Acquired 23,590 · Balance 54,897 F2: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. Row 3 · 2019-03-01 · Tax withholding · Disposed 10,241 · Balance 44,656 F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. |
| Common StockSEC Table I · non-derivative | Indirect401 (k) Plan | 1,720 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,720 F4: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of February 28, 2019. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.
F4: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of February 28, 2019. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 4, 2019 22:58 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 10,241 | $72.80 | $745,544.80 |
DisclosureSEC source: 0000093751-19-000358 · wf-form4_155174030367496.xml · nonDerivative · entry 3 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,656 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:58 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 23,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000358 · wf-form4_155174030367496.xml · nonDerivative · entry 2 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,897 F2 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:58 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 9,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000358 · wf-form4_155174030367496.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,307 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:21 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 397 | $70.66 | $28,052.02 |
DisclosureSEC source: 0000093751-19-000322 · wf-form4_155069767117173.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,042 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:45 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 444 | $71.86 | $31,905.84 |
DisclosureSEC source: 0000093751-18-000493 · wf-form4_154266393913785.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,439 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:07 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 288 | $83.18 | $23,955.84 |
DisclosureSEC source: 0000093751-18-000452 · wf-form4_153453642604042.xml · nonDerivative · entry 3 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,883 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:07 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 444 | $82.92 | $36,816.48 |
DisclosureSEC source: 0000093751-18-000452 · wf-form4_153453642604042.xml · nonDerivative · entry 2 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,171 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:07 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 55 | $83.06 | $4,568.30 |
DisclosureSEC source: 0000093751-18-000452 · wf-form4_153453642604042.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,615 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:21 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 288 | $100.78 | $29,024.64 |
DisclosureSEC source: 0000093751-18-000382 · wf-form4_152658840745974.xml · nonDerivative · entry 2 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,670 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:21 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 444 | $101.21 | $44,937.24 |
DisclosureSEC source: 0000093751-18-000382 · wf-form4_152658840745974.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,958 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:22 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,634 | $106.82 | $174,543.88 |
DisclosureSEC source: 0000093751-18-000328 · wf-form4_151985294255421.xml · nonDerivative · entry 3 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,402 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 26, 2018 pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:22 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 3,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000328 · wf-form4_151985294255421.xml · nonDerivative · entry 2 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,036 F2 · shares: Stock Award granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:22 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 4,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000328 · wf-form4_151985294255421.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,277 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 22:05 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 747 | $103.07 | $76,993.29 |
DisclosureSEC source: 0000093751-18-000291 · wf-form4_151916429970916.xml · nonDerivative · entry 2 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,855 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:05 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,225 | $103.96 | $127,351.00 |
DisclosureSEC source: 0000093751-18-000291 · wf-form4_151916429970916.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,602 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:09 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,212 | $91.86 | $111,334.32 |
DisclosureSEC source: 0000093751-17-000499 · wf-form4_151095297480952.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,827 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:04 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,212 | $93.82 | $113,709.84 |
DisclosureSEC source: 0000093751-17-000451 · wf-form4_150300027021720.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,039 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:12 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 837 | $82.79 | $69,295.23 |
DisclosureSEC source: 0000093751-17-000359 · wf-form4_149505194155705.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,251 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:11 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 7,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000311 · wf-form4_148840270529315.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,088 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:34 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 33,819 | $80.59 | $2,725,473.21 |
DisclosureSEC source: 0000093751-17-000287 · wf-form4_148788563075477.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,199 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.50 through $80.80, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:17 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,723 | $81.91 | $141,130.93 |
DisclosureSEC source: 0000093751-17-000268 · wf-form4_148736622187388.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,018 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:04 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,349 | $79.25 | $186,158.25 |
DisclosureSEC source: 0000093751-16-000706 · wf-form4_147941667815861.xml · nonDerivative · entry 1 Conway Jeff D · CIK 0001637495 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,741 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.