Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | Executive Vice President | November 15, 2018 | November 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date November 15, 2018 · Filed November 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,377 |
Ending reported balance
After 2018-11-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-10-22 · Gift · Disposed 2,057 · Balance 55,179 Row 2 · 2018-11-15 · Tax withholding · Disposed 1,181 · Balance 53,998 F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Row 3 · 2018-11-16 · Sale · Disposed 1,621 · Balance 52,377 F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2018 Filed Nov 19, 2018 21:49 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 1,621 | $71.25 | $115,496.25 |
DisclosureSEC source: 0000093751-18-000502 · wf-form4_154266415749758.xml · nonDerivative · entry 3 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,377 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:49 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,181 | $71.86 | $84,866.66 |
DisclosureSEC source: 0000093751-18-000502 · wf-form4_154266415749758.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,998 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| October 22, 2018 Filed Nov 19, 2018 21:49 UTC | STATE STREET CORP STT · Entity 242 | GiftCommon Stock | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000502 · wf-form4_154266415749758.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,179 Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:13 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 1,611 | $83.18 | $134,002.98 |
DisclosureSEC source: 0000093751-18-000461 · wf-form4_153453676508371.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,236 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:13 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,191 | $82.92 | $98,757.72 |
DisclosureSEC source: 0000093751-18-000461 · wf-form4_153453676508371.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,847 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:24 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 1,611 | $100.78 | $162,356.58 |
DisclosureSEC source: 0000093751-18-000392 · wf-form4_152658867676528.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,038 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:24 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,191 | $101.21 | $120,541.11 |
DisclosureSEC source: 0000093751-18-000392 · wf-form4_152658867676528.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,649 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:29 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 7,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000341 · wf-form4_151985333912952.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,840 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 22:09 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 3,495 | $103.07 | $360,229.65 |
DisclosureSEC source: 0000093751-18-000303 · wf-form4_151916453014883.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,845 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:09 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,395 | $103.96 | $248,984.20 |
DisclosureSEC source: 0000093751-18-000303 · wf-form4_151916453014883.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,340 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:12 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,663 | $92.24 | $245,635.12 |
DisclosureSEC source: 0000093751-17-000508 · wf-form4_151095314483536.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,735 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 92.00 through 92.59, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,155 | $91.86 | $197,958.30 |
DisclosureSEC source: 0000093751-17-000508 · wf-form4_151095314483536.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,398 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:07 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,664 | $93.01 | $247,778.64 |
DisclosureSEC source: 0000093751-17-000460 · wf-form4_150300044293025.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,553 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:07 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,155 | $93.82 | $202,182.10 |
DisclosureSEC source: 0000093751-17-000460 · wf-form4_150300044293025.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,217 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:15 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,718 | $81.81 | $222,359.58 |
DisclosureSEC source: 0000093751-17-000368 · wf-form4_149505210905723.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,372 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:15 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,100 | $82.79 | $173,859.00 |
DisclosureSEC source: 0000093751-17-000368 · wf-form4_149505210905723.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,090 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:16 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 11,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000323 · wf-form4_148840296048611.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,190 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:33 UTC | STATE STREET CORP STT · Entity 242 | GiftCommon Stock | 313 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000285 · wf-form4_148788559204323.xml · nonDerivative · entry 2 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,710 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:33 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 12,961 | $80.65 | $1,045,304.65 |
DisclosureSEC source: 0000093751-17-000285 · wf-form4_148788559204323.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,023 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.62 through $80.71, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:22 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,242 | $81.91 | $183,642.22 |
DisclosureSEC source: 0000093751-17-000279 · wf-form4_148736651014239.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,984 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:06 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 3,751 | $79.25 | $297,266.75 |
DisclosureSEC source: 0000093751-16-000711 · wf-form4_147941676312529.xml · nonDerivative · entry 1 Sullivan George E · CIK 0001676782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,226 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.