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SPRU

SPRUCE POWER HOLDING CORP

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Tapewire entity
7389
SEC CIK
0001772720
Parsed reports
179

Last 12 months

Inside the activity.

55 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025130
Dec 2025161
Jan 202640
Feb 202600
Mar 2026110
Apr 2026100
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2022 Filed Nov 15, 2022 21:02 UTC
Tech Eric M.Director · CEO
PurchaseCommon Stock 5,000 $1.14 $5,720.00
Disclosure

SEC source: 0001213900-22-072944 · ownership.xml · nonDerivative · entry 3

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,000

F1 · ownership.nature: The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:01 UTC
Fong Christian S.Director · President
PurchaseCommon Stock 1,771 $1.16 $2,050.82
Disclosure

SEC source: 0001213900-22-072943 · ownership.xml · nonDerivative · entry 2

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,862

Read SEC document
November 14, 2022 Filed Nov 16, 2022 16:26 UTC
Tech Eric M.Director · CEO
PurchaseCommon Stock 25,000 $1.14 $28,600.00
Disclosure

SEC source: 0001213900-22-073198 · ownership.xml · nonDerivative · entry 1

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,481

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:02 UTC
Tech Eric M.Director · CEO
PurchaseCommon Stock 5,000 $0.98 $4,900.00
Disclosure

SEC source: 0001213900-22-072944 · ownership.xml · nonDerivative · entry 2

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000

F1 · ownership.nature: The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:02 UTC
Tech Eric M.Director · CEO
PurchaseCommon Stock 50,000 $0.98 $49,000.00
Disclosure

SEC source: 0001213900-22-072944 · ownership.xml · nonDerivative · entry 1

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,481

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:01 UTC
Fong Christian S.Director · President
PurchaseCommon Stock 18,229 $0.95 $17,324.84
Disclosure

SEC source: 0001213900-22-072943 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,091

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.925 to $0.969. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 11:55 UTC PurchaseCommon Stock 20,000 $1.11 $22,200.00
Disclosure

SEC source: 0001213900-22-056442 · ownership.xml · nonDerivative · entry 1

Miller John P. · CIK 0001709137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,935

Read SEC document
September 09, 2022 Filed Sep 13, 2022 17:09 UTC
Fong Christian S.Director · President
GrantRestricted Stock Units · Derivative 1,666,666 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-055672 · ownership.xml · derivative · entry 4

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666,666

Underlying: Common Stock · 1,666,666 shares

Expires 2033-09-09

F4 · security: Subject to the reporting person's continued service, the RSUs will vest in increments of 10% upon the issuer's common stock achieving certain specified prices per share over 20 day consecutive trading periods, as set forth in Schedule 1 of the reporting person's Employment Agreement filed on September 15, 2022, as determined within the 30 days following each calendar quarter, with the shares distributed no later than the following March 15.

F4 · derivative.exercise_price: Subject to the reporting person's continued service, the RSUs will vest in increments of 10% upon the issuer's common stock achieving certain specified prices per share over 20 day consecutive trading periods, as set forth in Schedule 1 of the reporting person's Employment Agreement filed on September 15, 2022, as determined within the 30 days following each calendar quarter, with the shares distributed no later than the following March 15.

F4 · derivative.exercise_date: Subject to the reporting person's continued service, the RSUs will vest in increments of 10% upon the issuer's common stock achieving certain specified prices per share over 20 day consecutive trading periods, as set forth in Schedule 1 of the reporting person's Employment Agreement filed on September 15, 2022, as determined within the 30 days following each calendar quarter, with the shares distributed no later than the following March 15.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 17:09 UTC
Fong Christian S.Director · President
GrantCommon Stock 909,091 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-055672 · ownership.xml · nonDerivative · entry 3

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,862

F3 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of September 9, 2023 and 6.25% on the last day of each subsequent calendar quarter, beginning September 30, 2023.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 17:09 UTC
Fong Christian S.Director · President
Tax withholdingCommon Stock 281,320 $1.17 $329,144.40
Disclosure

SEC source: 0001213900-22-055672 · ownership.xml · nonDerivative · entry 2

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,771

F2 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the securities awarded as a signing bonus reported above.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 17:09 UTC
Fong Christian S.Director · President
GrantCommon Stock 909,091 $1.17 $1,063,636.47
Disclosure

SEC source: 0001213900-22-055672 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,091

F1 · shares: Under the terms of the reporting person's Employment Agreement, the securities awarded are intended to serve as a signing bonus, and are fully vested shares. Gross shares are reported, prior to taxes being withheld; see footnote (2) below.

Read SEC document
May 20, 2022 Filed May 23, 2022 10:54 UTC
Constas StaceyGeneral Counsel
GrantCommon Stock 201,613 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-028796 · ownership.xml · nonDerivative · entry 1

Constas Stacey · CIK 0001929151 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,656

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of May 20, 2023, May 20, 2024, May 20, 2025 and May 20, 2026.

Read SEC document
May 20, 2022 Filed May 23, 2022 10:55 UTC
Calhoun ColleenVP/General Manager of XL grid
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-028798 · ownership.xml · nonDerivative · entry 1

Calhoun Colleen · CIK 0001868804 · VP/General Manager of XL grid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,276

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of May 20, 2023, May 20, 2024, May 20, 2025 and May 20, 2026.

Read SEC document
May 20, 2022 Filed May 23, 2022 10:54 UTC
Kenhard MichaelCTO and VP of Engineering
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-028797 · ownership.xml · nonDerivative · entry 1

Kenhard Michael · CIK 0001929147 · CTO and VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,408

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of May 20, 2023, May 20, 2024, May 20, 2025 and May 20, 2026.

Read SEC document
May 10, 2022 Filed May 12, 2022 14:41 UTC
Tech Eric M.Director · CEO
GrantCommon Stock 322,581 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-025871 · ownership.xml · nonDerivative · entry 2

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,481

F2 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 100% of these RSUs will vest on the first anniversary of the grant date.

Read SEC document
May 10, 2022 Filed May 12, 2022 14:41 UTC
Tech Eric M.Director · CEO
GrantCommon Stock 483,871 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-025871 · ownership.xml · nonDerivative · entry 1

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,900

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of these RSUs will vest on the first anniversary of the grant date, and the remaining 75% of the RSUs will vest in substantially equal quarterly installments over the next three years following such first anniversary.

Read SEC document
May 04, 2022 Filed May 6, 2022 14:35 UTC GrantCommon Stock 96,774 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-024480 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,992

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022.

Read SEC document
May 04, 2022 Filed May 6, 2022 14:37 UTC GrantCommon Stock 241,935 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-024483 · ownership.xml · nonDerivative · entry 1

Miller John P. · CIK 0001709137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,935

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through each applicable vesting date, 145,161 units of the restricted stock units shall become one-third vested on the first anniversary of May 4, 2022, one-third vested on the second anniversary of May 4, 2022, and one-third vested on the third anniversary of May 4, 2022; 96,774 units of the restricted stock units shall become fully vested on the first anniversary date of May 4, 2022.

Read SEC document
May 04, 2022 Filed May 6, 2022 14:31 UTC GrantCommon Stock 109,677 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-024474 · ownership.xml · nonDerivative · entry 1

Frodl Debora M. · CIK 0001736599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,658

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022.

Read SEC document
May 04, 2022 Filed May 6, 2022 14:33 UTC GrantCommon Stock 96,774 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-024476 · ownership.xml · nonDerivative · entry 1

Griffin Kevin · CIK 0001766124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,992

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022.

Read SEC document
May 04, 2022 Filed May 6, 2022 14:34 UTC GrantCommon Stock 96,774 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-024478 · ownership.xml · nonDerivative · entry 1

Hayes Christopher M. · CIK 0001836797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,992

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022.

Read SEC document
May 04, 2022 Filed May 6, 2022 14:38 UTC GrantCommon Stock 96,774 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-024485 · ownership.xml · nonDerivative · entry 1

Sclarsic Sarah · CIK 0001780566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,992

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 12:41 UTC
Berklas James P JRGeneral Counsel
GrantCommon Stock 190,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-021100 · ownership.xml · nonDerivative · entry 1

Berklas James P JR · CIK 0001648298 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,051

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, all of the restricted stock units shall vest on the 12 month anniversary of the April 21, 2022 grant date.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:07 UTC
Klein Donald PChief Financial Officer
GrantRestricted Stock Units 395,480 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-019540 · ownership.xml · nonDerivative · entry 1

Klein Donald P · CIK 0001741664 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,480

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of these RSUs will vest on the first anniversary of the grant date, and the remaining 75% of the RSUs will vest in substantially equal annual installments over the next three years on the date of such first anniversary.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 17:00 UTC
Hynes Thomas J. IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 595,911 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001213900-22-002711 · ownership.xml · derivative · entry 4

Hynes Thomas J. III · CIK 0001835030 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 595,911 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 17:00 UTC
Hynes Thomas J. IIIDirector · President
Exercise / conversionCommon Stock 595,111 $0.24 $142,826.64
Disclosure

SEC source: 0001213900-22-002711 · ownership.xml · nonDerivative · entry 2

Hynes Thomas J. III · CIK 0001835030 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,371,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Jan 19, 2022 17:00 UTC
Hynes Thomas J. IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 595,111 $0.00 Strike: $0.22 $0.00
Disclosure

SEC source: 0001213900-22-002711 · ownership.xml · derivative · entry 3

Hynes Thomas J. III · CIK 0001835030 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 595,911 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Jan 19, 2022 17:00 UTC
Hynes Thomas J. IIIDirector · President
Exercise / conversionCommon Stock 595,111 $0.22 $130,924.42
Disclosure

SEC source: 0001213900-22-002711 · ownership.xml · nonDerivative · entry 1

Hynes Thomas J. III · CIK 0001835030 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,776,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:29 UTC
Tech Eric M.Director · CEO
GrantStock Option (right to buy) · Derivative 421,905 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001213900-21-063164 · ownership.xml · derivative · entry 2

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,905

Underlying: Common Stock · 421,905 shares

Expires 2021-12-01

F2 · derivative.exercise_date: Subject to the reporting person's continued service through the vesting dates, 25% of these options will vest on the first anniversary of the grant date, and the remaining 75% of these options will vest in substantially equal monthly installments over the next three years following such first anniversary.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:29 UTC
Tech Eric M.Director · CEO
GrantCommon Stock 132,029 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-063164 · ownership.xml · nonDerivative · entry 1

Tech Eric M. · CIK 0001552112 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,029

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of these RSUs will vest on the first anniversary of the grant date, and the remaining 75% of the RSUs will vest in substantially equal quarterly installments over the next three years following such first anniversary.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:33 UTC GrantStock Option (right to buy) · Derivative 17,815 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-029959 · ownership.xml · derivative · entry 3

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 17,815 shares

Expires 2031-05-26

F3 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:33 UTC GrantCommon Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-029959 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the Issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the applicable vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:31 UTC GrantStock Option (right to buy) · Derivative 20,191 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-029951 · ownership.xml · derivative · entry 2

Frodl Debora M. · CIK 0001736599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,191

Underlying: Common Stock · 20,191 shares

Expires 2031-05-26

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:31 UTC GrantCommon Stock 12,482 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-029951 · ownership.xml · nonDerivative · entry 1

Frodl Debora M. · CIK 0001736599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,981

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:42 UTC GrantStock Option (right to buy) · Derivative 17,815 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-029976 · ownership.xml · derivative · entry 4

Griffin Kevin · CIK 0001766124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 17,815 shares

Expires 2031-05-26

F4 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:42 UTC GrantCommon Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-029976 · ownership.xml · nonDerivative · entry 1

Griffin Kevin · CIK 0001766124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:40 UTC GrantStock Option (right to buy) · Derivative 17,815 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-029972 · ownership.xml · derivative · entry 2

Flanagan Declan · CIK 0001836780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 17,815 shares

Expires 2031-05-26

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:40 UTC GrantCommon Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-029972 · ownership.xml · nonDerivative · entry 1

Flanagan Declan · CIK 0001836780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,158

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:38 UTC GrantStock Option (right to buy) · Derivative 17,815 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-029966 · ownership.xml · derivative · entry 2

Sclarsic Sarah · CIK 0001780566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 17,815 shares

Expires 2031-05-26

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:38 UTC GrantCommon Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-029966 · ownership.xml · nonDerivative · entry 1

Sclarsic Sarah · CIK 0001780566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,218

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

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May 26, 2021 Filed May 28, 2021 16:35 UTC GrantStock Option (right to buy) · Derivative 17,815 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-029963 · ownership.xml · derivative · entry 2

Ramdev Niharika · CIK 0001835143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 17,815 shares

Expires 2031-05-26

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date.

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May 26, 2021 Filed May 28, 2021 16:35 UTC GrantCommon Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-029963 · ownership.xml · nonDerivative · entry 1

Ramdev Niharika · CIK 0001835143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,158

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

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May 26, 2021 Filed May 28, 2021 16:30 UTC GrantStock Option (right to buy) · Derivative 17,815 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-029943 · ownership.xml · derivative · entry 2

Hayes Christopher M. · CIK 0001836797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 17,815 shares

Expires 2031-05-26

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date.

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May 26, 2021 Filed May 28, 2021 16:30 UTC GrantCommon Stock 11,013 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-029943 · ownership.xml · nonDerivative · entry 1

Hayes Christopher M. · CIK 0001836797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

Read SEC document
May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment GrantStock Option (right to buy) · Derivative 15,743 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-065543 · ownership.xml · derivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

Underlying: Common Stock · 15,743 shares

Expires 2031-05-26

F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021.

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date.

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May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment GrantStock Option (right to buy) · Derivative 17,842 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-065538 · ownership.xml · derivative · entry 1

Frodl Debora M. · CIK 0001736599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,842

Underlying: Common Stock · 17,842 shares

Expires 2031-05-26

F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021.

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment GrantStock Option (right to buy) · Derivative 15,743 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-065542 · ownership.xml · derivative · entry 1

Griffin Kevin · CIK 0001766124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

Underlying: Common Stock · 15,743 shares

Expires 2031-05-26

F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021.

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment GrantStock Option (right to buy) · Derivative 15,743 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-065540 · ownership.xml · derivative · entry 1

Ramdev Niharika · CIK 0001835143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

Underlying: Common Stock · 15,743 shares

Expires 2031-05-26

F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021.

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment GrantStock Option (right to buy) · Derivative 15,743 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-065539 · ownership.xml · derivative · entry 1

Sclarsic Sarah · CIK 0001780566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

Underlying: Common Stock · 15,743 shares

Expires 2031-05-26

F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021.

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment GrantStock Option (right to buy) · Derivative 15,743 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001213900-21-065541 · ownership.xml · derivative · entry 1

Hayes Christopher M. · CIK 0001836797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

Underlying: Common Stock · 15,743 shares

Expires 2031-05-26

F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021.

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.