Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARNES GROUP INCB · Entity 83822 | SVP, Gen. Counsel & Secretary | February 08, 2017 | February 10, 2017 |
| SPRUCE POWER HOLDING CORPXL · Entity 7389 | General Counsel | April 21, 2022 | April 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARNES GROUP INC
Report date February 08, 2017 · Filed February 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,124 |
Reported balance
After 2017-02-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-08 · Grant · Acquired 2,500 · Balance 7,124 F1: Reporting Person has received 2500 Restricted Stock Units that are subject to forfeiture if certain events occur. F2: Includes balances of 1240 Restricted Stock Units granted 8/1/2015, and 3000 granted 2/10/2016, that are subject to forfeiture if certain events occur. |
| Stock Option-Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.04 · Expires 2027-02-08 | Direct | 8,000 |
Reported balance
After 2017-02-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-08 · Grant · Acquired 8,000 · Balance 8,000 F4: 1 for 1. F3: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person has received 2500 Restricted Stock Units that are subject to forfeiture if certain events occur.
F2: Includes balances of 1240 Restricted Stock Units granted 8/1/2015, and 3000 granted 2/10/2016, that are subject to forfeiture if certain events occur.
F3: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
F4: 1 for 1.
SPRUCE POWER HOLDING CORP
Report date April 21, 2022 · Filed April 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 198,051 |
Reported balance
After 2022-04-21 transaction · row 1
1 source rowRow 1 · 2022-04-21 · Grant · Acquired 190,000 · Balance 198,051 F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, all of the restricted stock units shall vest on the 12 month anniversary of the April 21, 2022 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, all of the restricted stock units shall vest on the 12 month anniversary of the April 21, 2022 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2022 Filed Apr 22, 2022 12:41 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 190,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-021100 · ownership.xml · nonDerivative · entry 1 Berklas James P JR · CIK 0001648298 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,051 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, all of the restricted stock units shall vest on the 12 month anniversary of the April 21, 2022 grant date. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 16:14 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 32,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-022295 · ownership.xml · nonDerivative · entry 1 Berklas James P JR · CIK 0001648298 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,203 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 1/4th of the restricted stock units shall vest every 12 months following April 16, 2021 until all shares underlying this award have vested. Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 19:51 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $22.02 | $0.00 |
DisclosureSEC source: 0000899243-21-001895 · doc4.xml · derivative · entry 1 Berklas James P JR · CIK 0001648298 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: 25% of the shares underlying this option vest on January 11, 2022. The remaining 75% vest in equal quarterly installments over the subsequent three years. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:54 UTC | BARNES GROUP INC B · Entity 83822 | GrantStock Option-Right to Buy · Derivative | 8,000 | Not disclosed Strike: $47.04 | Not disclosed |
DisclosureSEC source: 0000009984-17-000014 · edgar.xml · derivative · entry 2 Berklas James P JR · CIK 0001648298 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2027-02-08 F4 · price: 1 for 1. F3 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:54 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-17-000014 · edgar.xml · nonDerivative · entry 1 Berklas James P JR · CIK 0001648298 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,124 F1 · kind: Reporting Person has received 2500 Restricted Stock Units that are subject to forfeiture if certain events occur. F2 · balance_after: Includes balances of 1240 Restricted Stock Units granted 8/1/2015, and 3000 granted 2/10/2016, that are subject to forfeiture if certain events occur. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 14:00 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 237 | $48.22 | $11,428.14 |
DisclosureSEC source: 0000009984-17-000002 · edgar.xml · nonDerivative · entry 1 Berklas James P JR · CIK 0001648298 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,624 F1 · balance_after: Includes balance of 1240 Restricted Stock Units granted 8/1/2015 and 3000 granted 2/10/2016, that are subject to forfeiture if certain events occur. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.