LEDECKY JONATHAN J

SEC source: 0001628280-26-010233 · wk-form4_1771622493.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,463

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.

SEC source: 0001213900-24-105171 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,463

F1 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

SEC source: 0001062993-25-006403 · form4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,696

F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.

F2 · ownership.direct: Amount shown reflects the amount of securities beneficially owned by the reporting person as of the date this Form 4 is filed.

SEC source: 0001062993-24-008201 · form4.xml · derivative · entry 2

Northern Star II Sponsor LLC · CIK 0001842085 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 58,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · derivative.exercise_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · derivative.expiration_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · ownership.direct: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-24-008201 · form4.xml · nonDerivative · entry 1

Northern Star II Sponsor LLC · CIK 0001842085 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 9,766,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-24-007231 · form4.xml · derivative · entry 2

Northern Star IV Sponsor LLC · CIK 0001846621 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 58,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.direct: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-24-007231 · form4.xml · nonDerivative · entry 1

Northern Star IV Sponsor LLC · CIK 0001846621 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 9,766,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.direct: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-24-007229 · form4.xml · derivative · entry 2

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 174,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.direct: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-24-007229 · form4.xml · nonDerivative · entry 1

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 9,883,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.direct: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-23-021277 · form4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director · CEO, CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Ironbound Partners Fund, LLC

Disclosed balance after: 3,660,800

F1 · ownership.nature: Held by Ironbound Partners Fund, LLC ("Ironbound"). The reporting person is the managing member of Ironbound and has voting and dispositive power over the shares held by Ironbound. As such, the reporting person is deemed to be the beneficial owner of the securities held by Ironbound. The reporting person disclaims beneficial ownership of the securities held by Ironbound, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-23-016600 · form4.xml · derivative · entry 1

Northern Star IV Sponsor LLC · CIK 0001846621 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 58,333

Underlying: Class A Common Stock · 58,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · kind: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star IV Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F2 · price: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star IV Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F3 · ownership.direct: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-23-016013 · form4.xml · derivative · entry 2

Pivotal Investment Holdings III LLC · CIK 0001842422 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner

Griffin Kevin · CIK 0001766124 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · kind: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Pivotal Investment Holdings III LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F2 · price: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Pivotal Investment Holdings III LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F3 · ownership.direct: These shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein.

SEC source: 0001062993-23-016013 · form4.xml · derivative · entry 1

Pivotal Investment Holdings III LLC · CIK 0001842422 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner

Griffin Kevin · CIK 0001766124 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · kind: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Pivotal Investment Holdings III LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F2 · price: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Pivotal Investment Holdings III LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F3 · ownership.direct: These shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein.

SEC source: 0001062993-23-015253 · form4.xml · derivative · entry 1

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,999

Underlying: Class A Common Stock · 58,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F2 · kind: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star III Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F2 · price: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star III Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F1 · derivative.exercise_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F1 · derivative.expiration_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F3 · ownership.direct: These Shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan J. Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Sponsor except to the extent of his pecuniary interest therein.

SEC source: 0001213900-23-047340 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,710

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.79 to $0.81. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

SEC source: 0001213900-23-047252 · ownership.xml · nonDerivative · entry 2

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,021

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.83 to $0.84. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

SEC source: 0001213900-23-047252 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,996

SEC source: 0001213900-23-043934 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,804

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024.

SEC source: 0001062993-23-011190 · form4.xml · derivative · entry 2

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,666

Underlying: Class A Common Stock · 58,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F2 · kind: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star III Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F2 · price: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star III Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F1 · derivative.exercise_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F1 · derivative.expiration_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F3 · ownership.direct: These Shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan J. Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Sponsor except to the extent of his pecuniary interest therein.

SEC source: 0001062993-23-011190 · form4.xml · derivative · entry 1

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Class A Common Stock · 58,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F2 · kind: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star III Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F2 · price: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star III Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F1 · derivative.exercise_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F1 · derivative.expiration_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F3 · ownership.direct: These Shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan J. Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Sponsor except to the extent of his pecuniary interest therein.

SEC source: 0001062993-23-011188 · form4.xml · derivative · entry 1

Northern Star II Sponsor LLC · CIK 0001842085 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Class A Common Stock · 58,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F2 · kind: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star II Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F2 · price: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star II Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.

F1 · derivative.exercise_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F1 · derivative.expiration_date: The Class B Common Stock is exercisable at the election of the holder and will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no conversion or exercise price or expiration date.

F3 · ownership.direct: These Shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan J. Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Sponsor except to the extent of his pecuniary interest therein.

SEC source: 0001062993-23-006213 · form4.xml · derivative · entry 2

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,708,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his/her pecuniary interest therein.

SEC source: 0001062993-23-006213 · form4.xml · nonDerivative · entry 1

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 9,708,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his/her pecuniary interest therein.

SEC source: 0001062993-23-006212 · form4.xml · derivative · entry 2

Northern Star IV Sponsor LLC · CIK 0001846621 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,708,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his/her pecuniary interest therein.

SEC source: 0001062993-23-006212 · form4.xml · nonDerivative · entry 1

Northern Star IV Sponsor LLC · CIK 0001846621 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 9,708,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his/her pecuniary interest therein.

SEC source: 0001062993-23-000067 · form4.xml · derivative · entry 2

Northern Star II Sponsor LLC · CIK 0001842085 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,708,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer, and Joanna Coles, the Issuer's Chief Executive Officer and Chairperson of the Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his/her pecuniary interest therein.

SEC source: 0001062993-23-000067 · form4.xml · nonDerivative · entry 1

Northern Star II Sponsor LLC · CIK 0001842085 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 9,708,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer, and Joanna Coles, the Issuer's Chief Executive Officer and Chairperson of the Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his/her pecuniary interest therein.

SEC source: 0001062993-23-000066 · form4.xml · derivative · entry 2

Pivotal Investment Holdings III LLC · CIK 0001842422 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner

Griffin Kevin · CIK 0001766124 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pivotal Investment Holdings III LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,540,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Pivotal Investment Holdings III LLC, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein.

SEC source: 0001062993-23-000066 · form4.xml · nonDerivative · entry 1

Pivotal Investment Holdings III LLC · CIK 0001842422 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner

Griffin Kevin · CIK 0001766124 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pivotal Investment Holdings III LLC

Disclosed balance after: 6,540,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Pivotal Investment Holdings III LLC, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein.

SEC source: 0001140361-22-029716 · form4.xml · derivative · entry 2

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. These RSUs vested in full on August 11, 2022.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. These RSUs vested in full on August 11, 2022.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. These RSUs vested in full on August 11, 2022.

SEC source: 0001140361-22-029716 · form4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. These RSUs vested in full on August 11, 2022.

SEC source: 0001819574-22-000067 · wf-form4_165532903516718.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.41 to $1.47. Reporting Person undertakes to provide BARK, Inc., any security holder of BARK, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this Form 4.

SEC source: 0001819574-22-000069 · wf-form4a_165538516307418.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.41 to $1.47. Reporting Person undertakes to provide BARK, Inc., any security holder of BARK, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this Form 4.

SEC source: 0001213900-22-024480 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,992

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022.

SEC source: 0001062993-21-009854 · form4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ironbound Partners Fund

Disclosed balance after: 9,290,803

F1 · price: The reporting person contributed these shares to the Issuer for cancellation for no additional consideration.

F2 · ownership.nature: Held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person was deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-21-009520 · form4.xml · derivative · entry 2

LEDECKY JONATHAN J · CIK 0001008382 · Director · Former President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ironbound Partners Fund LLC

Disclosed balance after: 0

Underlying: Common Stock · 367,000 shares

Expires 2021-08-31

F3 · derivative.exercise_price: Convertible notes in the aggregate principal amount of $367,000 were repaid and cancelled by mutual agreement of the reporting person and the Issuer upon consummation by the Issuer of the transactions contemplated by the Merger Agreement.

F3 · shares: Convertible notes in the aggregate principal amount of $367,000 were repaid and cancelled by mutual agreement of the reporting person and the Issuer upon consummation by the Issuer of the transactions contemplated by the Merger Agreement.

F4 · derivative.exercise_date: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note).

F3 · derivative.underlying_shares: Convertible notes in the aggregate principal amount of $367,000 were repaid and cancelled by mutual agreement of the reporting person and the Issuer upon consummation by the Issuer of the transactions contemplated by the Merger Agreement.

F2 · ownership.nature: Held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person was deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-21-009520 · form4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director · Former President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ironbound Partners Fund

Disclosed balance after: 9,291,013

F1 · price: The reporting person contributed these shares to the Issuer for cancellation for no additional consideration in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Reorganization, dated as of February 8, 2021 ("Merger Agreement"), entered into among the Issuer, Newtown Merger Sub Corp. and Cyxtera Cybersecurity, Inc. d/b/a AppGate.

F2 · ownership.nature: Held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person was deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein.

SEC source: 0001819574-21-000021 · wf-form4_162889762845166.xml · derivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common Stock · 36,363 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of June 1, 2021, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of The Original BARK Company.

SEC source: 0001094891-21-000271 · edgar.xml · derivative · entry 1

Pivotal Investment Holdings III LLC · CIK 0001842422 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner

Griffin Kevin · CIK 0001766124 · Director · President & CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pivotal Investment Holdings III LLC

Disclosed balance after: 6,540,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date.

F2 · price: The sale price of the shares is equal to the purchase price originally paid by the reporting person for such shares.

F1 · derivative.exercise_date: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date.

F3 · ownership.nature: These shares are owned directly by Pivotal Investment Holdings III LLC, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein.

SEC source: 0001094891-21-000237 · edgar.xml · derivative · entry 2

Northern Star Sponsor LLC · CIK 0001828910 · 10% owner

Coles Joanna · CIK 0001699323 · Director · 10% owner · Former Chief Executive Officer

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner · former Chief Operating Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Northern Star Sponsor LLC

Disclosed balance after: 0

Underlying: Common Stock · 6,108,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.exercise_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.expiration_date: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · derivative.underlying: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · ownership.nature: These securities are owned directly by Northern Star Sponsor LLC, a ten percent owner of the Issuer, and indirectly by its managing members, Joanna Coles, a director of the Issuer and the Issuer's former Chief Executive Officer, and Jonathan J. Ledecky, a director of the Issuer and the Issuer's former Chief Operating Officer. Each of Ms. Coles and Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star Sponsor LLC, except to the extent of his or her pecuniary interest therein.

SEC source: 0001094891-21-000237 · edgar.xml · nonDerivative · entry 1

Northern Star Sponsor LLC · CIK 0001828910 · 10% owner

Coles Joanna · CIK 0001699323 · Director · 10% owner · Former Chief Executive Officer

LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner · former Chief Operating Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Northern Star Sponsor LLC

Disclosed balance after: 6,108,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F1 · price: The Class B common stock automatically converted into Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock had no expiration date. Upon consummation of the business combination, the Class A common stock was redesignated as common stock (without class designation).

F2 · ownership.nature: These securities are owned directly by Northern Star Sponsor LLC, a ten percent owner of the Issuer, and indirectly by its managing members, Joanna Coles, a director of the Issuer and the Issuer's former Chief Executive Officer, and Jonathan J. Ledecky, a director of the Issuer and the Issuer's former Chief Operating Officer. Each of Ms. Coles and Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star Sponsor LLC, except to the extent of his or her pecuniary interest therein.

SEC source: 0001213900-21-029959 · ownership.xml · derivative · entry 3

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

Underlying: Common Stock · 17,815 shares

Expires 2031-05-26

F3 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the applicable vesting date.

SEC source: 0001213900-21-029959 · ownership.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218

F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the Issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the applicable vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.

SEC source: 0001213900-21-065543 · ownership.xml · derivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,743

Underlying: Common Stock · 15,743 shares

Expires 2031-05-26

F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021.

F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date.

SEC source: 0001094891-21-000137 · edgar.xml · derivative · entry 3

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,567

Underlying: Common Stock · 3,567 shares

Expires 2031-02-26

F3 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of December 21, 2020, subject to the reporting person's continued service through the applicable vesting date.

SEC source: 0001094891-21-000137 · edgar.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205

F1 · security: The securities awarded are in the form of restricted stock units issued pursuant to the Issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the applicable vesting date, the restricted stock units shall become fully vested on the first anniversary of December 21, 2020.

SEC source: 0000899243-20-035037 · doc4.xml · derivative · entry 3

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pivotal Investment Holdings II LLC

Disclosed balance after: 4,233,333

Underlying: Common Stock · 4,233,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: In connection with the Business Combination and pursuant to the Merger Agreement, each warrant to purchase Pivotal Class A Common Stock was automatically converted to a warrant to purchase Common Stock.

F4 · kind: In connection with the Business Combination and pursuant to the Merger Agreement, each warrant to purchase Pivotal Class A Common Stock was automatically converted to a warrant to purchase Common Stock.

F4 · price: In connection with the Business Combination and pursuant to the Merger Agreement, each warrant to purchase Pivotal Class A Common Stock was automatically converted to a warrant to purchase Common Stock.

F5 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Business Combination.

F6 · derivative.expiration_date: The warrants will expire at 5:00 pm New York City time on the fifth anniversary of the completion of the Business Combination, or earlier upon redemption or liquidation.

F7 · ownership.nature: Includes 4,233,333 shares of Common Stock issuable upon the exercise of warrants owned directly by the Sponsor, of which Ironbound, an affiliate of Mr. Ledecky (a director of the Issuer), is a managing member. Notwithstanding their dispositive and voting control over such warrants, each of Mr. Ledecky and Ironbound disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein.

SEC source: 0000899243-20-035037 · doc4.xml · derivative · entry 2

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pivotal Investment Holdings II LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_price: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis.

F3 · kind: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis.

F3 · price: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis.

F3 · derivative.expiration_date: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis.

F2 · ownership.nature: Includes 5,500,000 shares ("Sponsor Shares") owned directly by Pivotal Investment Holdings II LLC, a Delaware limited liability company and the sponsor of the Issuer (the "Sponsor"), of which Ironbound Partners Fund, LLC ("Ironbound"), an affiliate of Mr. Ledecky (a director of the Issuer), is a managing member. Notwithstanding their dispositive and voting control over such Sponsor Shares, each of Mr. Ledecky and Ironbound disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein.

SEC source: 0000899243-20-035037 · doc4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pivotal Investment Holdings II LLC

Disclosed balance after: 5,500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the consummation of the business combination (the "Business Combination") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the "Merger Agreement"), by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and XL Hybrids, Inc. ("Legacy XL"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"), each share of Pivotal Class A common stock ("Pivotal Class A Common Stock") was automatically converted on a one-for-one basis, into the Issuer's common stock (the "Common Stock").

F1 · kind: In connection with the consummation of the business combination (the "Business Combination") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the "Merger Agreement"), by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and XL Hybrids, Inc. ("Legacy XL"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"), each share of Pivotal Class A common stock ("Pivotal Class A Common Stock") was automatically converted on a one-for-one basis, into the Issuer's common stock (the "Common Stock").

F1 · price: In connection with the consummation of the business combination (the "Business Combination") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the "Merger Agreement"), by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and XL Hybrids, Inc. ("Legacy XL"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"), each share of Pivotal Class A common stock ("Pivotal Class A Common Stock") was automatically converted on a one-for-one basis, into the Issuer's common stock (the "Common Stock").

F2 · ownership.nature: Includes 5,500,000 shares ("Sponsor Shares") owned directly by Pivotal Investment Holdings II LLC, a Delaware limited liability company and the sponsor of the Issuer (the "Sponsor"), of which Ironbound Partners Fund, LLC ("Ironbound"), an affiliate of Mr. Ledecky (a director of the Issuer), is a managing member. Notwithstanding their dispositive and voting control over such Sponsor Shares, each of Mr. Ledecky and Ironbound disclaim beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein.

SEC source: 0000899243-20-017290 · doc4.xml · nonDerivative · entry 1

LEDECKY JONATHAN J · CIK 0001008382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,739

F1 · security: Represents an award of Restricted Stock Units ("RSUs"), which will vest the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, subject to the Reporting Person's continued service through such vesting date, and is subject to acceleration upon certain events. The RSUs will be settled in shares of the Issuer's Common Stock upon vesting.