Fong Christian S.

SEC source: 0001213900-24-029946 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,600

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on March 31, 2024. The applicable RSUs were reported on the Form 4 filed September 13, 2022.

SEC source: 0001213900-25-025850 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,340

F1 · shares: On April 3, 2024, the reporting person filed a Form 4 which inadvertently excluded the award of restricted stock units that each represented a contingent right to receive one share of the Issuer's common stock. This Form 4 amendment reflects this transaction and the reporting person's holdings immediately following such transaction.

SEC source: 0001213900-24-001949 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,019

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on January 3, 2024. The applicable RSUs were reported on the Form 4 filed September 13, 2022.

F2 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

SEC source: 0001013762-23-001146 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,448,495

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 30, 2023. The applicable RSUs were reported on the Form 4 filed September 13, 2022.

SEC source: 0001013762-23-001144 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,460,995

F1 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 9, 2023. The applicable RSUs were reported on the Form 4 filed September 13, 2022.

SEC source: 0001213900-23-044051 · ownership.xml · nonDerivative · entry 2

Fong Christian S. · CIK 0001698985 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Note

Disclosed balance after: 160,000

F2 · ownership.nature: The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-23-044051 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Note

Disclosed balance after: 600

F1 · ownership.nature: The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-23-041421 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,586,862

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.795 to $0.7998. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

SEC source: 0001213900-22-080225 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,112

SEC source: 0001213900-22-077891 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,112

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.8741 to $0.8900. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

SEC source: 0001213900-22-075448 · ownership.xml · nonDerivative · entry 3

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 200

F1 · ownership.nature: The shares were purchased and are held by the reporting person's son, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-22-075448 · ownership.xml · nonDerivative · entry 2

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606,862

SEC source: 0001213900-22-075448 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596,862

SEC source: 0001213900-22-074111 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,862

SEC source: 0001213900-22-072943 · ownership.xml · nonDerivative · entry 2

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,862

SEC source: 0001213900-22-072943 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,091

F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.925 to $0.969. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001213900-22-055672 · ownership.xml · derivative · entry 4

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666,666

Underlying: Common Stock · 1,666,666 shares

Expires 2033-09-09

F4 · security: Subject to the reporting person's continued service, the RSUs will vest in increments of 10% upon the issuer's common stock achieving certain specified prices per share over 20 day consecutive trading periods, as set forth in Schedule 1 of the reporting person's Employment Agreement filed on September 15, 2022, as determined within the 30 days following each calendar quarter, with the shares distributed no later than the following March 15.

F4 · derivative.exercise_price: Subject to the reporting person's continued service, the RSUs will vest in increments of 10% upon the issuer's common stock achieving certain specified prices per share over 20 day consecutive trading periods, as set forth in Schedule 1 of the reporting person's Employment Agreement filed on September 15, 2022, as determined within the 30 days following each calendar quarter, with the shares distributed no later than the following March 15.

F4 · derivative.exercise_date: Subject to the reporting person's continued service, the RSUs will vest in increments of 10% upon the issuer's common stock achieving certain specified prices per share over 20 day consecutive trading periods, as set forth in Schedule 1 of the reporting person's Employment Agreement filed on September 15, 2022, as determined within the 30 days following each calendar quarter, with the shares distributed no later than the following March 15.

SEC source: 0001213900-22-055672 · ownership.xml · nonDerivative · entry 3

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,862

F3 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of September 9, 2023 and 6.25% on the last day of each subsequent calendar quarter, beginning September 30, 2023.

SEC source: 0001213900-22-055672 · ownership.xml · nonDerivative · entry 2

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,771

F2 · shares: The securities were withheld to pay the reporting person's tax withholding obligations with respect to the securities awarded as a signing bonus reported above.

SEC source: 0001213900-22-055672 · ownership.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,091

F1 · shares: Under the terms of the reporting person's Employment Agreement, the securities awarded are intended to serve as a signing bonus, and are fully vested shares. Gross shares are reported, prior to taxes being withheld; see footnote (2) below.

SEC source: 0001140361-20-017213 · form4.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On July 31, 2020, pursuant to the Agreement and Plan of Reorganization (the "Reorganization Agreement"), dated as of March 16, 2020, among Brookfield Renewable Partners L.P. ("BEP"), Brookfield Renewable Corporation ("BEPC"), 2252876 Alberta ULC, a wholly owned direct subsidiary of BEP, TerraForm Power, Inc. ("TerraForm Power") and TerraForm Power NY Holdings, Inc. ("Holdings"), pursuant to which TerraForm Power merged with and into Holdings, with Holdings surviving the merger (the "Reincorporation Merger").

F2 · price: (continued from footnote 1) Pursuant to the Reorganization Agreement, at the effective time of the Reincorporation Merger, each share of Class A common stock, par value $0.01, of TerraForm Power was acquired for consideration equivalent to 0.47625 of a BEP unit. For each share of TerraForm Power's Class A common stock held, TerraForm Power stockholders were entitled to receive, at their election, either Class A exchangeable subordinate voting shares of BEPC or limited partnership interests in BEP representing a fractional part of all the limited partner interests in BEP.

SEC source: 0001628280-19-006982 · wf-form4_155811976276273.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,017

SEC source: 0001599947-17-000120 · wf-form4_150836724624853.xml · derivative · entry 3

Fong Christian S. · CIK 0001698985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 4,783 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 8,107 shares of Class A common stock underlying vested RSUs remained outstanding.

F1 · derivative.exercise_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 4,783 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 8,107 shares of Class A common stock underlying vested RSUs remained outstanding.

F1 · derivative.expiration_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 4,783 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 8,107 shares of Class A common stock underlying vested RSUs remained outstanding.

SEC source: 0001599947-17-000120 · wf-form4_150836724624853.xml · derivative · entry 2

Fong Christian S. · CIK 0001698985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,783

Underlying: Class A Common Stock · 8,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 4,783 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 8,107 shares of Class A common stock underlying vested RSUs remained outstanding.

F1 · derivative.exercise_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 4,783 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 8,107 shares of Class A common stock underlying vested RSUs remained outstanding.

F1 · derivative.expiration_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 4,783 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 8,107 shares of Class A common stock underlying vested RSUs remained outstanding.

SEC source: 0001599947-17-000120 · wf-form4_150836724624853.xml · nonDerivative · entry 1

Fong Christian S. · CIK 0001698985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001599947-17-000034 · wf-form4_148823809959290.xml · derivative · entry 1

Fong Christian S. · CIK 0001698985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Class A Common Stock · 12,800 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 12, 2017, 12,800 restricted stock units were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan in a transaction exempt under rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of TerraForm Power, Inc. Class A Common Stock.

F2 · derivative.exercise_price: The 12,800 restricted stock units vest on the earliest of (i) May 25, 2017, (ii) the date the Participant resigns with the consent of the Board or (iii) the date the Participant is removed from the Board without cause. Vested shares will be delivered to the reporting person as outlined in the Restricted Stock Unit Award Agreement.

F1 · derivative.exercise_date: On February 12, 2017, 12,800 restricted stock units were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan in a transaction exempt under rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of TerraForm Power, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The 12,800 restricted stock units vest on the earliest of (i) May 25, 2017, (ii) the date the Participant resigns with the consent of the Board or (iii) the date the Participant is removed from the Board without cause. Vested shares will be delivered to the reporting person as outlined in the Restricted Stock Unit Award Agreement.

F1 · derivative.expiration_date: On February 12, 2017, 12,800 restricted stock units were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan in a transaction exempt under rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of TerraForm Power, Inc. Class A Common Stock.

F2 · derivative.expiration_date: The 12,800 restricted stock units vest on the earliest of (i) May 25, 2017, (ii) the date the Participant resigns with the consent of the Board or (iii) the date the Participant is removed from the Board without cause. Vested shares will be delivered to the reporting person as outlined in the Restricted Stock Unit Award Agreement.