Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capstone Energy Plus, Inc.CEPL · Entity 2475 | Director | September 01, 2026 | September 04, 2026 |
| POWER SOLUTIONS INTERNATIONAL, INC.PSIX · Entity 5108 | CEO and President | May 31, 2019 | June 04, 2019 |
| SPRUCE POWER HOLDING CORPSPRU · Entity 7389 | Director | June 24, 2025 | February 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capstone Energy Plus, Inc.
Report date September 01, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 57,164 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 5,357 · Balance 57,164 |
POWER SOLUTIONS INTERNATIONAL, INC.
Report date May 31, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,006 |
Reported balance
After 2019-05-31 transaction · row 1
1 source rowRow 1 · 2019-05-31 · Tax withholding · Disposed 6,713 · Balance 76,006 F1: Represents deemed disposition of shares of common stock to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deemed disposition of shares of common stock to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock.
SPRUCE POWER HOLDING CORP
Report date June 24, 2025 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,593 |
Reported balance
After 2025-06-24 transaction · row 1
1 source rowRow 1 · 2025-06-24 · Grant · Acquired 75,000 · Balance 155,593 F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 4, 2026 01:52 UTC | Capstone Energy Plus, Inc. CEPL · Entity 2475 | GrantVoting Common Stock | 5,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001009759-26-000008 · primary_doc.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,164 Read SEC document |
| November 25, 2025 Filed Nov 25, 2025 22:43 UTC | Capstone Energy Plus, Inc. CGEH · Entity 2475 | PurchaseVoting Common Stock | 25,000 | $2.00 | $50,000.00 |
DisclosureSEC source: 0001009759-25-000060 · primary_doc.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,807 F1 · shares: Represents shares of voting common stock purchased in the Issuer private offering. F2 · balance_after: Includes 4,149 shares of voting common stock underlying restricted stock units that fully vest one year from the date of grant, subject to continued service with the Issuer and 12,658 shares of voting common stock underlying restricted stock units that fully vest on February 12, 2026. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 16:26 UTC | Capstone Energy Plus, Inc. CGEH · Entity 2475 | GrantVoting Common Stock | 4,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001009759-25-000035 · primary_doc.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,807 F1 · shares: Represents shares of voting common stock underlying restricted stock units that fully vest one year from the date of grant, subject to continued service with the Issuer. F2 · balance_after: Includes 12,658 shares of voting common stock underlying restricted stock units that fully vest on February 12, 2026. Read SEC document |
| June 24, 2025 Filed Feb 6, 2026 17:30 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-006123 · wk-form4_1770417031.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,593 F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 22:32 UTC | Capstone Energy Plus, Inc. CGEH · Entity 2475 | GrantVoting Common Stock | 12,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001009759-25-000007 · primary_doc.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,658 F1 · shares: Represents shares of voting common stock underlying restricted stock units that fully vest one year from the date of grant, subject to continued service with the Issuer. F2 · balance_after: Includes 10,000 shares of voting common stock underlying restricted stock units that fully vest on February 26, 2025. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 18:30 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 20,000 | $2.62 | $52,400.00 |
DisclosureSEC source: 0001213900-24-105707 · ownership.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,593 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.5422 to $2.68. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. F2 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 12, 2024 Filed Mar 27, 2025 16:33 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 48,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006411 · form4.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,825 F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025. F2 · balance_after: Reflects the amount of securities beneficially owned by the reporting person as of the date this Form 4 is filed. Read SEC document |
| February 26, 2024 Filed Feb 26, 2024 21:20 UTC | Capstone Energy Plus, Inc. -- · Entity 2475 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001967664-24-000002 · primary_doc.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents shares underlying restricted stock units that vest one year from the date of grant. Read SEC document |
| May 25, 2023 Filed May 30, 2023 15:03 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 202,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-043935 · ownership.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,747 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024. Read SEC document |
| May 18, 2023 Filed May 19, 2023 12:55 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 20,000 | $0.83 | $16,596.00 |
DisclosureSEC source: 0001213900-23-041422 · ownership.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,935 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.82 to $0.8433. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 11:55 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | PurchaseCommon Stock | 20,000 | $1.11 | $22,200.00 |
DisclosureSEC source: 0001213900-22-056442 · ownership.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,935 Read SEC document |
| May 04, 2022 Filed May 6, 2022 14:37 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 241,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-024483 · ownership.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,935 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through each applicable vesting date, 145,161 units of the restricted stock units shall become one-third vested on the first anniversary of May 4, 2022, one-third vested on the second anniversary of May 4, 2022, and one-third vested on the third anniversary of May 4, 2022; 96,774 units of the restricted stock units shall become fully vested on the first anniversary date of May 4, 2022. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:00 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | Tax withholdingCommon Stock | 6,713 | $9.75 | $65,451.75 |
DisclosureSEC source: 0000899243-19-015462 · doc4.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,006 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock. Read SEC document |
| March 31, 2019 Filed May 14, 2019 19:46 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | Tax withholdingCommon Stock | 8,281 | $7.49 | $62,024.69 |
DisclosureSEC source: 0000899243-19-013425 · doc4.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,719 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:46 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | GrantCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-026214 · doc4.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,000 F1 · shares: Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of November 10, 2017, between Power Solutions International, Inc. and John P. Miller. Subject to certain conditions, 27,500 shares will vest on March 31, 2018 and 27,500 shares will vest on March 31, 2019. Read SEC document |
| June 15, 2017 Filed Jun 22, 2017 18:08 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | GrantCommon Stock | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016941 · doc4.xml · nonDerivative · entry 1 Miller John P. · CIK 0001709137 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 F1 · shares: Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of June 15, 2017, between Power Solutions International, Inc. and John P. Miller. Subject to certain conditions, 18,000 shares will vest on May 31, 2018 and 18,000 shares will vest on May 31, 2019. F1 · balance_after: Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of June 15, 2017, between Power Solutions International, Inc. and John P. Miller. Subject to certain conditions, 18,000 shares will vest on May 31, 2018 and 18,000 shares will vest on May 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.