Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SPRUCE POWER HOLDING CORPSPRU · Entity 7389 | Director · President & CEO | May 12, 2025 | May 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SPRUCE POWER HOLDING CORP
Report date May 12, 2025 · Filed May 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 695,037 |
Reported balance
After 2025-05-12 transaction · row 1
1 source rowRow 1 · 2025-05-12 · Grant · Acquired 539,040 · Balance 695,037 F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, the RSUs will vest in equal annual installments on each of the first, second, third and fourth anniversary dates of the grant and become fully vested after four years. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, the RSUs will vest in equal annual installments on each of the first, second, third and fourth anniversary dates of the grant and become fully vested after four years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2025 Filed May 14, 2025 18:06 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 539,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-009390 · form4.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 695,037 F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, the RSUs will vest in equal annual installments on each of the first, second, third and fourth anniversary dates of the grant and become fully vested after four years. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 18:29 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 1,827 | $2.59 | $4,729.92 |
DisclosureSEC source: 0001213900-24-105706 · ownership.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,997 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.52 to $2.66. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 19:13 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 11,440 | $2.39 | $27,374.78 |
DisclosureSEC source: 0001213900-24-104723 · ownership.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,170 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.36 to $2.44. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 17:23 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantStock Option (right to buy) · Derivative | 295,229 | $0.00 Strike: $3.74 | $0.00 |
DisclosureSEC source: 0001628280-24-016465 · wk-form4_1713302626.xml · derivative · entry 2 Hayes Christopher M. · CIK 0001836797 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,229 Underlying: Common Stock · 295,229 shares Expires 2034-04-12 F2 · derivative.exercise_date: Subject to the reporting person's continued service through the vesting dates, options vest in 25% annual installments over a four year period beginning April 12, 2025. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 17:23 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 88,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-016465 · wk-form4_1713302626.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,730 F1 · shares: Securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of April 12, 2025, April 12, 2026, April 12, 2027 and April 12, 2028. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 12:53 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 15,386 | $0.72 | $11,040.99 |
DisclosureSEC source: 0001213900-23-044827 · ownership.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,755 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.6985 to $0.742. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 25, 2023 Filed May 30, 2023 15:00 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 229,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-043932 · ownership.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,369 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 17:42 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 77,523 | $0.83 | $64,158.03 |
DisclosureSEC source: 0001213900-22-081066 · ownership.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,515 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.8100 to $0.8500. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 04, 2022 Filed May 6, 2022 14:34 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 96,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-024478 · ownership.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,992 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:30 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 17,815 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001213900-21-029943 · ownership.xml · derivative · entry 2 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,815 Underlying: Common Stock · 17,815 shares Expires 2031-05-26 F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:30 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 11,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029943 · ownership.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,218 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021. Read SEC document |
| May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 15,743 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001213900-21-065541 · ownership.xml · derivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,743 Underlying: Common Stock · 15,743 shares Expires 2031-05-26 F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021. F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:18 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 3,567 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0000899243-21-009098 · doc4.xml · derivative · entry 2 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,567 Underlying: Common Stock · 3,567 shares Expires 2031-02-26 F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of December 21, 2020, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:18 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009098 · doc4.xml · nonDerivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of December 21, 2020. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:00 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 286,405 | Not disclosed Strike: $0.27 | Not disclosed |
DisclosureSEC source: 0000899243-20-035035 · doc4.xml · derivative · entry 2 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,405 Underlying: Common Stock · 286,405 shares Expires 2030-02-06 F2 · price: Received in the Merger in exchange for a stock option to acquire 378,248 shares of Legacy XL common stock for $0.20 per share. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:00 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 95,468 | Not disclosed Strike: $0.24 | Not disclosed |
DisclosureSEC source: 0000899243-20-035035 · doc4.xml · derivative · entry 1 Hayes Christopher M. · CIK 0001836797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,468 Underlying: Common Stock · 95,468 shares Expires 2018-05-24 F1 · price: Received pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020, by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and XL Hybrids, Inc., a Delaware corporation ("Legacy XL"), pursuant to which Merger Sub merged with and into Legacy XL (the "Merger"), with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"), in exchange for a stock option to acquire 126,083 shares of Legacy XL common stock for $0.18 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.