Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pivotal Investment Corp IIIPICC.U · Entity 110751 | Director | February 08, 2021 | February 08, 2021 |
| SPRUCE POWER HOLDING CORPXL · Entity 7389 | Director | May 04, 2022 | May 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pivotal Investment Corp III
Report date February 08, 2021 · Filed February 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-08 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock will automatically convert into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B Common Stock has no expiration date.
SPRUCE POWER HOLDING CORP
Report date May 04, 2022 · Filed May 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,992 |
Reported balance
After 2022-05-04 transaction · row 1
1 source rowRow 1 · 2022-05-04 · Grant · Acquired 96,774 · Balance 159,992 F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2022 Filed May 6, 2022 14:38 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 96,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-024485 · ownership.xml · nonDerivative · entry 1 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,992 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 4, 2022. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:38 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 17,815 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001213900-21-029966 · ownership.xml · derivative · entry 2 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,815 Underlying: Common Stock · 17,815 shares Expires 2031-05-26 F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:38 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 11,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029966 · ownership.xml · nonDerivative · entry 1 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,218 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021. Read SEC document |
| May 26, 2021 Filed Dec 15, 2021 19:00 UTC Amendment | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 15,743 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001213900-21-065539 · ownership.xml · derivative · entry 1 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,743 Underlying: Common Stock · 15,743 shares Expires 2031-05-26 F1 · shares: This Form 4 amendment is being filed solely to correct an administrative error, which misreported the number of Stock Options granted on May 26, 2021. F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on May 26, 2022, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:19 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 3,567 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0000899243-21-009099 · doc4.xml · derivative · entry 2 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,567 Underlying: Common Stock · 3,567 shares Expires 2031-02-26 F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of December 21, 2020, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:19 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009099 · doc4.xml · nonDerivative · entry 1 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,205 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of December 21, 2020. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:06 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | ConversionClass B Common Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-035040 · doc4.xml · derivative · entry 2 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis. F2 · derivative.exercise_price: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis. F2 · kind: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis. F2 · price: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis. F2 · derivative.expiration_date: The shares of Pivotal Class B common stock automatically converted into shares of Pivotal Class A Common Stock at the time of the Business Combination on a one-for-one basis. Upon the closing of the Business Combination, pursuant to the Merger Agreement, such shares were converted into shares of Common Stock on a one-for-one basis. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:06 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | ConversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-035040 · doc4.xml · nonDerivative · entry 1 Sclarsic Sarah · CIK 0001780566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: In connection with the consummation of the business combination (the "Business Combination") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the "Merger Agreement"), by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and XL Hybrids, Inc. ("Legacy XL"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"), each share of Pivotal Class A common stock ("Pivotal Class A Common Stock") was automatically converted on a one-for-one basis, into the Issuer's common stock (the "Common Stock"). F1 · kind: In connection with the consummation of the business combination (the "Business Combination") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the "Merger Agreement"), by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and XL Hybrids, Inc. ("Legacy XL"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"), each share of Pivotal Class A common stock ("Pivotal Class A Common Stock") was automatically converted on a one-for-one basis, into the Issuer's common stock (the "Common Stock"). F1 · price: In connection with the consummation of the business combination (the "Business Combination") and pursuant to the Agreement and Plan of Reorganization, dated as of September 17, 2020 (the "Merger Agreement"), by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and XL Hybrids, Inc. ("Legacy XL"), pursuant to which Merger Sub merged with and into Legacy XL, with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"), each share of Pivotal Class A common stock ("Pivotal Class A Common Stock") was automatically converted on a one-for-one basis, into the Issuer's common stock (the "Common Stock"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.