Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SPRUCE POWER HOLDING CORPXL · Entity 7389 | Director · President | December 13, 2021 | January 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SPRUCE POWER HOLDING CORP
Report date December 13, 2021 · Filed January 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,371,683 |
Ending reported balance
After 2022-01-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-12-13 · Exercise / conversion · Acquired 595,111 · Balance 6,776,572 Row 2 · 2022-01-14 · Exercise / conversion · Acquired 595,111 · Balance 7,371,683 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.22 · Expires 2023-11-21 | Direct | 0 |
Reported balance
After 2021-12-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-13 · Exercise / conversion · Disposed 595,111 · Balance 0 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.24 · Expires 2028-05-24 | Direct | 0 |
Reported balance
After 2022-01-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-14 · Exercise / conversion · Disposed 595,911 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2022 Filed Jan 19, 2022 17:00 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | Exercise / conversionStock Option (right to buy) · Derivative | 595,911 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001213900-22-002711 · ownership.xml · derivative · entry 4 Hynes Thomas J. III · CIK 0001835030 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 595,911 shares Expires 2028-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 17:00 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | Exercise / conversionCommon Stock | 595,111 | $0.24 | $142,826.64 |
DisclosureSEC source: 0001213900-22-002711 · ownership.xml · nonDerivative · entry 2 Hynes Thomas J. III · CIK 0001835030 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,371,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2021 Filed Jan 19, 2022 17:00 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | Exercise / conversionStock Option (right to buy) · Derivative | 595,111 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001213900-22-002711 · ownership.xml · derivative · entry 3 Hynes Thomas J. III · CIK 0001835030 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 595,911 shares Expires 2023-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2021 Filed Jan 19, 2022 17:00 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | Exercise / conversionCommon Stock | 595,111 | $0.22 | $130,924.42 |
DisclosureSEC source: 0001213900-22-002711 · ownership.xml · nonDerivative · entry 1 Hynes Thomas J. III · CIK 0001835030 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,776,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:56 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 595,111 | Not disclosed Strike: $0.22 | Not disclosed |
DisclosureSEC source: 0000899243-20-035030 · doc4.xml · derivative · entry 3 Hynes Thomas J. III · CIK 0001835030 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,111 Underlying: Common Stock · 595,111 shares Expires 2023-11-21 F4 · price: Received in the Merger in exchange for a stock option to acquire 785,948 shares of Legacy XL common stock for $0.16 per share. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:56 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 595,111 | Not disclosed Strike: $0.24 | Not disclosed |
DisclosureSEC source: 0000899243-20-035030 · doc4.xml · derivative · entry 2 Hynes Thomas J. III · CIK 0001835030 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,111 Underlying: Common Stock · 595,111 shares Expires 2028-05-24 F3 · price: Received in the Merger in exchange for a stock option to acquire 785,948 shares of Legacy XL common stock for $0.18 per share. F2 · derivative.exercise_date: 25% of the shares underlying this option vest 12 months from July 1, 2017 and of the 75% remaining, an additional 6.25% shall vest every three months thereafter, subject to Mr. Hynes' continued service through the applicable vesting date. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:56 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 6,181,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-035030 · doc4.xml · nonDerivative · entry 1 Hynes Thomas J. III · CIK 0001835030 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,181,461 F1 · price: Mr. Hynes received 6,181,461 shares of XL Hybrids, Inc., a Delaware corporation ("Legacy XL"), in connection with the Agreement and Plan of Reorganization, dated as of September 17, 2020, by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and Legacy XL, pursuant to which Merger Sub merged with and into Legacy XL (the "Merger"), with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.