Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SPRUCE POWER HOLDING CORPSPRU · Entity 7389 | Director | March 15, 2023 | March 31, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SPRUCE POWER HOLDING CORP
Report date March 15, 2023 · Filed March 31, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 144,018 |
Reported balance
After 2023-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-15 · Sale · Disposed 8,560 · Balance 144,018 F1: This transaction was inadvertently effectuated within six months of matching acquisitions. Accordingly, the Reporting Person realized short-swing profits of $50.00 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchases of securities on June 1, 2023 and the disposition of the Issuer's common shares reported herein, which was a sell-to-cover transaction to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions. F2: Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023. F3: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
| Common StockSEC Table I · non-derivative | Direct | 144,018 |
Reported balance
After 2024-05-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-05-29 · Tax withholding · Disposed 8,772 · Balance 144,018 F3: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
| Common StockSEC Table I · non-derivative | Direct | 144,018 |
Reported balance
After 2024-08-12 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-08-12 · Grant · Acquired 48,232 · Balance 144,018 F4: The securities awarded are in the form of RSUs that each represent a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025. F3: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse's trust | 6,313 |
Reported balance
Holding disclosure · report date 2023-03-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,313 F3: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 3,125 |
Reported balance
Holding disclosure · report date 2023-03-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,125 F3: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 3,125 |
Reported balance
Holding disclosure · report date 2023-03-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,125 F3: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was inadvertently effectuated within six months of matching acquisitions. Accordingly, the Reporting Person realized short-swing profits of $50.00 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchases of securities on June 1, 2023 and the disposition of the Issuer's common shares reported herein, which was a sell-to-cover transaction to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions.
F2: Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023.
F3: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed.
F4: The securities awarded are in the form of RSUs that each represent a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2024 Filed Dec 16, 2024 17:56 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 4,000 | $2.80 | $11,200.00 |
DisclosureSEC source: 0001213900-24-109427 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,430 Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 20:29 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 1,000 | $2.82 | $2,820.80 |
DisclosureSEC source: 0001213900-24-107091 · ownership.xml · nonDerivative · entry 2 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,000 F1 · ownership.nature: The shares were purchased and are held by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 20:29 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 1,000 | $2.82 | $2,820.80 |
DisclosureSEC source: 0001213900-24-107091 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,430 Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 06:47 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 2,000 | $2.55 | $5,100.00 |
DisclosureSEC source: 0001213900-24-105768 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,430 F1 · balance_after: Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 12, 2024 Filed Mar 31, 2025 09:45 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 48,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-025849 · ownership.xml · nonDerivative · entry 3 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,018 F4 · shares: The securities awarded are in the form of RSUs that each represent a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025. F3 · balance_after: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. Read SEC document |
| May 29, 2024 Filed Mar 31, 2025 09:45 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | Tax withholdingCommon Stock | 8,772 | $0.44 | $3,849.15 |
DisclosureSEC source: 0001213900-25-025849 · ownership.xml · nonDerivative · entry 2 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,018 F3 · balance_after: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 15:42 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 10,000 | $0.81 | $8,100.00 |
DisclosureSEC source: 0001213900-23-046160 · ownership.xml · nonDerivative · entry 2 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 25,000 F1 · kind: This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits. F2 · ownership.nature: The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 15:42 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 10,000 | $0.81 | $8,100.00 |
DisclosureSEC source: 0001213900-23-046160 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 891,444 F1 · kind: This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits. Read SEC document |
| May 25, 2023 Filed May 30, 2023 16:46 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | GrantCommon Stock | 202,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044049 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 881,444 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024. Read SEC document |
| March 21, 2023 Filed Mar 24, 2023 16:15 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 65,496 | $0.82 | $53,706.72 |
DisclosureSEC source: 0001213900-23-022809 · ownership.xml · nonDerivative · entry 7 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,632 F1 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| March 15, 2023 Filed Mar 31, 2025 09:45 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 8,560 | $0.81 | $6,955.00 |
DisclosureSEC source: 0001213900-25-025849 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,018 F1 · shares: This transaction was inadvertently effectuated within six months of matching acquisitions. Accordingly, the Reporting Person realized short-swing profits of $50.00 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchases of securities on June 1, 2023 and the disposition of the Issuer's common shares reported herein, which was a sell-to-cover transaction to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions. F2 · shares: Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023. F2 · price: Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023. F3 · balance_after: Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. Read SEC document |
| March 13, 2023 Filed Mar 24, 2023 16:15 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 59,883 | $0.75 | $44,672.72 |
DisclosureSEC source: 0001213900-23-022809 · ownership.xml · nonDerivative · entry 6 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 744,128 F1 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| March 06, 2023 Filed Mar 24, 2023 16:15 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 49,238 | $0.90 | $44,264.96 |
DisclosureSEC source: 0001213900-23-022809 · ownership.xml · nonDerivative · entry 5 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 804,011 F1 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| March 02, 2023 Filed Mar 24, 2023 16:15 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 50,470 | $0.88 | $44,312.66 |
DisclosureSEC source: 0001213900-23-022809 · ownership.xml · nonDerivative · entry 4 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 853,249 F1 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| March 01, 2023 Filed Mar 24, 2023 16:15 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 65,411 | $0.94 | $61,224.70 |
DisclosureSEC source: 0001213900-23-022809 · ownership.xml · nonDerivative · entry 3 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 903,719 F1 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| February 21, 2023 Filed Mar 24, 2023 16:15 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 34,597 | $1.14 | $39,440.58 |
DisclosureSEC source: 0001213900-23-022809 · ownership.xml · nonDerivative · entry 2 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,130 F2 · kind: This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits. F1 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| December 09, 2022 Filed Mar 24, 2023 16:15 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | SaleCommon Stock | 9,754 | $0.91 | $8,846.88 |
DisclosureSEC source: 0001213900-23-022809 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,003,727 F1 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 16:26 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 5,000 | $1.20 | $5,975.00 |
DisclosureSEC source: 0001213900-22-073198 · ownership.xml · nonDerivative · entry 2 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,000 F1 · ownership.nature: The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 21:02 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 5,000 | $1.14 | $5,720.00 |
DisclosureSEC source: 0001213900-22-072944 · ownership.xml · nonDerivative · entry 3 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,000 F1 · ownership.nature: The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:26 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 25,000 | $1.14 | $28,600.00 |
DisclosureSEC source: 0001213900-22-073198 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,481 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:02 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 5,000 | $0.98 | $4,900.00 |
DisclosureSEC source: 0001213900-22-072944 · ownership.xml · nonDerivative · entry 2 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 F1 · ownership.nature: The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:02 UTC | SPRUCE POWER HOLDING CORP SPRU · Entity 7389 | PurchaseCommon Stock | 50,000 | $0.98 | $49,000.00 |
DisclosureSEC source: 0001213900-22-072944 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,481 Read SEC document |
| May 10, 2022 Filed May 12, 2022 14:41 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 322,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-025871 · ownership.xml · nonDerivative · entry 2 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938,481 F2 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 100% of these RSUs will vest on the first anniversary of the grant date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 14:41 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 483,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-025871 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,900 F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of these RSUs will vest on the first anniversary of the grant date, and the remaining 75% of the RSUs will vest in substantially equal quarterly installments over the next three years following such first anniversary. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:29 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 421,905 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001213900-21-063164 · ownership.xml · derivative · entry 2 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,905 Underlying: Common Stock · 421,905 shares Expires 2021-12-01 F2 · derivative.exercise_date: Subject to the reporting person's continued service through the vesting dates, 25% of these options will vest on the first anniversary of the grant date, and the remaining 75% of these options will vest in substantially equal monthly installments over the next three years following such first anniversary. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:29 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 132,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-063164 · ownership.xml · nonDerivative · entry 1 Tech Eric M. · CIK 0001552112 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,029 F1 · shares: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of these RSUs will vest on the first anniversary of the grant date, and the remaining 75% of the RSUs will vest in substantially equal quarterly installments over the next three years following such first anniversary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.