Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SPRUCE POWER HOLDING CORPXL · Entity 7389 | Director | May 26, 2021 | May 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SPRUCE POWER HOLDING CORP
Report date May 26, 2021 · Filed May 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,158 |
Reported balance
After 2021-05-26 transaction · row 1
1 source rowRow 1 · 2021-05-26 · Grant · Acquired 11,013 · Balance 21,158 F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.81 · Expires 2031-05-26 | Direct | 17,815 |
Reported balance
After 2021-05-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-26 · Grant · Acquired 17,815 · Balance 17,815 F2: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021.
F2: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2021 Filed May 28, 2021 16:40 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 17,815 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001213900-21-029972 · ownership.xml · derivative · entry 2 Flanagan Declan · CIK 0001836780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,815 Underlying: Common Stock · 17,815 shares Expires 2031-05-26 F2 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of May 26, 2021, subject to the reporting person's continued service through the vesting date. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:40 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 11,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-029972 · ownership.xml · nonDerivative · entry 1 Flanagan Declan · CIK 0001836780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,158 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:23 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 12,843 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0000899243-21-009103 · doc4.xml · derivative · entry 4 Flanagan Declan · CIK 0001836780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,843 Underlying: Common Stock · 12,843 shares Expires 2031-02-26 F4 · derivative.exercise_date: The shares underlying this option shall vest in equal installments on the first, second and third anniversary of December 21, 2020 until all shares underlying this option have vested, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:23 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantStock Option (right to buy) · Derivative | 3,567 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0000899243-21-009103 · doc4.xml · derivative · entry 3 Flanagan Declan · CIK 0001836780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,567 Underlying: Common Stock · 3,567 shares Expires 2031-02-26 F3 · derivative.exercise_date: The shares underlying this option shall become fully vested on the first anniversary of December 21, 2020, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:23 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 7,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009103 · doc4.xml · nonDerivative · entry 2 Flanagan Declan · CIK 0001836780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,145 F2 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the applicable vesting date, 1/3rd of the restricted stock units shall vest every 12 months from December 21, 2020 until all shares underlying this award have vested. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:23 UTC | SPRUCE POWER HOLDING CORP XL · Entity 7389 | GrantCommon Stock | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009103 · doc4.xml · nonDerivative · entry 1 Flanagan Declan · CIK 0001836780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205 F1 · shares: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of December 21, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.