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SMBK

SMARTFINANCIAL INC.

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5068
SEC CIK
0001038773
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303

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202610
Feb 202610
Mar 202600
Apr 202601
May 202610
Jun 202621
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2021 Filed Jan 28, 2021 22:21 UTC
Davis Gregory L.EVP & CHIEF LENDING OFFICER
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000437 · form4-01282021_050115.xml · nonDerivative · entry 1

Davis Gregory L. · CIK 0001652714 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,031

F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:21 UTC
Carroll William Young Jr.Director · PRESIDENT AND CEO
GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000436 · form4-01282021_050106.xml · nonDerivative · entry 1

Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,100

F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:21 UTC
Welborn Wesley MillerDirector · CHAIRMAN OF THE BOARD
GrantCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000434 · form4-01282021_050153.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,623

F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:21 UTC
Gorczynski Ronald JEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000435 · form4-01282021_050101.xml · nonDerivative · entry 1

Gorczynski Ronald J · CIK 0001469910 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000433 · form4-01282021_050145.xml · nonDerivative · entry 1

Phillips Ottis H · CIK 0001804641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,383

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000432 · form4-01282021_050140.xml · nonDerivative · entry 1

Wolpert Geoffrey Alan · CIK 0001652520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,284

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000431 · form4-01282021_050135.xml · nonDerivative · entry 1

Whaley Keith Edward · CIK 0001652349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,242

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000430 · form4-01282021_050125.xml · nonDerivative · entry 1

Tucker Steven B. · CIK 0001721614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,720

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000429 · form4-01282021_050121.xml · nonDerivative · entry 1

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,079

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000427 · form4-01282021_050106.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,512

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000428 · form4-01282021_050111.xml · nonDerivative · entry 1

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,958

Read SEC document
January 28, 2021 Filed Jan 28, 2021 22:20 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000426 · form4-01282021_050101.xml · nonDerivative · entry 1

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,630

Read SEC document
October 23, 2020 Filed Oct 26, 2020 20:54 UTC
Welborn Wesley MillerDirector · CHAIRMAN OF THE BOARD
PurchaseCommon Stock 1,796 $14.71 $26,419.16
Disclosure

SEC source: 0001415889-20-002493 · form4-10262020_011008.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,223

Read SEC document
May 27, 2020 Filed May 28, 2020 17:29 UTC SaleCommon Stock 5,000 $16.90 $84,482.50
Disclosure

SEC source: 0001038773-20-000092 · wf-form4_159068693830055.xml · nonDerivative · entry 1

Miller Clifton N · CIK 0001739904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,751

Read SEC document
May 14, 2020 Filed May 18, 2020 17:58 UTC
Gorczynski Ronald JChief Financial Officer & EVP
PurchaseCommon Stock 1,000 $12.77 $12,770.00
Disclosure

SEC source: 0001038773-20-000090 · wf-form4_158982470004118.xml · nonDerivative · entry 1

Gorczynski Ronald J · CIK 0001469910 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
April 23, 2020 Filed Apr 23, 2020 21:57 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000078 · wf-form4_158767904206097.xml · nonDerivative · entry 1

Phillips Ottis H · CIK 0001804641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,883

Read SEC document
April 16, 2020 Filed Apr 21, 2020 14:04 UTC OtherCommon Stock 168,139 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000076 · wf-form4_158747783595078.xml · nonDerivative · entry 1

Phillips Ottis H · CIK 0001804641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,465

F1 · shares: Shares received in connection with the settlement of the estate of Steve Rains (late husband of Emily Rains, daughter of Mr. Phillips).

Read SEC document
March 16, 2020 Filed Mar 16, 2020 16:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,333 $11.76 Strike: $11.76 $133,276.08
Disclosure

SEC source: 0001038773-20-000069 · wf-form4_158437489689382.xml · derivative · entry 3

Tucker Steven B. · CIK 0001721614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,333 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 16:08 UTC Exercise / conversionCommon Stock 11,333 $11.76 $133,276.08
Disclosure

SEC source: 0001038773-20-000069 · wf-form4_158437489689382.xml · nonDerivative · entry 1

Tucker Steven B. · CIK 0001721614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 14:40 UTC PurchaseCommon Stock 2,000 $14.88 $29,760.00
Disclosure

SEC source: 0001038773-20-000071 · wf-form4_158454242167778.xml · nonDerivative · entry 1

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,579

Read SEC document
March 12, 2020 Filed Mar 13, 2020 13:18 UTC
Carroll William Young Sr.Director · Vice-Chairman
PurchaseCommon Stock 2,000 $15.88 $31,752.00
Disclosure

SEC source: 0001038773-20-000064 · wf-form4_158410549370661.xml · nonDerivative · entry 1

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,468

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:44 UTC PurchaseCommon Stock 3,000 $16.68 $50,040.00
Disclosure

SEC source: 0001038773-20-000061 · wf-form4_158404586972721.xml · nonDerivative · entry 1

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,579

Read SEC document
March 10, 2020 Filed Mar 11, 2020 16:31 UTC PurchaseCommon Stock 500 $16.97 $8,485.00
Disclosure

SEC source: 0001038773-20-000054 · wf-form4_158394430045798.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,012

Read SEC document
March 10, 2020 Filed Mar 11, 2020 17:42 UTC PurchaseCommon Stock 4,600 $16.20 $74,520.00
Disclosure

SEC source: 0001038773-20-000056 · wf-form4_158394852809150.xml · nonDerivative · entry 1

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,579

Read SEC document
March 09, 2020 Filed Mar 10, 2020 22:06 UTC PurchaseCommon Stock 10,000 $19.01 $190,100.00
Disclosure

SEC source: 0001038773-20-000051 · wf-form4_158387794275264.xml · nonDerivative · entry 1

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,458

Read SEC document
March 02, 2020 Filed Mar 2, 2020 17:16 UTC GrantCommon Stock 58,326 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000049 · wf-form4_158316937683792.xml · nonDerivative · entry 1

Phillips Ottis H · CIK 0001804641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,326

F1 · kind: Received in connection with merger of Progressive Financial Group Inc. ("PFG") into the issuer (the "Merger"). In connection with the Merger, each share of PFG Common Stock received approximately $474.82 in cash and 62.3808 shares of issuers common stock.

F1 · price: Received in connection with merger of Progressive Financial Group Inc. ("PFG") into the issuer (the "Merger"). In connection with the Merger, each share of PFG Common Stock received approximately $474.82 in cash and 62.3808 shares of issuers common stock.

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February 21, 2020 Filed Feb 21, 2020 19:13 UTC SaleCommon Stock 5,000 $20.94 $104,700.00
Disclosure

SEC source: 0001038773-20-000041 · wf-form4_158231239816377.xml · nonDerivative · entry 1

Miller Clifton N · CIK 0001739904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,751

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:45 UTC
Welborn Wesley MillerDirector · Chairman
PurchaseCommon Stock 5,450 $21.49 $117,121.05
Disclosure

SEC source: 0001038773-20-000039 · wf-form4_158145752411713.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,427

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:06 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000030 · wf-form4_157987839205536.xml · nonDerivative · entry 1

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,979

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:06 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000029 · wf-form4_157987836945605.xml · nonDerivative · entry 1

Wolpert Geoffrey Alan · CIK 0001652520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,784

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:06 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000028 · wf-form4_157987833985957.xml · nonDerivative · entry 1

Tucker Steven B. · CIK 0001721614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,887

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:05 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000027 · wf-form4_157987830126503.xml · nonDerivative · entry 1

Wicks James Beaumont · CIK 0001721561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,364

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:04 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000026 · wf-form4_157987827571139.xml · nonDerivative · entry 1

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,130

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:04 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000025 · wf-form4_157987824950908.xml · nonDerivative · entry 1

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,458

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:04 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000024 · wf-form4_157987822652120.xml · nonDerivative · entry 1

Miller Clifton N · CIK 0001739904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,751

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:03 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000023 · wf-form4_157987819623871.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,512

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:03 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000022 · wf-form4_157987817481117.xml · nonDerivative · entry 1

Whaley Keith Edward · CIK 0001652349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,742

Read SEC document
January 22, 2020 Filed Jan 24, 2020 15:09 UTC
Davis Gregory L.Chief Lending Officer & EVP
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000037 · wf-form4_157987856147694.xml · nonDerivative · entry 1

Davis Gregory L. · CIK 0001652714 · Chief Lending Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,531

F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 15:09 UTC
Yoder William LChief Banking&DepOfficer&EVP
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000036 · wf-form4_157987853856416.xml · nonDerivative · entry 1

Yoder William L · CIK 0001739912 · Chief Banking&DepOfficer&EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,731

F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 15:08 UTC
Petty Gary Wayne JrChief Risk Officer & EVP
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000035 · wf-form4_157987851226495.xml · nonDerivative · entry 1

Petty Gary Wayne Jr · CIK 0001434890 · Chief Risk Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 15:08 UTC
Gorczynski Ronald JChief Financial Officer & EVP
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000033 · wf-form4_157987846360292.xml · nonDerivative · entry 1

Gorczynski Ronald J · CIK 0001469910 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 15:08 UTC
Welborn Wesley MillerDirector · Chairman
GrantCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000034 · wf-form4_157987848876893.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,977

F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 15:07 UTC
Carroll William Young Jr.Director · President and CEO
GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000032 · wf-form4_157987843935055.xml · nonDerivative · entry 1

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,600

F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 15:07 UTC
Jordan Rhett D.Chief Credit Officer & EVP
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001038773-20-000031 · wf-form4_157987841375715.xml · nonDerivative · entry 1

Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,542

F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:04 UTC SaleCommon Stock 6,500 $23.71 $154,115.00
Disclosure

SEC source: 0001038773-19-000042 · wf-form4_157653023209688.xml · nonDerivative · entry 3

Miller Clifton N · CIK 0001739904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Miller Family Partners I, LP

Disclosed balance after: 13,037

F1 · security: Shares were sold by Miller Family Partners, an estate planning entity where Mr. Miller is a general and managing partner.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:04 UTC SaleCommon Stock 6,500 $23.70 $154,050.00
Disclosure

SEC source: 0001038773-19-000042 · wf-form4_157653023209688.xml · nonDerivative · entry 2

Miller Clifton N · CIK 0001739904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Miller Family Partners I, LP

Disclosed balance after: 19,537

F1 · security: Shares were sold by Miller Family Partners, an estate planning entity where Mr. Miller is a general and managing partner.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:42 UTC PurchaseCommon Stock 1,000 $21.24 $21,243.00
Disclosure

SEC source: 0001652465-19-000003 · primary_doc.xml · nonDerivative · entry 4

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,012

Read SEC document
May 09, 2019 Filed May 10, 2019 20:42 UTC PurchaseCommon Stock 1,000 $21.25 $21,248.00
Disclosure

SEC source: 0001652465-19-000003 · primary_doc.xml · nonDerivative · entry 3

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Read SEC document
May 09, 2019 Filed May 10, 2019 20:42 UTC PurchaseCommon Stock 1,000 $21.25 $21,253.00
Disclosure

SEC source: 0001652465-19-000003 · primary_doc.xml · nonDerivative · entry 2

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

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May 09, 2019 Filed May 10, 2019 20:42 UTC PurchaseCommon Stock 1,000 $21.11 $21,110.00
Disclosure

SEC source: 0001652465-19-000003 · primary_doc.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,012

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.