Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director | January 26, 2023 | January 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date January 26, 2023 · Filed January 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 229,800 |
Reported balance
After 2023-01-26 transaction · row 1
1 source rowRow 1 · 2023-01-26 · Grant · Acquired 1,211 · Balance 229,800 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2023 Filed Jan 30, 2023 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001593 · form4-01302023_050127.xml · nonDerivative · entry 1 Phillips Ottis H · CIK 0001804641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,800 Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000892 · form4-01312022_040141.xml · nonDerivative · entry 1 Phillips Ottis H · CIK 0001804641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,589 Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 22:20 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000433 · form4-01282021_050145.xml · nonDerivative · entry 1 Phillips Ottis H · CIK 0001804641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,383 Read SEC document |
| April 23, 2020 Filed Apr 23, 2020 21:57 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000078 · wf-form4_158767904206097.xml · nonDerivative · entry 1 Phillips Ottis H · CIK 0001804641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,883 Read SEC document |
| April 16, 2020 Filed Apr 21, 2020 14:04 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | OtherCommon Stock | 168,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000076 · wf-form4_158747783595078.xml · nonDerivative · entry 1 Phillips Ottis H · CIK 0001804641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,465 F1 · shares: Shares received in connection with the settlement of the estate of Steve Rains (late husband of Emily Rains, daughter of Mr. Phillips). Read SEC document |
| March 02, 2020 Filed Mar 2, 2020 17:16 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 58,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000049 · wf-form4_158316937683792.xml · nonDerivative · entry 1 Phillips Ottis H · CIK 0001804641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,326 F1 · kind: Received in connection with merger of Progressive Financial Group Inc. ("PFG") into the issuer (the "Merger"). In connection with the Merger, each share of PFG Common Stock received approximately $474.82 in cash and 62.3808 shares of issuers common stock. F1 · price: Received in connection with merger of Progressive Financial Group Inc. ("PFG") into the issuer (the "Merger"). In connection with the Merger, each share of PFG Common Stock received approximately $474.82 in cash and 62.3808 shares of issuers common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.