Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director | January 29, 2026 | January 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date January 29, 2026 · Filed January 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 197,451 |
Reported balance
After 2026-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-29 · Grant · Acquired 808 · Balance 197,451 F1: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership | 40,934 |
Reported balance
Holding disclosure · report date 2026-01-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,934 F1: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan F2: Shares owned by the Ogle Land General Partnership, of which Mr. Ogle is a partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan
F2: Shares owned by the Ogle Land General Partnership, of which Mr. Ogle is a partner.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2026 Filed Jan 30, 2026 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 808 | $0.00 | $0.00 |
DisclosureSEC source: 0001652521-26-000002 · form4-01302026_050103.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,451 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001803 · form4-01212025_050101.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,123 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002360 · form4-02022024_050209.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,540 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan. Read SEC document |
| May 04, 2023 Filed May 8, 2023 11:50 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 2,554 | $19.48 | $49,751.92 |
DisclosureSEC source: 0001415889-23-007517 · form4-05082023_070501.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,545 Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001596 · form4-01302023_050143.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,991 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:16 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000895 · form4-01312022_040159.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,130 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 22:20 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000429 · form4-01282021_050121.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,079 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 14:40 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 2,000 | $14.88 | $29,760.00 |
DisclosureSEC source: 0001038773-20-000071 · wf-form4_158454242167778.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,579 Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:44 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 3,000 | $16.68 | $50,040.00 |
DisclosureSEC source: 0001038773-20-000061 · wf-form4_158404586972721.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,579 Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 17:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 4,600 | $16.20 | $74,520.00 |
DisclosureSEC source: 0001038773-20-000056 · wf-form4_158394852809150.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,579 Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 15:06 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000030 · wf-form4_157987839205536.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,979 Read SEC document |
| January 24, 2019 Filed Jan 29, 2019 01:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001652521-19-000002 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,479 Read SEC document |
| December 31, 2018 Filed Jan 16, 2019 01:17 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 39,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001652521-19-000001 · primary_doc.xml · nonDerivative · entry 2 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| December 31, 2018 Filed Jan 16, 2019 01:17 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 15,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001652521-19-000001 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,979 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:59 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 4,700 | $22.10 | $103,861.54 |
DisclosureSEC source: 0001652521-18-000003 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,627 Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 8,042 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · derivative · entry 6 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,042 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 31,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · derivative · entry 5 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 8,042 | $10.48 | $84,280.16 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · nonDerivative · entry 2 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 31,500 | $9.52 | $299,880.00 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 22, 2018 23:49 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 8,042 | $10.48 | $84,280.16 |
DisclosureSEC source: 0001652521-18-000002 · primary_doc.xml · nonDerivative · entry 2 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person's original Form 4 (filed 02/10/2017) incorrectly stated, due to an error on the reporting person's prior Form 4 (filed 09/09/2015), the amount of securities beneficially owned in Column 5. Read SEC document |
| February 10, 2017 Filed Feb 22, 2018 23:49 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 31,500 | $9.52 | $299,880.00 |
DisclosureSEC source: 0001652521-18-000002 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person's original Form 4 (filed 02/10/2017) incorrectly stated, due to an error on the reporting person's prior Form 4 (filed 09/09/2015), the amount of securities beneficially owned in Column 5. Read SEC document |
| August 31, 2015 Filed Feb 22, 2018 22:35 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 38,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001652521-18-000001 · primary_doc.xml · nonDerivative · entry 3 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 38,640 F1 · shares: The reporting person's original Form 4 filed 09/09/2015 incorrectly stated, due to a mathematical error, the number of shares acquired in Column 4. The mathematical error was failing to multiply the shares in Column 4 by an exchange ratio of 1.05, pursuant to the Merger. F2 · price: Received in connection with the Merger. F4 · ownership.nature: Shares owned by the Ogle Land General Partnership, of which Mr. Ogle is a partner. Read SEC document |
| August 31, 2015 Filed Feb 22, 2018 22:35 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 39,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001652521-18-000001 · primary_doc.xml · nonDerivative · entry 2 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 39,480 F1 · shares: The reporting person's original Form 4 filed 09/09/2015 incorrectly stated, due to a mathematical error, the number of shares acquired in Column 4. The mathematical error was failing to multiply the shares in Column 4 by an exchange ratio of 1.05, pursuant to the Merger. F2 · price: Received in connection with the Merger. F3 · ownership.nature: The reporting person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| August 31, 2015 Filed Feb 22, 2018 22:35 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 140,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001652521-18-000001 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,385 F1 · shares: The reporting person's original Form 4 filed 09/09/2015 incorrectly stated, due to a mathematical error, the number of shares acquired in Column 4. The mathematical error was failing to multiply the shares in Column 4 by an exchange ratio of 1.05, pursuant to the Merger. F2 · price: Received in connection with the Merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.