Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director | May 19, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date May 19, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 55,357 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Gift · Acquired 31,118 · Balance 55,357 F1: In connection with the maturity of shares from the trust, gifted to the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust of Sylvia Patricia Wolpert | 34,059 |
Reported balance
After 2026-05-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-19 · Gift · Disposed 31,118 · Balance 34,059 F1: In connection with the maturity of shares from the trust, gifted to the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | Direct | 100,577 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100,577 |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the maturity of shares from the trust, gifted to the reporting person's spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 20, 2026 21:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 31,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001652520-26-000012 · form4-05202026_050501.xml · nonDerivative · entry 2 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust of Sylvia Patricia Wolpert Disclosed balance after: 34,059 F1 · shares: In connection with the maturity of shares from the trust, gifted to the reporting person's spouse. Read SEC document |
| May 19, 2026 Filed May 20, 2026 21:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 31,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001652520-26-000012 · form4-05202026_050501.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 55,357 F1 · shares: In connection with the maturity of shares from the trust, gifted to the reporting person's spouse. Read SEC document |
| May 18, 2026 Filed May 20, 2026 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 24,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001652520-26-000011 · form4-05202026_050501.xml · nonDerivative · entry 2 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust of Sylvia Patricia Wolpert Disclosed balance after: 65,178 F1 · shares: In connection with the maturity of shares from the trust, 8,283 of the shares were transferred to each of the reporting person's three independent children. Read SEC document |
| May 01, 2026 Filed May 20, 2026 20:55 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 23,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001652520-26-000010 · form4-05202026_040501.xml · nonDerivative · entry 2 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust of Sylvia Patricia Wolpert Disclosed balance after: 90,027 F1 · shares: In connection with the maturity of shares from the trust, gifted to the reporting person's spouse. F2 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| May 01, 2026 Filed May 20, 2026 20:55 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 23,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001652520-26-000010 · form4-05202026_040501.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 24,238 F1 · shares: In connection with the maturity of shares from the trust, gifted to the reporting person's spouse. F2 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 29, 2026 Filed Jan 30, 2026 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 808 | $0.00 | $0.00 |
DisclosureSEC source: 0001652520-26-000002 · form4-01302026_050111.xml · nonDerivative · entry 3 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,376 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 12:55 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001737 · form4-01212025_070101.xml · nonDerivative · entry 3 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,703 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002363 · form4-02022024_050228.xml · nonDerivative · entry 2 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,208 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:30 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 350 | $22.87 | $8,004.50 |
DisclosureSEC source: 0001415889-23-009794 · form4-06142023_040601.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust of Sylvia Patricia Wolpert Disclosed balance after: 110,491 Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 2,500 | $20.01 | $50,025.00 |
DisclosureSEC source: 0001415889-23-007970 · form4-05152023_040503.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,926 Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:01 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001598 · form4-01302023_050153.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,426 F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:16 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000894 · form4-01312022_040153.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,768 Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:10 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 109,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000433 · form4-01062022_050104.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 497 F1 · shares: Gifted shares into trust of Grantor Retained Annuity Trust of Sylvia Patricia Wolpert. F2 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 22:20 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000432 · form4-01282021_050140.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,284 Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 15:06 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000029 · wf-form4_157987836945605.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,784 Read SEC document |
| January 24, 2019 Filed Jan 29, 2019 02:38 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001652520-19-000001 · primary_doc.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,284 Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 8,042 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652520-17-000001 · primary_doc.xml · derivative · entry 5 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,042 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 31,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652520-17-000001 · primary_doc.xml · derivative · entry 4 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 8,042 | $10.48 | $84,280.16 |
DisclosureSEC source: 0001652520-17-000001 · primary_doc.xml · nonDerivative · entry 2 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 31,500 | $9.52 | $299,880.00 |
DisclosureSEC source: 0001652520-17-000001 · primary_doc.xml · nonDerivative · entry 1 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.