person · Reporting owner
Carroll William Young Jr.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director · PRESIDENT AND CEO | March 10, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date March 10, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 133,094 |
Reported balance
After 2026-03-10 transaction · row 1
1 source rowRow 1 · 2026-03-10 · Grant · Acquired 9,450 · Balance 133,094 F1: On March 10, 2026, the Compensation Committee approved grants of restricted stock, which will vest on March 10, 2030. |
| Common StockSEC Table I · non-derivative | IndirectBy William Carroll, Jr. Decendent Trust | 42,666 |
Reported balance
Holding disclosure · report date 2026-03-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,666 |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2026, the Compensation Committee approved grants of restricted stock, which will vest on March 10, 2030.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2026 Filed Mar 11, 2026 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 9,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001652510-26-000004 · form4-03112026_050301.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,094 F1 · shares: On March 10, 2026, the Compensation Committee approved grants of restricted stock, which will vest on March 10, 2030. Read SEC document |
| January 01, 2026 Filed Jan 2, 2026 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 1,807 | $36.99 | $66,840.93 |
DisclosureSEC source: 0001652510-26-000002 · form4-01022026_050103.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,644 Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 471 | $31.68 | $14,921.28 |
DisclosureSEC source: 0001415889-25-008217 · form4-03172025_050301.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,451 Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002397 · form4-01302025_050128.xml · nonDerivative · entry 2 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,922 F2 · shares: On January 29,2025, the Compensation Committee approved grants of restricted stock, which vest on January 28, 2030. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 3,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002397 · form4-01302025_050128.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,922 F1 · shares: On January 29,2025, the Compensation Committee approved grants of restricted stock, which vest on January 28, 2029. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 1,837 | $30.98 | $56,910.26 |
DisclosureSEC source: 0001415889-25-000803 · form4-01062025_050108.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,496 Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 22:10 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002195 · form4-02012024_050212.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,333 F1 · shares: On January 30, 2024, the Compensation Committee approved grants of restricted stock, which vest on January 29, 2028. Read SEC document |
| May 04, 2023 Filed May 4, 2023 20:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 1,500 | $19.34 | $29,010.00 |
DisclosureSEC source: 0001415889-23-007300 · form4-05042023_040505.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,472 Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:15 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 500 | $19.43 | $9,715.00 |
DisclosureSEC source: 0001415889-23-007451 · form4a-05052023_040501.xml · nonDerivative · entry 2 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,472 Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:15 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 1,000 | $19.28 | $19,280.00 |
DisclosureSEC source: 0001415889-23-007451 · form4a-05052023_040501.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By William Carroll, Jr. Decendent Trust Disclosed balance after: 42,666 Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 22:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 11,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001476 · form4-01262023_050101.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,972 F1 · shares: On January 25, 2023, the Compensation Committee approved grants of restricted stock, which vest on January 24, 2027. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 20:30 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 2,435 | $25.70 | $62,579.50 |
DisclosureSEC source: 0001415889-22-008321 · form4-08052022_040802.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,099 Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003049 · form4-03162022_040302.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,534 Read SEC document |
| January 26, 2022 Filed Feb 14, 2022 21:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001281 · form4-02142022_040213.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,600 F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned. Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 22:21 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000436 · form4-01282021_050106.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,100 F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 15:07 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000032 · wf-form4_157987843935055.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,600 F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned. Read SEC document |
| January 25, 2018 Filed Mar 22, 2018 11:53 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652510-18-000002 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,100 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 15:51 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652510-17-000002 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,100 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:02 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 8,042 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652510-17-000001 · primary_doc.xml · derivative · entry 7 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,042 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:02 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 31,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652510-17-000001 · primary_doc.xml · derivative · entry 6 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:02 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionManagement Stock Option · Derivative | 52,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652510-17-000001 · primary_doc.xml · derivative · entry 5 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:02 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 67,042 | $19.25 | $1,290,558.50 |
DisclosureSEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 4 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,100 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:02 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 8,042 | $10.48 | $84,280.16 |
DisclosureSEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 3 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:02 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 31,500 | $9.52 | $299,880.00 |
DisclosureSEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 2 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:02 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 52,500 | $9.52 | $499,800.00 |
DisclosureSEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.