person · Reporting owner
Carroll William Young Sr.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director · Vice-Chairman | March 12, 2020 | March 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date March 12, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,468 |
Reported balance
After 2020-03-12 transaction · row 1
1 source rowRow 1 · 2020-03-12 · Purchase · Acquired 2,000 · Balance 29,468 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 13, 2020 13:18 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 2,000 | $15.88 | $31,752.00 |
DisclosureSEC source: 0001038773-20-000064 · wf-form4_158410549370661.xml · nonDerivative · entry 1 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,468 Read SEC document |
| September 25, 2017 Filed Feb 6, 2018 00:19 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001652519-18-000001 · primary_doc.xml · nonDerivative · entry 2 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,468 Read SEC document |
| September 25, 2017 Filed Feb 6, 2018 00:19 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001652519-18-000001 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,134 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 8,042 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652519-17-000001 · primary_doc.xml · derivative · entry 7 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,042 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 31,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652519-17-000001 · primary_doc.xml · derivative · entry 6 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionManagement Stock Option · Derivative | 52,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652519-17-000001 · primary_doc.xml · derivative · entry 5 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 82,042 | $19.25 | $1,579,308.50 |
DisclosureSEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 4 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,800 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 8,042 | $10.48 | $84,280.16 |
DisclosureSEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 3 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 31,500 | $9.52 | $299,880.00 |
DisclosureSEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 2 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:42 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 52,500 | $9.52 | $499,800.00 |
DisclosureSEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.