Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | EVP & CHIEF CREDIT OFFICER | September 14, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date September 14, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,142 |
Reported balance
After 2026-09-14 transaction · row 1
1 source rowRow 1 · 2026-09-14 · Sale · Disposed 230 · Balance 11,142 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2026 Filed Sep 14, 2026 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 230 | $52.05 | $11,971.50 |
DisclosureSEC source: 0001652739-26-000012 · form4-09142026_050901.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,142 Read SEC document |
| August 04, 2026 Filed Aug 4, 2026 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 430 | $52.75 | $22,682.50 |
DisclosureSEC source: 0001652739-26-000010 · form4-08042026_050802.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,372 Read SEC document |
| June 12, 2026 Filed Jun 12, 2026 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 400 | $45.00 | $18,000.00 |
DisclosureSEC source: 0001652739-26-000008 · form4-06122026_050602.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,802 Read SEC document |
| April 24, 2026 Filed Apr 24, 2026 21:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 500 | $41.85 | $20,925.00 |
DisclosureSEC source: 0001652739-26-000006 · form4-04242026_050401.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,202 Read SEC document |
| March 10, 2026 Filed Mar 11, 2026 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 3,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001652739-26-000004 · form4-03112026_050307.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,702 F1 · shares: On March 10, 2026, the Compensation Committee approved grants of restricted stock, which will vest on March 10, 2030. Read SEC document |
| January 01, 2026 Filed Jan 2, 2026 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 816 | $36.99 | $30,183.84 |
DisclosureSEC source: 0001652739-26-000002 · form4-01022026_050107.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,288 Read SEC document |
| November 18, 2025 Filed Nov 18, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 250 | $35.00 | $8,750.00 |
DisclosureSEC source: 0001652739-25-000004 · form4-11182025_051101.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,104 Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002393 · form4-01302025_050119.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,353 F1 · shares: On January 29,2025, the Compensation Committee approved grants of restricted stock, which vest on January 28, 2029. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 350 | $35.76 | $12,516.00 |
DisclosureSEC source: 0001415889-25-002276 · form4-01292025_050101.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,142 Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 816 | $30.98 | $25,279.68 |
DisclosureSEC source: 0001415889-25-000800 · form4-01062025_050104.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,492 Read SEC document |
| December 04, 2024 Filed Dec 4, 2024 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 200 | $35.61 | $7,122.00 |
DisclosureSEC source: 0001415889-24-028280 · form4-12042024_051201.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,308 Read SEC document |
| November 05, 2024 Filed Nov 5, 2024 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 300 | $32.52 | $9,756.00 |
DisclosureSEC source: 0001415889-24-026164 · form4-11052024_051102.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,508 Read SEC document |
| October 31, 2024 Filed Oct 31, 2024 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 100 | $33.16 | $3,316.00 |
DisclosureSEC source: 0001415889-24-025829 · form4-10312024_051002.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,808 Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 12:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 70 | $28.58 | $2,000.60 |
DisclosureSEC source: 0001415889-24-023344 · form4-09132024_080901.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,908 Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 12:30 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 200 | $26.90 | $5,380.00 |
DisclosureSEC source: 0001415889-24-021254 · form4-08142024_080801.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,978 Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 20:30 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 250 | $22.53 | $5,632.50 |
DisclosureSEC source: 0001415889-24-015359 · form4-06042024_040601.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,178 Read SEC document |
| May 07, 2024 Filed May 8, 2024 12:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 350 | $22.25 | $7,787.50 |
DisclosureSEC source: 0001415889-24-012568 · form4-05082024_080501.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,428 Read SEC document |
| January 31, 2024 Filed Feb 1, 2024 22:10 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 741 | $23.26 | $17,235.66 |
DisclosureSEC source: 0001415889-24-002193 · form4-02012024_050207.xml · nonDerivative · entry 2 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,778 Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 22:10 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002193 · form4-02012024_050207.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,519 F1 · shares: On January 30, 2024, the Compensation Committee approved grants of restricted stock, which vest on January 29, 2028. Read SEC document |
| November 20, 2023 Filed Nov 20, 2023 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 400 | $21.90 | $8,760.00 |
DisclosureSEC source: 0001415889-23-015306 · form4-11202023_051101.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,861 Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 21:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 350 | $20.56 | $7,196.00 |
DisclosureSEC source: 0001415889-23-014627 · form4-10312023_051001.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,261 Read SEC document |
| August 30, 2023 Filed Aug 30, 2023 20:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 480 | $22.82 | $10,953.60 |
DisclosureSEC source: 0001415889-23-012801 · form4-08302023_040802.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,611 Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 20:30 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 400 | $24.90 | $9,960.00 |
DisclosureSEC source: 0001415889-23-011748 · form4-08022023_040801.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,091 Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 20:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 300 | $22.47 | $6,741.00 |
DisclosureSEC source: 0001415889-23-009363 · form4-06072023_040601.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,491 Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 22:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 4,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001480 · form4-01262023_050122.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,791 F1 · shares: On January 25, 2023, the Compensation Committee approved grants of restricted stock, which vest on January 24, 2027. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 200 | $27.69 | $5,538.00 |
DisclosureSEC source: 0001415889-22-012856 · form4-12202022_051201.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,592 Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:10 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 250 | $29.34 | $7,335.00 |
DisclosureSEC source: 0001415889-22-011816 · form4-11292022_041101.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,792 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 279 | $29.06 | $8,107.74 |
DisclosureSEC source: 0001415889-22-010987 · form4-11022022_041101.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,042 Read SEC document |
| August 16, 2022 Filed Aug 29, 2022 21:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 1,200 | $27.27 | $32,724.00 |
DisclosureSEC source: 0001415889-22-009158 · form4-08292022_050801.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,321 Read SEC document |
| August 09, 2022 Filed Aug 29, 2022 21:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GiftCommon Stock | 2,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009157 · form4-08292022_050801.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,521 Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 20:31 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Tax withholdingCommon Stock | 3,692 | $25.70 | $94,884.40 |
DisclosureSEC source: 0001415889-22-008323 · form4-08052022_040818.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,850 Read SEC document |
| January 26, 2022 Filed Feb 14, 2022 21:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001283 · form4-02142022_040224.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,542 F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned. Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 22:21 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000438 · form4-01282021_050120.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,042 F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 15:07 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000031 · wf-form4_157987841375715.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 F1 · shares: On January 24, 2019, pursuant to the issuers 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock (the "Restricted Stock Awards"). Up to 50% the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2019, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the 2019 fiscal year. On January 22, 2020, the Board of Directors determined that all performance goals were met and 100% of performance-based restricted stock was earned. Read SEC document |
| January 25, 2018 Filed Mar 20, 2019 18:52 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantStock Appreciation Right · Derivative | 3,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001652739-19-000001 · primary_doc.xml · derivative · entry 2 Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-12-31 F1 · derivative.exercise_date: This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Jordan's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Jordan's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:13 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 42 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001652739-17-000002 · primary_doc.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,042 F1 · price: Received in exchange for 50 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 16:04 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652739-17-000001 · primary_doc.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.