Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director | January 29, 2026 | January 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date January 29, 2026 · Filed January 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,722 |
Reported balance
After 2026-01-29 transaction · row 1
1 source rowRow 1 · 2026-01-29 · Grant · Acquired 808 · Balance 50,722 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2026 Filed Jan 30, 2026 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 808 | $0.00 | $0.00 |
DisclosureSEC source: 0001721614-26-000002 · form4-01302026_050107.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,722 Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 10,625 | $38.01 | $403,856.25 |
DisclosureSEC source: 0001721614-25-000004 · form4-12112025_051201.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,914 Read SEC document |
| January 16, 2025 Filed Jan 17, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001705 · form4-01172025_050109.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,539 Read SEC document |
| November 05, 2024 Filed Nov 6, 2024 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | SaleCommon Stock | 6,730 | $33.14 | $223,032.20 |
DisclosureSEC source: 0001415889-24-026249 · form4-11062024_051101.xml · nonDerivative · entry 2 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002362 · form4-02022024_050217.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,513 Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001595 · form4-01302023_050138.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,137 Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000890 · form4-01312022_040128.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,926 Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 22:20 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000430 · form4-01282021_050125.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,720 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 16:08 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option (right to buy) · Derivative | 11,333 | $11.76 Strike: $11.76 | $133,276.08 |
DisclosureSEC source: 0001038773-20-000069 · wf-form4_158437489689382.xml · derivative · entry 3 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,333 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 16:08 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 11,333 | $11.76 | $133,276.08 |
DisclosureSEC source: 0001038773-20-000069 · wf-form4_158437489689382.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 15:06 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000028 · wf-form4_157987833985957.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,887 Read SEC document |
| January 24, 2019 Filed Jan 29, 2019 01:53 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001721614-19-000001 · primary_doc.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,387 Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 20:57 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 800 | $20.89 | $16,712.00 |
DisclosureSEC source: 0001721614-18-000004 · primary_doc.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,887 Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 00:33 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 2,480 | $23.25 | $57,658.02 |
DisclosureSEC source: 0001721614-18-000003 · primary_doc.xml · nonDerivative · entry 2 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,730 Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 21:39 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 3,750 | $22.26 | $83,475.00 |
DisclosureSEC source: 0001721614-18-000002 · primary_doc.xml · nonDerivative · entry 2 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,087 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:39 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 6,250 | $21.70 | $135,625.00 |
DisclosureSEC source: 0001721614-18-000002 · primary_doc.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,337 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:50 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantStock Option · Derivative | 11,333 | Not disclosed Strike: $11.76 | Not disclosed |
DisclosureSEC source: 0001721614-17-000002 · primary_doc.xml · derivative · entry 2 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,333 Underlying: Common Stock · 11,333 shares Expires 2020-05-01 F2 · price: Received in exchange for 13,333 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:50 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 32,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001721614-17-000002 · primary_doc.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,087 F1 · price: Received in exchange for 37,750 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
| November 01, 2017 Filed Mar 8, 2018 21:17 UTC Amendment | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 4,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001721614-18-000001 · primary_doc.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,250 F1 · shares: These shares were omitted from the reporting person's original Form 4. F2 · price: Received in exchange for 5,000 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.