Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director | January 29, 2026 | January 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date January 29, 2026 · Filed January 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,369 |
Reported balance
After 2026-01-29 transaction · row 1
1 source rowRow 1 · 2026-01-29 · Grant · Acquired 808 · Balance 87,369 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2026 Filed Jan 30, 2026 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 808 | $0.00 | $0.00 |
DisclosureSEC source: 0001652349-26-000002 · form4-01302026_050108.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,369 Read SEC document |
| January 16, 2025 Filed Jan 17, 2025 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001706 · form4-01172025_050111.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,561 Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 22:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002364 · form4-02022024_050235.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,535 Read SEC document |
| May 08, 2023 Filed May 9, 2023 11:45 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 1,500 | $21.34 | $32,010.00 |
DisclosureSEC source: 0001415889-23-007597 · form4-05092023_070501.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,159 Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:00 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001592 · form4-01302023_050122.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,659 Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:15 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000893 · form4-01312022_040148.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,448 Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 22:20 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000431 · form4-01282021_050135.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,242 Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 15:03 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001038773-20-000022 · wf-form4_157987817481117.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,742 Read SEC document |
| January 24, 2019 Filed Jan 29, 2019 02:05 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001652349-19-000001 · primary_doc.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,242 Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 18:56 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 1,400 | $21.40 | $29,960.00 |
DisclosureSEC source: 0001652349-18-000001 · primary_doc.xml · nonDerivative · entry 2 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,742 Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 18:56 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | PurchaseCommon Stock | 600 | $21.31 | $12,786.00 |
DisclosureSEC source: 0001652349-18-000001 · primary_doc.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,342 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 6,702 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · derivative · entry 4 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,702 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionStock Option · Derivative | 26,250 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · derivative · entry 3 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,250 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 6,702 | $10.48 | $70,236.96 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · nonDerivative · entry 2 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | Exercise / conversionCommon Stock | 26,250 | $9.52 | $249,900.00 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.