RTX

SEC source: 0001225208-21-010776 · doc4.xml · nonDerivative · entry 1

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,703.507

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2021.

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $84.00 to $84.995 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-21-008894 · doc4.xml · nonDerivative · entry 1

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,374

F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $88.9801 to $88.9850 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-21-008457 · doc4.xml · derivative · entry 9

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,476 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 6

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,374

SEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 5

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,298

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $86.2701 to $86.2800 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 4

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. This Form 4 reflects the number of RTX shares underlying, and the applicable exercise price, of this SARs award after giving effect to the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation (UTC) on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX).

SEC source: 0001225208-21-008458 · doc4.xml · nonDerivative · entry 1

Jimenez Frank R · CIK 0001465175 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,898

SEC source: 0001225208-21-008457 · doc4.xml · derivative · entry 8

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,476

Underlying: Common Stock · 18,000 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 3

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,374

SEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 2

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,652

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $84.635 to $84.637 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 1

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. This Form 4 reflects the number of RTX shares underlying, and the applicable exercise price, of this SARs award after giving effect to the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation (UTC) on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX).

SEC source: 0001225208-21-007505 · doc4.xml · nonDerivative · entry 2

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,374

SEC source: 0001225208-21-007505 · doc4.xml · derivative · entry 4

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,047

Underlying: Common Stock · 7,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on May 1, 2017.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on May 1, 2017.

SEC source: 0001225208-21-007505 · doc4.xml · nonDerivative · entry 1

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-21-007307 · doc4.xml · nonDerivative · entry 2

Jimenez Frank R · CIK 0001465175 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,298

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $81.48 to $82.45 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-21-007307 · doc4.xml · nonDerivative · entry 1

Jimenez Frank R · CIK 0001465175 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,221

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $82.48 to $83.06 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-21-007122 · doc4.xml · derivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,929.1778

Underlying: Common Stock · 2,703.7037 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007123 · doc4.xml · derivative · entry 1

Harris Bernard A Jr · CIK 0001337906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,518.5185

Underlying: Common Stock · 2,518.5185 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007124 · doc4.xml · derivative · entry 1

LARSEN MARSHALL O · CIK 0001024382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,496.5129

Underlying: Common Stock · 2,296.2963 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007125 · doc4.xml · derivative · entry 1

Oliver George · CIK 0001403297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000.31

Underlying: Common Stock · 2,296.2963 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007126 · doc4.xml · derivative · entry 1

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296.2963

Underlying: Common Stock · 2,296.2963 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007127 · doc4.xml · derivative · entry 1

O'Sullivan Margaret L. · CIK 0001721120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,065.5353

Underlying: Common Stock · 2,296.2963 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007128 · doc4.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585.652

Underlying: Common Stock · 4,814.8148 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007129 · doc4.xml · derivative · entry 1

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,506.9648

Underlying: Common Stock · 2,518.5185 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007130 · doc4.xml · derivative · entry 1

Ramos Denise L · CIK 0001403773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563.7491

Underlying: Common Stock · 4,197.5309 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007131 · doc4.xml · derivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,794.6563

Underlying: Common Stock · 2,592.5926 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007132 · doc4.xml · derivative · entry 1

ROGERS BRIAN C · CIK 0001203074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,011.0116

Underlying: Common Stock · 4,135.8025 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007133 · doc4.xml · derivative · entry 1

Winnefeld James A Jr · CIK 0001695566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,037.5381

Underlying: Common Stock · 4,135.8025 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007134 · doc4.xml · derivative · entry 1

Work Robert O · CIK 0001714048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731.6474

Underlying: Common Stock · 4,506.1728 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-21-007137 · doc4.xml · derivative · entry 2

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

Underlying: Common Stock · 16,900 shares

Expires 2031-04-25

F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 11,115 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.

SEC source: 0001225208-21-007137 · doc4.xml · derivative · entry 1

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,435

Underlying: Common Stock · 3,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

SEC source: 0001225208-21-007503 · doc4a.xml · derivative · entry 1

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,722

Underlying: Common Stock · 3,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F2 · balance_after: This amendment is being filed to correct the total number of RSUs held by the reporting person following the transaction, which were incorrectly reported in the Form 4 filed on April 28, 2021 due to an administrative error.

SEC source: 0001225208-21-006228 · doc4.xml · derivative · entry 1

HAYES GREGORY · CIK 0001225946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,535.0349

Underlying: Common Stock · 6,535.0349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom stock unit was credited to the reporting person pursuant to the United Technologies Corporation Deferred Compensation Plan and consistent with a distribution election made in 2005 at the time of deferral, which entitled the reporting person to receive, on March 31, 2021, a cash payment equal to the value of one share of the registrant's common stock.

F1 · derivative.exercise_date: Each deferred phantom stock unit was credited to the reporting person pursuant to the United Technologies Corporation Deferred Compensation Plan and consistent with a distribution election made in 2005 at the time of deferral, which entitled the reporting person to receive, on March 31, 2021, a cash payment equal to the value of one share of the registrant's common stock.

F1 · derivative.expiration_date: Each deferred phantom stock unit was credited to the reporting person pursuant to the United Technologies Corporation Deferred Compensation Plan and consistent with a distribution election made in 2005 at the time of deferral, which entitled the reporting person to receive, on March 31, 2021, a cash payment equal to the value of one share of the registrant's common stock.

SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 4

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,659

SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 3

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,976

SEC source: 0001225208-21-005814 · doc4.xml · nonDerivative · entry 2

Jimenez Frank R · CIK 0001465175 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,011

SEC source: 0001225208-21-005814 · doc4.xml · nonDerivative · entry 1

Jimenez Frank R · CIK 0001465175 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,891

SEC source: 0001225208-21-005815 · doc4.xml · nonDerivative · entry 2

O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,656

SEC source: 0001225208-21-005815 · doc4.xml · nonDerivative · entry 1

O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,149

SEC source: 0001225208-21-005816 · doc4.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,233

SEC source: 0001225208-21-005816 · doc4.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,608

SEC source: 0001225208-21-005817 · doc4.xml · nonDerivative · entry 2

Kremer Wesley D · CIK 0001650273 · President, RMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,031

SEC source: 0001225208-21-005817 · doc4.xml · nonDerivative · entry 1

Kremer Wesley D · CIK 0001650273 · President, RMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,138

SEC source: 0001225208-21-005818 · doc4.xml · nonDerivative · entry 2

Azevedo Roy · CIK 0001752295 · President, RIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,475

SEC source: 0001225208-21-005818 · doc4.xml · nonDerivative · entry 1

Azevedo Roy · CIK 0001752295 · President, RIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,113

SEC source: 0001225208-21-005819 · doc4.xml · nonDerivative · entry 2

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,465

SEC source: 0001225208-21-005819 · doc4.xml · nonDerivative · entry 1

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,840

SEC source: 0001225208-21-007504 · doc4a.xml · nonDerivative · entry 2

Azevedo Roy · CIK 0001752295 · President, RIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,642

F1 · shares: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction.

F1 · balance_after: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction.

SEC source: 0001225208-21-007504 · doc4a.xml · nonDerivative · entry 1

Azevedo Roy · CIK 0001752295 · President, RIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,141

F1 · shares: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction.

F1 · balance_after: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction.

SEC source: 0001225208-21-005813 · doc4.xml · derivative · entry 6

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,269

Underlying: Common Stock · 16,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.