Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpRTX · Entity 2823 | EVP, Chief Financial Officer | March 22, 2021 | March 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date March 22, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,656 |
Ending reported balance
After 2021-03-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-22 · Tax withholding · Disposed 2,426 · Balance 103,149 Row 2 · 2021-03-22 · Tax withholding · Disposed 2,493 · Balance 100,656 |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 10,856.9609 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,856.9609 |
| Common StockSEC Table I · non-derivative | IndirectBenefit Plan | 1,225 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,225 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 08, 2020
Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 38,682 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 15,055 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 23,627 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2020-04-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 4,567 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3: The Reporting Person indirectly beneficially owned 4,567 shares of Raytheon Common Stock based on funds in the Reporting Person's Savings and Investment Plan/Excess Savings Plan Account. |
| Common StockSEC Table I · non-derivative | IndirectBenefit Plan | 0 |
Reported balance
After 2020-04-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-04-03 · Disposition to issuer · Disposed 527 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F4: The Reporting Person indirectly beneficially owned 527 shares of Raytheon Common Stock based on funds in the Reporting Person's other employee benefit plan account. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,829 |
Reported balance
After 2020-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-03 · Disposition to issuer · Disposed 12,191 · Balance 21,829 F5: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,666 |
Reported balance
After 2020-04-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-04-03 · Disposition to issuer · Disposed 13,163 · Balance 8,666 F6: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-04-03 · Disposition to issuer · Disposed 8,666 · Balance 0 F7: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 15,055 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 23,627 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement.
F3: The Reporting Person indirectly beneficially owned 4,567 shares of Raytheon Common Stock based on funds in the Reporting Person's Savings and Investment Plan/Excess Savings Plan Account.
F4: The Reporting Person indirectly beneficially owned 527 shares of Raytheon Common Stock based on funds in the Reporting Person's other employee benefit plan account.
F5: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
F6: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
F7: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2021 Filed Mar 23, 2021 21:11 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,493 | $76.92 | $191,761.56 |
DisclosureSEC source: 0001225208-21-005815 · doc4.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,656 Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:11 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,426 | $76.92 | $186,607.92 |
DisclosureSEC source: 0001225208-21-005815 · doc4.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,149 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:19 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 50,200 | $72.49 Strike: $72.49 | $3,638,998.00 |
DisclosureSEC source: 0001225208-21-002076 · doc4.xml · derivative · entry 2 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,200 Underlying: Common Stock · 50,200 shares Expires 2031-02-07 F2 · balance_after: In addition to the stock appreciation rights (SARs) and not included in this number, the reporting person was also awarded 33,110 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:19 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 11,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002076 · doc4.xml · derivative · entry 1 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,330 Underlying: Common Stock · 11,040 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 9,208 | $66.28 | $610,306.24 |
DisclosureSEC source: 0001225208-21-001164 · doc4.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,575 Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 27,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001164 · doc4.xml · derivative · entry 5 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,290 Underlying: Common Stock · 27,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 27,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001164 · doc4.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:14 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 27,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-014914 · doc4.xml · derivative · entry 1 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,600 Underlying: Common Stock · 27,390 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · derivative.exercise_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · derivative.expiration_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 1,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · derivative · entry 11 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,210 Underlying: Common Stock · 1,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F6 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. F6 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · derivative · entry 10 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,456 Underlying: Common Stock · 1,154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F5 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. F5 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · derivative · entry 9 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,610 Underlying: Common Stock · 820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,246 | $61.97 | $77,214.62 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · nonDerivative · entry 6 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,473 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,154 | $61.97 | $71,513.38 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · nonDerivative · entry 5 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,719 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 820 | $61.97 | $50,815.40 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · nonDerivative · entry 4 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,873 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · nonDerivative · entry 3 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:42 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 1,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011627 · doc4.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:31 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 8,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000120 · wf-form4_158637426855710.xml · derivative · entry 6 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,666 shares Expires not disclosed F7 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F7 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F7 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F7 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:31 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 13,163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000120 · wf-form4_158637426855710.xml · derivative · entry 5 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,666 Underlying: Common Stock · 13,163 shares Expires not disclosed F6 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:31 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 12,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000120 · wf-form4_158637426855710.xml · derivative · entry 4 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,829 Underlying: Common Stock · 12,191 shares Expires not disclosed F5 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.expiration_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:31 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000120 · wf-form4_158637426855710.xml · nonDerivative · entry 3 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F4 · ownership.nature: The Reporting Person indirectly beneficially owned 527 shares of Raytheon Common Stock based on funds in the Reporting Person's other employee benefit plan account. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:31 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 4,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000120 · wf-form4_158637426855710.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3 · ownership.nature: The Reporting Person indirectly beneficially owned 4,567 shares of Raytheon Common Stock based on funds in the Reporting Person's Savings and Investment Plan/Excess Savings Plan Account. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:31 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 38,682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000120 · wf-form4_158637426855710.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes 15,055 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 23,627 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:41 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 20,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000338 · ownership.xml · derivative · entry 7 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,430 Underlying: Common Stock · 20,233 shares Expires not disclosed F7 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F7 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F7 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F7 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:41 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 30,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000338 · ownership.xml · derivative · entry 6 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,197 Underlying: Common Stock · 30,733 shares Expires not disclosed F6 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:41 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 28,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000338 · ownership.xml · derivative · entry 5 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,464 Underlying: Common Stock · 28,464 shares Expires not disclosed F5 · derivative.exercise_price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.exercise_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.expiration_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:41 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 1,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000338 · ownership.xml · nonDerivative · entry 4 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 1,230 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F4 · ownership.nature: The Reporting Person indirectly beneficially owns 1,230 shares of RTX Common Stock based on funds in the Reporting Person's other employee benefit plan account. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:41 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 10,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000338 · ownership.xml · nonDerivative · entry 3 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 10,663 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3 · ownership.nature: The Reporting Person indirectly beneficially owns 10,663 shares of RTX Common Stock based on funds in the Reporting Person's Savings and Investment Plan/Excess Savings Plan Account. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,841 | $49.93 | $141,851.13 |
DisclosureSEC source: 0000947871-20-000338 · ownership.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,473 Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:41 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 90,314 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000338 · ownership.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,314 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes (1) 10,936 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 21, 2018, (2) 16,860 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 20, 2019, and (3) 20,964 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 25, 2020, pursuant to the terms of the Merger Agreement. All such shares continue to vest in one-third increments on each of the second, third and fourth anniversaries of their original date of grant, as applicable. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 17:22 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 8,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-20-000074 · wf-form4_158534414786514.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,682 F1 · shares: Shares of restricted stock that vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:13 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,217 | $115.54 | $140,612.18 |
DisclosureSEC source: 0001047122-20-000055 · wf-form4_158517078578277.xml · nonDerivative · entry 3 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,703 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:13 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,314 | $115.54 | $151,819.56 |
DisclosureSEC source: 0001047122-20-000055 · wf-form4_158517078578277.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,920 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:13 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,039 | $115.54 | $120,046.06 |
DisclosureSEC source: 0001047122-20-000055 · wf-form4_158517078578277.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,234 Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 1,134 | $202.49 | $229,623.66 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 9 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,273 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F10 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $202.15 to $202.81 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 1,849 | $201.58 | $372,721.42 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 8 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,407 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F9 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $201.09 to $201.98 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 557 | $200.32 | $111,578.24 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 7 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,256 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F8 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $200.02 to $200.83 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 898 | $199.57 | $179,213.86 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 6 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,813 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F7 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $199.01 to $199.99 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 1,323 | $197.40 | $261,160.20 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 5 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,711 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F6 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $197.20 to $198.12 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 1,927 | $196.71 | $379,060.17 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 4 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,034 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F5 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $196.11 to $197.11 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 529 | $195.45 | $103,393.05 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 3 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,961 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F4 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $194.95 to $195.85 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 1,008 | $194.33 | $195,884.64 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,490 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $193.94 to $194.79 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 16:03 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 314 | $193.12 | $60,639.68 |
DisclosureSEC source: 0001047122-20-000039 · wf-form4_158344216367938.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,498 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020. F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $192.75 to $193.33 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 19:29 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 6,434 | $226.76 | $1,458,973.84 |
DisclosureSEC source: 0001047122-20-000024 · wf-form4_158207215639571.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,812 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 19:29 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 15,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-20-000024 · wf-form4_158207215639571.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,246 F1 · shares: Shares of the Issuer's Common Stock issued to the Reporting Person pursuant to the settlement of such person's award under the Issuer's 2017-2019 Long-Term Performance Plan. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:31 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,218 | $182.08 | $221,773.44 |
DisclosureSEC source: 0001047122-19-000110 · wf-form4_155424070364790.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,273 Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 17:11 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,315 | $180.62 | $237,515.30 |
DisclosureSEC source: 0001047122-19-000091 · wf-form4_155363464554986.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,491 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 18:23 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 7,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-19-000064 · wf-form4_155320697541967.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,806 F1 · shares: Shares of restricted stock that vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 17:37 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,072 | $180.23 | $193,206.56 |
DisclosureSEC source: 0001047122-19-000044 · wf-form4_155311781659330.xml · nonDerivative · entry 1 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,585 Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 17:18 UTC | RAYTHEON CO/ RTN · Entity 149943 | SaleCommon Stock | 4,400 | $181.44 | $798,329.40 |
DisclosureSEC source: 0001047122-19-000027 · wf-form4_155294386579825.xml · nonDerivative · entry 2 O'Brien Anthony F · CIK 0001636181 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,657 F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2019. F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $181.22 to $181.98 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.