Reynolds Fredric

SEC source: 0001506293-26-000086 · wk-form4_1779912662.xml · nonDerivative · entry 1

Reynolds Fredric · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,219

F1 · shares: Restricted Stock Units (RSUs) scheduled to vest in full on the earlier of (i) May 22, 2027 or (ii) the date immediately prior to the Company's next regular annual stockholders meeting (subject to continued service), with immediate vesting in full upon the consummation of a change in control. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001, subject to vesting.

F2 · balance_after: Includes RSUs subject to vesting conditions.

SEC source: 0001225208-26-004878 · doc4.xml · derivative · entry 1

Reynolds Fredric · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,799.1017

Underlying: Common Stock · 1,346.0555 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001506293-25-000133 · wk-form4_1748378546.xml · nonDerivative · entry 1

Reynolds Fredric · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,223

F1 · shares: Restricted Stock Units (RSUs) scheduled to vest in full on the earlier of (i) May 23, 2026 or (ii) the date immediately prior to the Company's next regular annual stockholders meeting (subject to continued service), with immediate vesting in full upon the consummation of a change in control. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001, subject to vesting.

F2 · balance_after: Includes RSUs subject to vesting conditions.

SEC source: 0001225208-25-004724 · doc4.xml · derivative · entry 1

Reynolds Fredric · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,073.9693

Underlying: Common Stock · 1,860.1366 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001506293-24-000108 · wk-form4_1717017686.xml · nonDerivative · entry 1

Reynolds Fredric · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,809

F1 · shares: These securities consist of 6,274 Restricted Stock Units (RSUs) that were granted on May 24, 2024. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001 (Class A Common Stock), subject to vesting. The RSUs will vest in full on the earlier of (i) May 24, 2025, or (ii) the date immediately prior to the Company's next regular annual shareholders meeting, in either case, subject to the Reporting Person's continued service as a non-employee director of the Company through such date.

F2 · balance_after: These securities consist of 90,535 shares of Class A Common Stock and 6,274 RSUs.

SEC source: 0001225208-24-005692 · doc4.xml · derivative · entry 1

Reynolds Fredric · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,766.3309

Underlying: Common Stock · 2,208.2638 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-23-011239 · doc4.xml · derivative · entry 1

Reynolds Frederic · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,442.6295

Underlying: Common Stock · 298.9537 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director and related to his designation as Lead Director in December 2023. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director and related to his designation as Lead Director in December 2023. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director and related to his designation as Lead Director in December 2023. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001506293-23-000114 · wk-form4_1685571784.xml · nonDerivative · entry 1

Reynolds Frederic · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,535

F1 · shares: These securities consist of 1 Restricted Stock Units (RSUs) that were granted on May 26, 2023. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001 (Class A Common Stock), subject to vesting. The RSUs will vest in full on the earlier of (i) May 26, 2024, or (ii) the date immediately prior to the Company's next regular annual shareholders meeting, in either case, subject to the Reporting Person's continued service as a non-employee director of the Company through such date.

F2 · balance_after: These securities consist of 79,805 shares of Class A Common Stock and 10,730 RSUs.

SEC source: 0001225208-23-005421 · doc4.xml · derivative · entry 1

Reynolds Frederic · CIK 0001347950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,781.6346

Underlying: Common Stock · 2,215.0298 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001506293-22-000073 · wf-form4_165411455995284.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,805

F1 · shares: These securities consist of 12,713 Restricted Stock Units (RSUs) that were granted on May 27, 2022. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001 (Class A Common Stock), subject to vesting. The RSUs will vest in full on the earlier of (i) May 26, 2023, or (ii) the date immediately prior to the Company's next regular annual shareholders meeting, in either case, subject to the Reporting Person's continued service as a non-employee director of the Company through such date.

F2 · balance_after: These securities consist of 67,092 shares of Class A Common Stock and 12,713 RSUs.

SEC source: 0001225208-22-006211 · doc4.xml · derivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,201.3972

Underlying: Common Stock · 2,108.2221 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001209191-21-071239 · doc4.xml · nonDerivative · entry 3

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,848

F2 · kind: The reporting person's sale of MDLZ common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 90,000 shares of MDLZ common stock at a price of $63.2935 per share on December 14, 2021. The reporting person has paid to MDLZ the full amount of the profit realized in connection with the short-swing transaction.

F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.095 to $63.415 inclusive. The reporting person undertakes to provide to MDLZ, any security holder of MDLZ, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

F4 · balance_after: Total number of shares owned includes 6,226 shares acquired through a dividend reinvestment program.

SEC source: 0001209191-21-071239 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,848

F1 · kind: On January 29, 2021, the reporting person established a grantor retained annuity trust and transferred (by gift) 130,817 shares of Mondelez International, Inc. ("MDLZ") common stock to the trust. On December 9, 2021, the reporting person withdrew 101,195 shares of MDLZ common stock from the grantor retained annuity trust. In exchange for the withdrawal of the MDLZ common stock, the reporting person contributed to the trust shares of stock of other companies and cash. The withdrawal of shares from the trust resulted in a decrease in the number of MDLZ shares the reporting person beneficially owned indirectly through the trust and a corresponding increase in the number of MDLZ shares the reporting person beneficially owned directly.

SEC source: 0001506293-21-000133 · wf-form4_162268242740785.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,092

F1 · shares: These securities consist of 3,981 Restricted Stock Units (RSUs) that were granted on May 28, 2021. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001 (Class A Common Stock), subject to vesting. The RSUs will vest in full on the earlier of (i) May 28, 2022, or (ii) the date immediately prior to the Company's next regular annual shareholders meeting, in either case, subject to the Reporting Person's continued service as a non-employee director of the Company through such date.

F2 · balance_after: These securities consist of 63,111 shares of Class A Common Stock and 3,981 RSUs.

SEC source: 0001209191-21-034897 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,918

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 5,674 shares acquired through a dividend reinvestment program.

SEC source: 0001225208-21-007131 · doc4.xml · derivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,794.6563

Underlying: Common Stock · 2,592.5926 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001506293-20-000103 · wf-form4_159061846058722.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,111

F1 · shares: These securities consist of 13,440 Restricted Stock Units (RSUs) that were granted on May 22, 2020. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001 (Class A Common Stock), subject to vesting. The RSUs will vest in full on the earlier of (i) May 22, 2021, or (ii) the date immediately prior to the Company's next regular annual shareholders meeting, in either case, subject to the Reporting Person's continued service as a non-employee director of the Company through such date.

F2 · balance_after: These securities consist of 49,671 shares of Class A Common Stock and 13,440 RSUs.

SEC source: 0001209191-20-029361 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,837

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 4,641 shares acquired through a dividend reinvestment program.

SEC source: 0001225208-20-007682 · doc4.xml · derivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,131.6373

Underlying: Common Stock · 2,998.6169 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-20-012698 · doc4a.xml · derivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,921.998

Underlying: Common Stock · 2,998.6169 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F2 · balance_after: This amended Form 4 is being filed in order to reflect the impact of adjustments to the reporting person's stock ownership as a result of the merger of United Technologies Corporation and Raytheon Company and the related spin-offs of the Otis and Carrier businesses. The converted total number of securities owned following the spin-offs had not yet been determined as of the date of the original filing.

SEC source: 0001209191-19-030868 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,423

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 3,759 shares acquired through a dividend reinvestment program.

SEC source: 0001225208-19-007494 · doc4.xml · derivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953.0184

Underlying: Common Stock · 1,477.6245 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001628280-19-004771 · wf-form4_155623965931753.xml · derivative · entry 4

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · security: On April 23, 2019, Pinterest, Inc. (the "Company") filed an Amended and Restated Certificate of Incorporation (the "Charter") with the Delaware Secretary of State, pursuant to which each share of common stock was automatically reclassified (the "Recapitalization") as a share of the Company's Class B common stock, par value $0.00001 ("Class B Common Stock"). Effective upon the occurrence of the Recapitalization, as previously approved by the Company's board of directors, all shares of common stock underlying equity awards outstanding under the Company's 2009 Stock Plan were converted into shares of Class B Common Stock. As set forth in the Charter, each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Company's Class A common stock, par value $0.00001 ("Class A Common Stock"). Each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.exercise_price: On April 23, 2019, Pinterest, Inc. (the "Company") filed an Amended and Restated Certificate of Incorporation (the "Charter") with the Delaware Secretary of State, pursuant to which each share of common stock was automatically reclassified (the "Recapitalization") as a share of the Company's Class B common stock, par value $0.00001 ("Class B Common Stock"). Effective upon the occurrence of the Recapitalization, as previously approved by the Company's board of directors, all shares of common stock underlying equity awards outstanding under the Company's 2009 Stock Plan were converted into shares of Class B Common Stock. As set forth in the Charter, each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Company's Class A common stock, par value $0.00001 ("Class A Common Stock"). Each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · price: On April 23, 2019, Pinterest, Inc. (the "Company") filed an Amended and Restated Certificate of Incorporation (the "Charter") with the Delaware Secretary of State, pursuant to which each share of common stock was automatically reclassified (the "Recapitalization") as a share of the Company's Class B common stock, par value $0.00001 ("Class B Common Stock"). Effective upon the occurrence of the Recapitalization, as previously approved by the Company's board of directors, all shares of common stock underlying equity awards outstanding under the Company's 2009 Stock Plan were converted into shares of Class B Common Stock. As set forth in the Charter, each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Company's Class A common stock, par value $0.00001 ("Class A Common Stock"). Each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.exercise_date: On April 23, 2019, Pinterest, Inc. (the "Company") filed an Amended and Restated Certificate of Incorporation (the "Charter") with the Delaware Secretary of State, pursuant to which each share of common stock was automatically reclassified (the "Recapitalization") as a share of the Company's Class B common stock, par value $0.00001 ("Class B Common Stock"). Effective upon the occurrence of the Recapitalization, as previously approved by the Company's board of directors, all shares of common stock underlying equity awards outstanding under the Company's 2009 Stock Plan were converted into shares of Class B Common Stock. As set forth in the Charter, each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Company's Class A common stock, par value $0.00001 ("Class A Common Stock"). Each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.expiration_date: On April 23, 2019, Pinterest, Inc. (the "Company") filed an Amended and Restated Certificate of Incorporation (the "Charter") with the Delaware Secretary of State, pursuant to which each share of common stock was automatically reclassified (the "Recapitalization") as a share of the Company's Class B common stock, par value $0.00001 ("Class B Common Stock"). Effective upon the occurrence of the Recapitalization, as previously approved by the Company's board of directors, all shares of common stock underlying equity awards outstanding under the Company's 2009 Stock Plan were converted into shares of Class B Common Stock. As set forth in the Charter, each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Company's Class A common stock, par value $0.00001 ("Class A Common Stock"). Each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F4 · balance_after: These securities consist of 25,000 shares of Class B Common Stock and 75,000 previously reported RSUs. Each RSU represents Mr. Reynolds's right to receive one share of Class B Common Stock, subject to vesting.

SEC source: 0001628280-19-004771 · wf-form4_155623965931753.xml · nonDerivative · entry 3

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,671

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.10. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001628280-19-004771 · wf-form4_155623965931753.xml · nonDerivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,671

F2 · shares: These securities consist of 9,671 Restricted Stock Units (RSUs). Each RSU represents the Mr. Reynolds's right to receive one share of Class A Common Stock, subject to vesting. The RSUs will vest in full on the earlier of (i) April 23, 2020, or (ii) the date immediately prior to the Company's next regular annual shareholders meeting, in either case subject to the Mr. Reynolds's continued service as a non-employee director of the Company through such vesting date.

SEC source: 0001628280-19-004771 · wf-form4_155623965931753.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: On April 23, 2019, Pinterest, Inc. (the "Company") filed an Amended and Restated Certificate of Incorporation (the "Charter") with the Delaware Secretary of State, pursuant to which each share of common stock was automatically reclassified (the "Recapitalization") as a share of the Company's Class B common stock, par value $0.00001 ("Class B Common Stock"). Effective upon the occurrence of the Recapitalization, as previously approved by the Company's board of directors, all shares of common stock underlying equity awards outstanding under the Company's 2009 Stock Plan were converted into shares of Class B Common Stock. As set forth in the Charter, each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Company's Class A common stock, par value $0.00001 ("Class A Common Stock"). Each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · price: On April 23, 2019, Pinterest, Inc. (the "Company") filed an Amended and Restated Certificate of Incorporation (the "Charter") with the Delaware Secretary of State, pursuant to which each share of common stock was automatically reclassified (the "Recapitalization") as a share of the Company's Class B common stock, par value $0.00001 ("Class B Common Stock"). Effective upon the occurrence of the Recapitalization, as previously approved by the Company's board of directors, all shares of common stock underlying equity awards outstanding under the Company's 2009 Stock Plan were converted into shares of Class B Common Stock. As set forth in the Charter, each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Company's Class A common stock, par value $0.00001 ("Class A Common Stock"). Each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

SEC source: 0001209191-19-018157 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,420

SEC source: 0001209191-18-031274 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,160

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 2,873 shares acquired through a dividend reinvestment program.

SEC source: 0001225208-18-008388 · doc4.xml · derivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,330.5467

Underlying: Common Stock · 1,697.8777 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F2 · derivative.exercise_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F2 · derivative.expiration_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-18-008388 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,225

F1 · price: The price reported in Column 4 is a weighted average price for shares purchased in multiple transactions. The purchase prices range from $121.37 to $121.67 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001209191-18-018271 · doc4.xml · nonDerivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,101

SEC source: 0001209191-18-018271 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,585

SEC source: 0001209191-17-033653 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,059

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 2,201 shares acquired through a dividend reinvestment program.

SEC source: 0001225208-17-008417 · doc4.xml · derivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528.1266

Underlying: Common Stock · 1,702.2008 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001209191-17-016865 · doc4.xml · nonDerivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,491

SEC source: 0001209191-17-016865 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,007

SEC source: 0001225208-16-031881 · doc4.xml · derivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757.247

Underlying: Common Stock · 1,768.0608 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan in respect of his/her annual retainer for services as a non-employee Director. The Plan provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of service as a member of the Board of Directors, the non-employee Director will be entitled to receive a number of shares of Common Stock of United Technologies Corporation equal to the balance of Phantom Stock Units then held in his/her account under the Plan, distributed either as a lump sum or in installments, as previously elected pursuant to the Plan.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan in respect of his/her annual retainer for services as a non-employee Director. The Plan provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of service as a member of the Board of Directors, the non-employee Director will be entitled to receive a number of shares of Common Stock of United Technologies Corporation equal to the balance of Phantom Stock Units then held in his/her account under the Plan, distributed either as a lump sum or in installments, as previously elected pursuant to the Plan.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan in respect of his/her annual retainer for services as a non-employee Director. The Plan provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of service as a member of the Board of Directors, the non-employee Director will be entitled to receive a number of shares of Common Stock of United Technologies Corporation equal to the balance of Phantom Stock Units then held in his/her account under the Plan, distributed either as a lump sum or in installments, as previously elected pursuant to the Plan.

SEC source: 0001225208-16-026544 · doc4.xml · derivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982.6474

Underlying: Common Stock · 103.7105 shares

Expires not disclosed

F1 · derivative.exercise_price: The units are Deferred Stock Units ("DSUs") awarded under the Directors' Deferred Stock Unit Plan (the "Plan"). DSUs convert into shares of Common Stock on a one-for-one basis. The DSUs were awarded to the reporting person following his appointment by the Board of Directors to serve as a member of the Audit Committee, consistent with the provisions of the Plan. Upon termination of service on the Board of Directors, all such DSUs are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: The units are Deferred Stock Units ("DSUs") awarded under the Directors' Deferred Stock Unit Plan (the "Plan"). DSUs convert into shares of Common Stock on a one-for-one basis. The DSUs were awarded to the reporting person following his appointment by the Board of Directors to serve as a member of the Audit Committee, consistent with the provisions of the Plan. Upon termination of service on the Board of Directors, all such DSUs are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: The units are Deferred Stock Units ("DSUs") awarded under the Directors' Deferred Stock Unit Plan (the "Plan"). DSUs convert into shares of Common Stock on a one-for-one basis. The DSUs were awarded to the reporting person following his appointment by the Board of Directors to serve as a member of the Audit Committee, consistent with the provisions of the Plan. Upon termination of service on the Board of Directors, all such DSUs are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-16-025502 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,225

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $85.86 to $86.25, inclusive. Actual prices are available upon request to United Technologies Corporation.

SEC source: 0001225208-16-023813 · doc4.xml · derivative · entry 3

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046.3535

Underlying: Common Stock · 1,046.3535 shares

Expires not disclosed

F2 · derivative.exercise_price: Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account.

F2 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account.

F2 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account.

SEC source: 0001225208-16-023813 · doc4.xml · derivative · entry 2

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878.9369

Underlying: Common Stock · 878.9369 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.