Wood Michael J

SEC source: 0001225208-21-005816 · doc4.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,233

SEC source: 0001225208-21-005816 · doc4.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,608

SEC source: 0001225208-21-002080 · doc4.xml · derivative · entry 2

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2031-02-07

F2 · balance_after: In addition to the stock appreciation rights (SARs) and not included in this number, the reporting person was also awarded 3,105 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.

SEC source: 0001225208-21-002080 · doc4.xml · derivative · entry 1

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,431

Underlying: Common Stock · 5,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

SEC source: 0001225208-21-001165 · doc4.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,976

SEC source: 0001225208-21-001165 · doc4.xml · derivative · entry 3

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,256

Underlying: Common Stock · 6,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan.

SEC source: 0001225208-21-001165 · doc4.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001047122-20-000123 · wf-form4_158637434780138.xml · derivative · entry 4

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F5 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F5 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F5 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

SEC source: 0001047122-20-000123 · wf-form4_158637434780138.xml · derivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914

Underlying: Common Stock · 2,907 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F4 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F4 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F4 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

SEC source: 0001047122-20-000123 · wf-form4_158637434780138.xml · derivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,821

Underlying: Common Stock · 2,858 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F3 · price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F3 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F3 · derivative.expiration_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

SEC source: 0001047122-20-000123 · wf-form4_158637434780138.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2 · shares: Includes 7,437 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 5,475 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement.

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

SEC source: 0000947871-20-000334 · ownership.xml · derivative · entry 5

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,929

Underlying: Common Stock · 4,469 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F5 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F5 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F5 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

SEC source: 0000947871-20-000334 · ownership.xml · derivative · entry 4

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460

Underlying: Common Stock · 6,787 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F4 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F4 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F4 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

SEC source: 0000947871-20-000334 · ownership.xml · derivative · entry 3

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,673

Underlying: Common Stock · 6,673 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F3 · price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F3 · derivative.exercise_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F3 · derivative.expiration_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

SEC source: 0000947871-20-000334 · ownership.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,350

SEC source: 0000947871-20-000334 · ownership.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · Corporate VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,146

F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2 · shares: Includes (1) 2,552 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 21, 2018, (2) 3,761 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 20, 2019, and (3) 4,677 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 25, 2020, pursuant to the terms of the Merger Agreement. All such shares continue to vest in one-third increments on each of the second, third and fourth anniversaries of their original date of grant, as applicable.

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

SEC source: 0001047122-20-000077 · wf-form4_158534421430250.xml · nonDerivative · entry 7

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,912

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

F7 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $155.71 to $155.825 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-20-000077 · wf-form4_158534421430250.xml · nonDerivative · entry 6

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,086

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

F6 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $154.28 to $154.96 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-20-000077 · wf-form4_158534421430250.xml · nonDerivative · entry 5

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,263

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

F5 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $153.20 to $154.115 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-20-000077 · wf-form4_158534421430250.xml · nonDerivative · entry 4

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,601

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

F4 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $151.40 to $152.365 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-20-000077 · wf-form4_158534421430250.xml · nonDerivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,984

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $150.16 to $150.38 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-20-000077 · wf-form4_158534421430250.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,081

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

SEC source: 0001047122-20-000077 · wf-form4_158534421430250.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,166

F1 · shares: Shares of restricted stock that vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant.

SEC source: 0001047122-20-000057 · wf-form4_158517083169918.xml · nonDerivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163

SEC source: 0001047122-20-000057 · wf-form4_158517083169918.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,504

SEC source: 0001047122-20-000057 · wf-form4_158517083169918.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,922

SEC source: 0001047122-20-000035 · wf-form4_158224631080783.xml · nonDerivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,165

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

SEC source: 0001047122-20-000035 · wf-form4_158224631080783.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,208

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $224.57 to $225.285 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-20-000035 · wf-form4_158224631080783.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,838

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2019.

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $223.505 to $224.46 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-20-000027 · wf-form4_158207221916946.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,380

SEC source: 0001047122-20-000027 · wf-form4_158207221916946.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,773

F1 · shares: Shares of the Issuer's Common Stock issued to the Reporting Person pursuant to the settlement of such person's award under the Issuer's 2017-2019 Long-Term Performance Plan.

SEC source: 0001047122-19-000119 · wf-form4_155475982570244.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,165

F1 · shares: The stock sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

SEC source: 0001047122-19-000113 · wf-form4_155424083161362.xml · nonDerivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,592

SEC source: 0001047122-19-000113 · wf-form4_155424083161362.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,933

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $181.99 to $182.44 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-19-000113 · wf-form4_155424083161362.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,996

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $180.97 to $181.95 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-19-000084 · wf-form4_155363436607593.xml · nonDerivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,456

SEC source: 0001047122-19-000084 · wf-form4_155363436607593.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,875

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $180.975 to $181.33 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-19-000084 · wf-form4_155363436607593.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,081

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $179.96 to $180.82 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-19-000067 · wf-form4_155320710085748.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,418

F1 · shares: Shares of restricted stock that vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant.

SEC source: 0001047122-19-000047 · wf-form4_155311793797691.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,807

SEC source: 0001047122-19-000025 · wf-form4_155027532610004.xml · nonDerivative · entry 5

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,243

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

SEC source: 0001047122-19-000025 · wf-form4_155027532610004.xml · nonDerivative · entry 4

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,373

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

F4 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $183.785 to $184.26 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-19-000025 · wf-form4_155027532610004.xml · nonDerivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,599

F2 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $182.78 to $183.75 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-19-000025 · wf-form4_155027532610004.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,744

SEC source: 0001047122-19-000025 · wf-form4_155027532610004.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,217

F1 · shares: Shares of the Issuer's Common Stock issued to the Reporting Person pursuant to the settlement of such person's award under the Issuer's 2016-2018 Long-Term Performance Plan.

SEC source: 0001047122-18-000184 · wf-form4_152831990659343.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,243

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2018.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $212.32 to $212.62 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-18-000184 · wf-form4_152831990659343.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,462

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2018.

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $211.315 to $212.29 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-18-000153 · wf-form4_152780101552670.xml · nonDerivative · entry 1

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864

SEC source: 0001047122-18-000120 · wf-form4_152244402792706.xml · nonDerivative · entry 3

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,361

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F4 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $214.72 to $215.58 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001047122-18-000120 · wf-form4_152244402792706.xml · nonDerivative · entry 2

Wood Michael J · CIK 0001377272 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,628

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2017.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $213.57 to $214.48 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.