Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpRTX · Entity 2823 | President, RMD | March 27, 2023 | March 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date March 27, 2023 · Filed March 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,019 |
Reported balance
After 2023-03-27 transaction · row 1
1 source rowRow 1 · 2023-03-27 · Tax withholding · Disposed 2,452 · Balance 73,019 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 08, 2020
Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 30,256 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 10,713 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 19,543 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement. |
| Common StockSEC Table I · non-derivative | IndirectBenefit Plan | 0 |
Reported balance
After 2020-04-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 2,326 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3: The Reporting Person indirectly beneficially owned 2,326 shares of Raytheon Common Stock based on funds in the Reporting Person's employee benefit plan account. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,286 |
Reported balance
After 2020-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-03 · Disposition to issuer · Disposed 9,906 · Balance 17,286 F4: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,863 |
Reported balance
After 2020-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-03 · Disposition to issuer · Disposed 10,423 · Balance 6,863 F5: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-04-03 · Disposition to issuer · Disposed 6,863 · Balance 0 F6: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 10,713 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 19,543 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement.
F3: The Reporting Person indirectly beneficially owned 2,326 shares of Raytheon Common Stock based on funds in the Reporting Person's employee benefit plan account.
F4: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
F5: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
F6: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2023 Filed Mar 28, 2023 21:08 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,452 | $96.91 | $237,623.32 |
DisclosureSEC source: 0001225208-23-004301 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,019 Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:02 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,972 | $97.53 | $192,329.16 |
DisclosureSEC source: 0001225208-23-004178 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,471 Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 22:07 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 56,700 | $97.65 Strike: $97.65 | $5,536,755.00 |
DisclosureSEC source: 0001225208-23-001703 · doc4.xml · derivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,700 Underlying: Common Stock · 56,700 shares Expires 2033-02-07 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 21,510 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 22:05 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 4,946 | $98.71 | $488,219.66 |
DisclosureSEC source: 0001225208-23-001139 · doc4.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,443 Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 22:05 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 15,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001139 · doc4.xml · derivative · entry 3 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,432 Underlying: Common Stock · 15,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 22:05 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 15,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001139 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010821 · doc4.xml · derivative · entry 3 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,592 Underlying: Common Stock · 405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 405 | $83.11 | $33,659.55 |
DisclosureSEC source: 0001225208-22-010821 · doc4.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,016 Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010821 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:12 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,452 | $102.43 | $251,158.36 |
DisclosureSEC source: 0001225208-22-005199 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,016 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,079 | $99.94 | $207,775.26 |
DisclosureSEC source: 0001225208-22-005004 · doc4.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,468 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,972 | $99.94 | $197,081.68 |
DisclosureSEC source: 0001225208-22-005004 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,547 Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 22:16 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 15,083 | $93.92 | $1,416,655.69 |
DisclosureSEC source: 0001225208-22-002618 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,519 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $93.9101 to $94.0102 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 96,700 | $94.04 Strike: $94.04 | $9,093,668.00 |
DisclosureSEC source: 0001225208-22-002618 · doc4.xml · derivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,700 Underlying: Common Stock · 96,700 shares Expires 2032-02-14 F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 31,905 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 22:09 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 8,265 | $90.19 | $745,420.35 |
DisclosureSEC source: 0001225208-22-001235 · doc4.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,602 Read SEC document |
| January 30, 2022 Filed Feb 1, 2022 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 23,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001235 · doc4.xml · derivative · entry 3 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,328 Underlying: Common Stock · 23,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. Read SEC document |
| January 30, 2022 Filed Feb 1, 2022 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 23,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001235 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 21:36 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 5,512 | $86.82 | $478,555.15 |
DisclosureSEC source: 0001225208-21-011233 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,519 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $86.61 to $87.19 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:12 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,107 | $76.92 | $162,070.44 |
DisclosureSEC source: 0001225208-21-005817 · doc4.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,031 Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:12 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,999 | $76.92 | $153,763.08 |
DisclosureSEC source: 0001225208-21-005817 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,138 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:18 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 43,900 | $72.49 Strike: $72.49 | $3,182,311.00 |
DisclosureSEC source: 0001225208-21-002074 · doc4.xml · derivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2031-02-07 F2 · balance_after: In addition to the stock appreciation rights (SARs) and not included in this number, the reporting person was also awarded 28,970 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:18 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 9,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002074 · doc4.xml · derivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,771 Underlying: Common Stock · 9,660 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 7,079 | $66.28 | $469,196.12 |
DisclosureSEC source: 0001225208-21-001163 · doc4.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,137 F2 · balance_after: The Form 4 filed by the reporting person on April 3, 2020 incorrectly overstated the number of shares of common stock held by the reporting person by 2 shares. This clerical error has been corrected for purposes of calculating the total number of shares of common stock held by the reporting person as reported on this Form 4. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 22,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001163 · doc4.xml · derivative · entry 4 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,111 Underlying: Common Stock · 22,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 22,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001163 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · balance_after: The Form 4 filed by the reporting person on April 3, 2020 incorrectly overstated the number of shares of common stock held by the reporting person by 2 shares. This clerical error has been corrected for purposes of calculating the total number of shares of common stock held by the reporting person as reported on this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:14 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 27,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-014913 · doc4.xml · derivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,301 Underlying: Common Stock · 27,390 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · derivative.exercise_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · derivative.expiration_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 988 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · derivative · entry 10 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,911 Underlying: Common Stock · 988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F5 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. F5 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · derivative · entry 9 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 Underlying: Common Stock · 939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · derivative · entry 8 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,838 Underlying: Common Stock · 651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 988 | $61.97 | $61,226.36 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · nonDerivative · entry 6 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,028 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 939 | $61.97 | $58,189.83 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · nonDerivative · entry 5 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,016 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 651 | $61.97 | $40,342.47 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · nonDerivative · entry 4 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,955 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · nonDerivative · entry 3 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 988 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011626 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:30 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 6,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000118 · wf-form4_158637421697699.xml · derivative · entry 5 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,863 shares Expires not disclosed F6 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:30 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 10,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000118 · wf-form4_158637421697699.xml · derivative · entry 4 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,863 Underlying: Common Stock · 10,423 shares Expires not disclosed F5 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:30 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 9,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000118 · wf-form4_158637421697699.xml · derivative · entry 3 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,286 Underlying: Common Stock · 9,906 shares Expires not disclosed F4 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F4 · price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F4 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F4 · derivative.expiration_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:30 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 2,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000118 · wf-form4_158637421697699.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3 · ownership.nature: The Reporting Person indirectly beneficially owned 2,326 shares of Raytheon Common Stock based on funds in the Reporting Person's employee benefit plan account. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:30 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 30,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000118 · wf-form4_158637421697699.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes 10,713 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 19,543 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:38 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 16,024 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000337 · ownership.xml · derivative · entry 6 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,489 Underlying: Common Stock · 16,024 shares Expires not disclosed F6 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:38 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 24,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000337 · ownership.xml · derivative · entry 5 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,465 Underlying: Common Stock · 24,336 shares Expires not disclosed F5 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:38 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 23,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000337 · ownership.xml · derivative · entry 4 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,129 Underlying: Common Stock · 23,129 shares Expires not disclosed F4 · derivative.exercise_price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F4 · price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F4 · derivative.exercise_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F4 · derivative.expiration_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:38 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 5,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000337 · ownership.xml · nonDerivative · entry 3 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 5,431 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3 · ownership.nature: The Reporting Person indirectly beneficially owns 5,431 shares of RTX Common Stock based on funds in the Reporting Person's employee benefit plan account. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:38 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,614 | $49.93 | $130,517.02 |
DisclosureSEC source: 0000947871-20-000337 · ownership.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,028 Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:38 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 70,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000337 · ownership.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,641 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes (1) 9,479 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 21, 2018, (2) 13,488 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 20, 2019, and (3) 16,771 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 25, 2020, pursuant to the terms of the Merger Agreement. All such shares continue to vest in one-third increments on each of the second, third and fourth anniversaries of their original date of grant, as applicable. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 17:22 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 7,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-20-000072 · wf-form4_158534410254402.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,256 F1 · shares: Shares of restricted stock that vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:12 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,120 | $115.54 | $129,404.80 |
DisclosureSEC source: 0001047122-20-000053 · wf-form4_158517073843197.xml · nonDerivative · entry 3 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,073 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:12 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 1,165 | $115.54 | $134,604.10 |
DisclosureSEC source: 0001047122-20-000053 · wf-form4_158517073843197.xml · nonDerivative · entry 2 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,193 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:12 UTC | RAYTHEON CO/ RTN · Entity 149943 | Tax withholdingCommon Stock | 902 | $115.54 | $104,217.08 |
DisclosureSEC source: 0001047122-20-000053 · wf-form4_158517073843197.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,358 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.